Head of Compliance - Technical Huddersfield · Hybrid Remote
Head of Compliance - Technical Huddersfield · Hybrid Remote

Head of Compliance - Technical Huddersfield · Hybrid Remote

Huddersfield Full-Time 43200 - 72000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Lead and support a team delivering compliance services while ensuring regulatory standards are met.
  • Company: SimplyBiz is a dynamic company focused on providing top-notch compliance support in the financial services sector.
  • Benefits: Enjoy a hybrid work model, professional development opportunities, and a collaborative team culture.
  • Why this job: Join a forward-thinking company that values diversity and fosters a supportive environment for growth.
  • Qualifications: Experience in UK Financial Services, strong people management skills, and a Diploma in Financial Planning or equivalent.
  • Other info: We promote an inclusive workplace and encourage applicants from diverse backgrounds to apply.

The predicted salary is between 43200 - 72000 £ per year.

At SimplyBiz, we’re seeking a dynamic and experienced Head of Compliance – Technical to provide leadership and oversight for the internal Compliance Helpdesk team. You\’ll supervise, monitor and support the development of the team to deliver technical regulatory compliance support services to our members, ensuring the team operates within its SLA\’s. This is a hybrid role where you\’ll be expected to attend the office in Huddersfield for 3 days each week. What you\’ll be doing: Effective organisation and prioritisation of the team\’s workflow in order to meet deadlines, taking ownership and accountability for your own area. Ensure all members of the team have appropriate knowledge and competence to deliver core compliance services to our membership. Deliver training on regulatory matters to the team and other internal departments. Maintain and enhance your own technical and regulatory knowledge via CPD. Promote a culture of cross-department collaboration within the group to ensure information, knowledge and experience is shared across the business. Coaching and developing the team with the ability to assess training needs. Setting, measuring and managing performance standards and expectations. Motivating team members and creating an environment that fosters participation and challenge whilst supporting individual needs. Reviewing Financial Promotions and Websites for both the membership and white labelled marketing material. Work with relevant staff across the Group in order to maximise member recruitment, retention and services adoption. Assist firms with internal notifications to the regulator and other requests. What you\’ll need: Significant experience of working within the UK Financial Services industry. Excellent knowledge of the industry with an understanding of FCA rules and regulation and the Mortgage and Investment advice process. Diploma in Financial Planning or equivalent. Strong people management skills within a team environment. Effective communication and presentation skills with the ability to adapt to audience and situation appropriately. Strong organisational, analytical and problem-solving skills. High level of IT literacy with good knowledge of MS Office products. Self-motivated and proactive with a strong drive for results. Approachable, personable and collaborative. Flexible, “can-do” approach and comfortable working with changing priorities. Effectively balances a strong attention to detail with seeing the bigger picture. Comfortable making and defending decisions within area of expertise. Fintel plc and all the businesses within it adopt a zero-tolerance approach to discrimination on any of the protected grounds in the Equality Act 2010. We are committed to providing equal opportunities to all current and prospective employees regardless of age, disability, sex, sexual orientation, pregnancy and maternity, race or ethnicity, religion or belief, gender identity, or marriage and civil partnership. We aspire to have a diverse workforce because, in our view, diversity enables better business outcomes. We also believe that a more inclusive workplace, where people of different backgrounds work together, ensures better outcomes for all staff. From application to interview, we place inclusion at the heart of all we do. For these reasons we strongly encourage suitably qualified applicants from a wide range of backgrounds. #J-18808-Ljbffr

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Contact Detail:

Simply Biz Ltd Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Head of Compliance - Technical Huddersfield · Hybrid Remote

Tip Number 1

Familiarise yourself with the latest FCA rules and regulations, as well as the Mortgage and Investment advice process. This knowledge will not only help you in interviews but also demonstrate your commitment to staying updated in the field.

Tip Number 2

Showcase your people management skills by preparing examples of how you've successfully coached and developed teams in the past. Highlighting your ability to motivate and create a collaborative environment will resonate well with the hiring team.

Tip Number 3

Prepare to discuss your experience with performance management and setting expectations. Be ready to share specific instances where you've implemented effective performance standards and how it positively impacted your team.

Tip Number 4

Emphasise your adaptability and problem-solving skills during discussions. Given the dynamic nature of the role, sharing examples of how you've successfully navigated changing priorities will demonstrate your suitability for this position.

We think you need these skills to ace Head of Compliance - Technical Huddersfield · Hybrid Remote

Leadership Skills
Regulatory Knowledge
FCA Rules and Regulations
Financial Services Industry Experience
Team Management
Training and Development
Effective Communication
Presentation Skills
Organisational Skills
Analytical Skills
Problem-Solving Skills
IT Literacy
MS Office Proficiency
Self-Motivation
Collaboration Skills
Attention to Detail
Adaptability
Decision-Making Skills

Some tips for your application 🫡

Tailor Your CV: Make sure your CV highlights your significant experience in the UK Financial Services industry. Emphasise your knowledge of FCA rules and regulations, as well as any relevant qualifications like a Diploma in Financial Planning.

Craft a Compelling Cover Letter: In your cover letter, demonstrate your strong people management skills and your ability to motivate and develop teams. Provide specific examples of how you've successfully led teams in the past and how you can contribute to SimplyBiz's goals.

Showcase Communication Skills: Since effective communication is key for this role, ensure that your application reflects your ability to adapt your communication style to different audiences. Mention any experience you have in delivering training or presentations.

Highlight Problem-Solving Abilities: Include examples in your application that showcase your strong organisational, analytical, and problem-solving skills. This will demonstrate your capability to handle the responsibilities of the Head of Compliance - Technical role effectively.

How to prepare for a job interview at Simply Biz Ltd

Showcase Your Regulatory Knowledge

Make sure to brush up on FCA rules and regulations, as well as the Mortgage and Investment advice process. Be prepared to discuss how your experience aligns with these areas, demonstrating your understanding of compliance in the financial services industry.

Demonstrate Leadership Skills

As a Head of Compliance, you'll need strong people management skills. Prepare examples of how you've successfully led teams, motivated members, and fostered a collaborative environment. Highlight any coaching or training experiences you've had.

Prepare for Scenario-Based Questions

Expect questions that assess your problem-solving abilities and decision-making skills. Think of specific scenarios where you had to balance attention to detail with the bigger picture, and be ready to explain your thought process and outcomes.

Emphasise Your Communication Skills

Effective communication is key in this role. Be ready to discuss how you've adapted your communication style to different audiences. You might also want to prepare a brief presentation on a relevant topic to showcase your presentation skills during the interview.

Head of Compliance - Technical Huddersfield · Hybrid Remote
Simply Biz Ltd
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  • Head of Compliance - Technical Huddersfield · Hybrid Remote

    Huddersfield
    Full-Time
    43200 - 72000 £ / year (est.)

    Application deadline: 2027-07-11

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    Simply Biz Ltd

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