At a Glance
- Tasks: Partner with firms to enhance their regulatory frameworks and manage client queries.
- Company: Join a high-performing compliance consultancy team in the investment management sector.
- Benefits: Remote work, professional development support, and exposure to complex regulatory challenges.
- Other info: Enjoy a dynamic remote role with opportunities for travel and career growth.
- Why this job: Make a real impact by balancing commercial success with robust compliance for diverse clients.
- Qualifications: 5 years of consultancy experience and a Level 4 Diploma in Financial Services.
The predicted salary is between 50000 - 60000 £ per year.
We're looking for an experienced Business Risk Consultant to join a high-performing compliance consultancy team supporting investment management and financial advice across the UK.
Role Overview
This is a client-facing, advisory role where you'll partner with firms to assess and strengthen their regulatory frameworks—helping them balance commercial success with robust compliance.
Why Apply?
- You'll have a varied portfolio of clients across both discretionary investment management and financial advice firms
- You'll expand your regulatory knowledge
- You'll have the opportunity to engage with the Regulator and have exposure to more complex regulatory work
What you'll do
- Take primary responsibility for managing client queries sent to the Discretionary Investment Management (DIM) team with support from the rest of the team.
- Undertake business risk assessments either remotely from home or at the client's premises, or any other locations to be agreed.
- Prepare detailed and personalised written reports, and other appropriate documentation as appropriate.
- Manage a workload which includes arranging business risk assessments and other client related activity to clients and ensuring sufficient time is set aside for preparing visit outputs and dealing with client queries.
- Promote threesixty and the services provided in a positive manner.
- Be willing to undertake project work as required.
- Maintain up to date and accurate knowledge in all regulatory and legislative areas which might realistically be of interest to clients.
What you'll need to succeed
- 5 years successful experience delivering consultancy services to the investment management and intermediary community.
- Level 4 Diploma in Financial Services with the motivation to achieve Level 6 and other risk-related qualifications (fully supported by the business).
- Experience of working with vertically integrated firms, which includes knowledge of the regulatory requirements which apply to MIFIDPRU firms including both prudential and conduct of business requirements.
- A good understanding of vertically integrated firm's business strategies.
- Ability to manage and deliver a varied and busy workload.
- Detailed knowledge of the regulatory framework.
- Understanding of how investment management and financial advice firms operate.
- Understanding of the need to blend commercial and regulatory obligations.
Desirable requirements
- Ideally, a Level 6 advanced level Financial Services qualification
- Experience in dealing/liaising with Regulators.
- Experience of working for the Regulator
Your approach to work
- Strong communication and relationship-building skills
- Able to manage a varied workload with a high degree of autonomy, while working collaboratively as part of a wider team
- Able to work independently as well as part of a team
- Professional and credible approach with clients based on experience, qualifications and knowledge
Important to know
- This is a remote-working, field based role
- Full driving licence required
- Able to undertake travel and occasional overnight stays.
- Applicants must already hold a legal right to work in the UK without time restrictions and without the need for future sponsorship. We are unable to provide Skilled Worker visa sponsorship.
Business Risk Consultant in London employer: SimplyBiz PLC
Join a dynamic and supportive team as a Business Risk Consultant, where you'll enjoy the flexibility of remote work while engaging with a diverse portfolio of clients across the UK. Our culture prioritises professional growth, offering comprehensive support for your regulatory qualifications and fostering an environment that values collaboration and innovation. With opportunities to interact directly with regulators and tackle complex compliance challenges, you'll find meaningful and rewarding work that balances commercial success with robust compliance.
StudySmarter Expert Advice🤫
We think this is how you could land Business Risk Consultant in London
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like SimplyBiz PLC looking for candidates who are engaged and informed.
We think you need these skills to ace Business Risk Consultant in London
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at SimplyBiz PLC. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at SimplyBiz PLC
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with SimplyBiz PLC’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
