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- Tasks: Manage compliance and risk functions, ensuring regulatory requirements are met.
- Company: Join a dynamic team focused on financial services and regulatory excellence.
- Benefits: Enjoy a collaborative work environment with opportunities for professional growth.
- Why this job: Make a real impact by shaping compliance policies and enhancing business operations.
- Qualifications: Strong background in regulatory compliance and risk management is essential.
- Other info: Opportunity to work closely with senior management and the Financial Conduct Authority.
The predicted salary is between 36000 - 60000 £ per year.
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Manage and deliver the operational Compliance and Risk function to ensure all regulatory requirements and guidance through the ongoing review of existing processes, procedures, and controls and enhancement of changes where required.
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Maintain knowledge of ongoing regulatory change including the impact and the oversight of the production of timely briefing notes to senior management and business areas as required.
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Provide day-to-day advice and guidance to the business on technical compliance matters.
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Be responsible for the continual embedding of compliance policies, procedures, and frameworks that require close collaboration with or execution by the business and in particular, Consumer Duty
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Oversight of the annual Compliance Monitoring Plan for the business which includes regulatory reporting, sampling, and returns.
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Deputise for the Head of Risk and Compliance and act as a designated contact point for the Financial Conduct Authority.
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Oversight for ensuring all annual and ad hoc regulatory reporting obligations are satisfied and completed by their due date.
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Design, implement and embed an operational risk and control framework across the business.
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Design and deliver training, to embed activity across the business that will strengthen control understanding and implementation.
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Conduct compliance risk assessment processes to detect process gaps and inconsistencies.
If you are a versatile professional with a strong background in regulatory compliance, risk management, and internal and external audit, then I would love to hear from you., * Ability to assess whether the application of regulatory rules and standards is appropriate
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Strong Regulatory Knowledge to ideally include: CONC, PRIN, SYSC, DISP, SUP
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Industry experience within financial services, banking, loans, or insurance
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Extensive DCA and Consumer Duty experience
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A strong communicator, able to build key relationships both internally and externally.
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Ability to interpret regulatory rules
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Ability to develop an effective operational risk program.
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Be able to demonstrate a highly organised accurate approach to work.
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Good knowledge and use of Microsoft Office programs and IT environments.
Compliance & Risk Consultant employer: Signet Resources
Contact Detail:
Signet Resources Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance & Risk Consultant
✨Tip Number 1
Familiarize yourself with the specific regulatory frameworks mentioned in the job description, such as CONC, PRIN, SYSC, DISP, and SUP. This knowledge will not only help you in interviews but also demonstrate your commitment to understanding the compliance landscape.
✨Tip Number 2
Network with professionals in the compliance and risk management field, especially those with experience in financial services. Engaging with industry experts can provide insights into current trends and challenges, making you a more informed candidate.
✨Tip Number 3
Prepare to discuss real-world examples of how you've successfully implemented compliance policies or managed risk in previous roles. Concrete examples will showcase your practical experience and problem-solving skills.
✨Tip Number 4
Stay updated on recent regulatory changes and their implications for the financial services sector. Being able to speak knowledgeably about these changes during your interview will set you apart as a proactive and engaged candidate.
We think you need these skills to ace Compliance & Risk Consultant
Some tips for your application 🫡
Understand the Role: Make sure to thoroughly read the job description for the Compliance & Risk Consultant position. Understand the key responsibilities and required skills, such as regulatory knowledge and risk management experience.
Tailor Your CV: Customize your CV to highlight relevant experience in regulatory compliance, risk management, and any specific frameworks mentioned in the job description. Use keywords from the job listing to ensure your application stands out.
Craft a Strong Cover Letter: Write a compelling cover letter that showcases your understanding of compliance and risk functions. Mention specific experiences that demonstrate your ability to manage regulatory requirements and provide guidance on compliance matters.
Highlight Communication Skills: Since the role requires strong communication skills, be sure to include examples of how you've successfully built relationships with stakeholders or communicated complex regulatory information in previous roles.
How to prepare for a job interview at Signet Resources
✨Showcase Your Regulatory Knowledge
Make sure to highlight your understanding of key regulatory frameworks such as CONC, PRIN, SYSC, DISP, and SUP. Be prepared to discuss how you've applied this knowledge in previous roles, especially in the context of financial services.
✨Demonstrate Your Communication Skills
As a Compliance & Risk Consultant, strong communication is crucial. Prepare examples of how you've effectively communicated complex compliance issues to both internal teams and external stakeholders. This will show your ability to build key relationships.
✨Prepare for Scenario-Based Questions
Expect questions that assess your problem-solving skills in real-world compliance scenarios. Think about past experiences where you identified process gaps or implemented compliance policies, and be ready to explain your thought process.
✨Emphasize Your Organizational Skills
Given the nature of the role, being organized is essential. Share specific examples of how you've managed multiple compliance projects or reports simultaneously, ensuring all deadlines were met without compromising quality.
