Compliance Manager - Leading Financial Services Firm in Slough
Compliance Manager - Leading Financial Services Firm

Compliance Manager - Leading Financial Services Firm in Slough

Slough Full-Time 36000 - 60000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Oversee regulatory obligations and conduct risk assessments in pensions legislation.
  • Company: Join a leading financial services firm with a global reach.
  • Benefits: Competitive salary, professional development, and a dynamic work environment.
  • Why this job: Make a real impact in compliance while working with top-tier professionals.
  • Qualifications: Expertise in UK pension schemes and experience in compliance programmes.

The predicted salary is between 36000 - 60000 £ per year.

Our Client Simmons and Hanbury have been instructed by one of the largest pension funds in the UK on a brilliant Compliance Manager opportunity to support the second line on oversight of regulatory obligations.

Key Responsibilities

  • Conduct and maintain regulatory risk assessments in line with pensions legislation.
  • Design, implement, and execute a risk based monitoring plan, involving thematic second line reviews aligned with the firm’s regulatory obligations under pensions regulation.
  • Develop and implement second line policies, procedures, and monitoring frameworks, providing expert regulatory advice and guidance on pensions regulations.
  • Undertake ad-hoc regulatory projects as required.

Experience Required

  • Comprehensive regulatory expertise in UK trust based defined benefit and defined contribution occupational pension schemes.
  • Experienced in developing and executing pensions compliance programmes and related policies.

Due to the high volume of applications, if you haven’t heard back from the team on this role, unfortunately your application has been unsuccessful. If your profile matches any of our other opportunities, one of our consultants will be in touch.

Compliance Manager - Leading Financial Services Firm in Slough employer: Simmons & Hanbury

Simmons & Hanbury is an exceptional employer, offering a dynamic work culture in the heart of London that fosters professional growth and development. As a leading financial services firm, we provide our employees with comprehensive training opportunities, competitive benefits, and the chance to work alongside industry experts on impactful regulatory projects. Join us to be part of a prestigious organisation that values innovation and excellence in compliance management.
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Contact Detail:

Simmons & Hanbury Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Compliance Manager - Leading Financial Services Firm in Slough

✨Tip Number 1

Network like a pro! Reach out to your connections in the financial services sector, especially those who have experience in compliance. A friendly chat can lead to insider info about job openings or even a referral.

✨Tip Number 2

Prepare for interviews by brushing up on your knowledge of pensions legislation and compliance frameworks. We recommend creating a cheat sheet of key regulations and recent changes to impress your interviewers.

✨Tip Number 3

Showcase your expertise! During interviews, share specific examples of how you've developed and executed compliance programmes. This will demonstrate your hands-on experience and make you stand out.

✨Tip Number 4

Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we’re always on the lookout for talented individuals like you to join our network.

We think you need these skills to ace Compliance Manager - Leading Financial Services Firm in Slough

Regulatory Risk Assessment
Pensions Legislation Knowledge
Risk-Based Monitoring Plan Development
Second Line Oversight
Policy and Procedure Development
Regulatory Compliance Expertise
Defined Benefit Pension Schemes Knowledge
Defined Contribution Pension Schemes Knowledge
Ad-Hoc Project Management
Expert Regulatory Advice
Monitoring Framework Implementation
Communication Skills
Analytical Skills
Attention to Detail

Some tips for your application 🫡

Tailor Your CV: Make sure your CV is tailored to the Compliance Manager role. Highlight your regulatory expertise and experience with pension schemes, as this will show us you’re a perfect fit for the position.

Craft a Compelling Cover Letter: Your cover letter should tell us why you’re passionate about compliance in the pensions sector. Share specific examples of your past work that align with the responsibilities listed in the job description.

Showcase Your Achievements: Don’t just list your duties; showcase your achievements! Use metrics or specific outcomes to demonstrate how you’ve successfully developed and executed compliance programmes in the past.

Apply Through Our Website: We encourage you to apply through our website for a smoother application process. This way, we can easily track your application and get back to you quicker!

How to prepare for a job interview at Simmons & Hanbury

✨Know Your Regulations

Make sure you brush up on UK pensions legislation and compliance requirements. Familiarise yourself with the specific regulations that apply to defined benefit and defined contribution schemes, as this will show your expertise and readiness for the role.

✨Prepare Real-Life Examples

Think of specific instances where you've successfully developed or executed a compliance programme. Be ready to discuss how you conducted risk assessments or implemented monitoring frameworks, as these experiences will highlight your practical knowledge.

✨Showcase Your Advisory Skills

Since the role involves providing expert regulatory advice, prepare to discuss how you've guided teams or stakeholders in the past. Highlight your communication skills and ability to simplify complex regulations for others.

✨Ask Insightful Questions

Prepare thoughtful questions about the firm's current compliance challenges or upcoming regulatory changes. This not only shows your interest in the role but also demonstrates your proactive approach to understanding the business landscape.

Compliance Manager - Leading Financial Services Firm in Slough
Simmons & Hanbury
Location: Slough
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  • Compliance Manager - Leading Financial Services Firm in Slough

    Slough
    Full-Time
    36000 - 60000 £ / year (est.)
  • S

    Simmons & Hanbury

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