At a Glance
- Tasks: Lead global regulatory matters in financial services across the UK, US, and EU.
- Company: Simmons & Hanbury is a top executive search firm based in London, specialising in legal and compliance sectors.
- Benefits: Enjoy a diverse work environment with opportunities for professional growth and international exposure.
- Why this job: Join a prestigious firm and make an impact on global financial regulations while collaborating with top professionals.
- Qualifications: 7-10 years as a financial markets regulatory lawyer with cross-border experience and strong agency relations.
- Other info: We prioritise inclusivity and support throughout the recruitment process.
The predicted salary is between 43200 - 72000 £ per year.
The role
We are looking for lawyers with a strong financial services regulatory background and cross-border experience in the UK, US, and EU.
Key responsibilities
- Advise and lead on global regulatory matters with a focus on relevant financial services regulations in the UK, US, and EU including UK’s Financial Services and Markets Act 2000 (“UK FSMA”), EU’s Markets in Crypto Assets Regulations (“MiCAR”).
- Advise the business on regulatory licence applications and work closely with stakeholders across Compliance, Finance, Operations, and other relevant teams to ensure a practical and operationally feasible implementation of regulatory obligations.
- Lead and manage the mitigation of cross-border regulatory and litigation risks affecting the firm, including supporting the compliance function with enquiries from regulators and third parties, and utilise external counsel where appropriate to achieve the desired outcomes.
- Contribute to a wide range of legal matters depending on skills, preferences, and company needs, including trading negotiations, commercial disputes, employment, and corporate projects.
Experience requirements:
- 7-10 years experience as a practising financial markets regulatory lawyer at a top-tier US/UK law firm.
- Extensive and demonstrable experience in advising on cross-border financial services regulatory matters (contentious and non-contentious) as it applies to trading firms, as well as proven experience dealing with regulatory agencies such as the FCA, ESMA, SEC, etc.
Due to the high volume of applications, if you haven’t heard back from the team on this role, unfortunately, your application has been unsuccessful. If your profile matches any of our other opportunities, one of our consultants will be in touch.
About Simmons & Hanbury
Simmons & Hanbury is a specialist executive search firm that sources and secures the best human capital and future leaders for our clients. We provide an integrated international service to support our clients across the globe, from our group headquarters based in the heart of the City of London. We support some of the most prestigious organisations in the world, across financial services, commerce & industry, and professional services. Our services include executive search, interim solutions and market intelligence within the Legal, Compliance, Corporate Governance and Human Resources practice areas.
We are committed to creating an inclusive and accessible recruitment process for all candidates. If you require any reasonable adjustments to participate in the application process, please reach out directly. We welcome discussions about your needs and endeavour to provide support to ensure a positive experience.
Global Regulatory Counsel employer: Simmons & Hanbury
Contact Detail:
Simmons & Hanbury Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Global Regulatory Counsel
✨Tip Number 1
Network with professionals in the financial services regulatory field, especially those who have experience with UK, US, and EU regulations. Attend industry events or webinars to connect with potential colleagues and learn about the latest trends and challenges in the sector.
✨Tip Number 2
Familiarise yourself with the specific regulations mentioned in the job description, such as the UK FSMA and MiCAR. Being able to discuss these regulations confidently during interviews will demonstrate your expertise and commitment to the role.
✨Tip Number 3
Prepare to showcase your cross-border experience by gathering examples of past projects where you successfully navigated regulatory challenges across different jurisdictions. This will help illustrate your capability to manage complex regulatory matters effectively.
✨Tip Number 4
Engage with current employees or alumni from Simmons & Hanbury on platforms like LinkedIn. Gaining insights into the company culture and expectations can give you an edge in tailoring your approach during the interview process.
We think you need these skills to ace Global Regulatory Counsel
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in financial services regulation, particularly your work with UK, US, and EU regulations. Emphasise any cross-border experience and specific regulatory agencies you've dealt with.
Craft a Strong Cover Letter: In your cover letter, clearly articulate your understanding of the key responsibilities outlined in the job description. Mention your experience with the UK FSMA and MiCAR, and how you can contribute to mitigating regulatory risks.
Showcase Relevant Experience: Provide examples of your past work that demonstrate your ability to advise on regulatory licence applications and manage compliance functions. Highlight any successful outcomes from your previous roles.
Proofread and Edit: Before submitting your application, thoroughly proofread your documents for any errors or inconsistencies. A polished application reflects your attention to detail, which is crucial for a legal role.
How to prepare for a job interview at Simmons & Hanbury
✨Know Your Regulations
Make sure you have a solid understanding of the UK FSMA and MiCAR. Be prepared to discuss how these regulations impact financial services and share examples from your experience that demonstrate your expertise.
✨Showcase Cross-Border Experience
Highlight your experience dealing with regulatory agencies like the FCA, ESMA, and SEC. Discuss specific cases where you successfully navigated cross-border regulatory challenges, as this will be crucial for the role.
✨Collaborative Mindset
Emphasise your ability to work closely with various stakeholders such as Compliance, Finance, and Operations. Prepare examples of how you've effectively collaborated in the past to implement regulatory obligations.
✨Prepare for Scenario Questions
Expect scenario-based questions that assess your problem-solving skills in regulatory matters. Think about potential challenges you might face in the role and how you would address them, showcasing your strategic thinking.