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For Companies At a Glance
- Tasks: Oversee shareholder activity and ensure compliance with reporting requirements.
- Company: Join Simmons & Hanbury, a top executive search firm in the heart of London.
- Benefits: Gain exposure to global investment strategies and work in a dynamic team environment.
- Why this job: Be part of a prestigious firm impacting financial services and enhancing your compliance expertise.
- Qualifications: Experience in investment shareholder disclosure and a strong understanding of compliance frameworks required.
- Other info: Opportunity to contribute to compliance projects and drive regulatory guidance.
The predicted salary is between 43200 - 72000 £ per year.
Our Client: Simmons & Hanbury are working with a leading, global investment manager whose investment strategy is primarily focused across equities, fixed income and private markets. They are now searching for a compliance officer with significant investment shareholder disclosure experience to come in and support the collegiate and dynamic team already in place.
Key Responsibilities:
- Perform daily oversight of shareholder activity, ensuring compliance with ISH reporting requirements.
- Prepare and submit disclosure reports within internal and regulatory deadlines.
- Analyse regulatory developments and evaluate their implications on compliance frameworks, presenting findings to key internal stakeholders.
- Drive issue resolution, provide regulatory guidance, support data analysis initiatives, and contribute to compliance-related projects.
Due to the high volume of applications, if you haven’t heard back from the team on this role, unfortunately your application has been unsuccessful. If your profile matches any of our other opportunities, one of our consultants will be in touch.
Shareholding Disclosures Compliance Officer - Leading Investment Manager employer: Simmons & Hanbury
Contact Detail:
Simmons & Hanbury Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Shareholding Disclosures Compliance Officer - Leading Investment Manager
✨Tip Number 1
Familiarise yourself with the ISH reporting requirements and any recent regulatory changes. This knowledge will not only help you in interviews but also demonstrate your proactive approach to compliance.
✨Tip Number 2
Network with professionals in the investment management sector, particularly those involved in compliance. Engaging with industry peers can provide insights into the role and may even lead to referrals.
✨Tip Number 3
Prepare to discuss specific examples of how you've handled compliance issues in the past. Highlighting your problem-solving skills and ability to drive issue resolution will set you apart from other candidates.
✨Tip Number 4
Stay updated on current trends in shareholder disclosures and compliance frameworks. Being knowledgeable about the latest developments will show your commitment to the field and your readiness to contribute effectively.
We think you need these skills to ace Shareholding Disclosures Compliance Officer - Leading Investment Manager
Some tips for your application 🫡
Understand the Role: Before applying, make sure to thoroughly understand the responsibilities of a Shareholding Disclosures Compliance Officer. Familiarise yourself with ISH reporting requirements and compliance frameworks relevant to investment management.
Tailor Your CV: Highlight your experience in shareholder disclosure and compliance within your CV. Use specific examples that demonstrate your ability to perform oversight of shareholder activity and prepare regulatory reports.
Craft a Compelling Cover Letter: Write a cover letter that showcases your passion for compliance and investment management. Mention how your skills align with the key responsibilities outlined in the job description and express your enthusiasm for contributing to the team.
Proofread Your Application: Before submitting, carefully proofread your application materials. Ensure there are no spelling or grammatical errors, and that all information is clear and concise. A polished application reflects your attention to detail.
How to prepare for a job interview at Simmons & Hanbury
✨Understand Shareholder Disclosure Regulations
Familiarise yourself with the key regulations surrounding shareholder disclosures, particularly ISH reporting requirements. Being able to discuss these regulations confidently will demonstrate your expertise and readiness for the role.
✨Showcase Analytical Skills
Prepare examples of how you've previously analysed regulatory developments and their implications. Highlighting your analytical skills will show that you can effectively evaluate compliance frameworks and present findings to stakeholders.
✨Emphasise Team Collaboration
Since the role involves working within a collegiate team, be ready to discuss your experience in collaborative environments. Share specific instances where you contributed to team projects or resolved issues collectively.
✨Prepare for Scenario-Based Questions
Anticipate scenario-based questions related to compliance challenges. Think about how you would drive issue resolution and provide regulatory guidance in various situations, as this will showcase your problem-solving abilities.
