Shareholding Disclosures Compliance Officer - Leading Investment Manager

Shareholding Disclosures Compliance Officer – Leading Investment Manager

Our Client:

Simmons & Hanbury are working with a leading, global investment manager whose investment strategy is primarily focused across equities, fixed income, and private markets. They are now searching for a compliance officer with significant investment shareholder disclosure experience to come in and support the collegiate and dynamic team already in place.

Key Responsibilities:

1. Perform daily oversight of shareholder activity, ensuring compliance with ISH reporting requirements.
2. Prepare and submit disclosure reports within internal and regulatory deadlines.
3. Analyse regulatory developments and evaluate their implications on compliance frameworks, presenting findings to key internal stakeholders.
4. Drive issue resolution, provide regulatory guidance, support data analysis initiatives, and contribute to compliance-related projects.

Seniority level: Mid-Senior level

Employment type: Full-time

Job function: Legal

Industries: Financial Services, Investment Management, and Staffing and Recruiting

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