Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Assist and lead client engagements while managing a diverse portfolio of clients.
- Company: Join an award-winning consultancy in financial services with a collaborative culture.
- Benefits: Enjoy competitive salary, bonuses, private healthcare, and enhanced leave benefits.
- Why this job: Make a real impact in the FinTech and compliance sectors while growing your career.
- Qualifications: 2+ years in compliance consultancy, ideally with experience in FinTech or asset management.
- Other info: Dynamic work environment with opportunities for professional development and travel.
The predicted salary is between 36000 - 60000 £ per year.
Investment Compliance Associates GB/Belfast based £top rate + Bonus and Benefits
Your new client Signatus are partnering with an established and rising specialist consultancy in financial services, based in Belfast with offices across GB & Ireland. We are recruiting multiple Investment Compliance Associates roles considering professionals with 2+ years of experience. The company provides bespoke governance risk and compliance solutions across FinTech, FinCrime, Cyber, Technology, Funds, Asset Management, Payments and E-payments verticals. They count global names and industry-leading companies across Europe within their client list.
Their teams are made up of subject matter experts in each area, causing them to be recognised by their clients as 'the Premier, go-to' firm for governance risk and compliance advisors in the sector. They are an award-winning firm with a healthy and protective attitude towards their staff, offering a fantastic salary and bonus packages, as well as enhanced benefits around sick pay, holiday and parental leave and pensions.
This role will suit any Investment Compliance Associates who are either Belfast, Ireland or GB based and willing to undertake some travel to Belfast or the UK on occasion.
Your new role
As an Investment Compliance Associate within the team, you are responsible for assisting and sometimes leading client engagements and managing a portfolio of clients. You will undertake sectoral analysis research that feeds into high-quality client insights and informs departmental strategy. You will work collaboratively with other teams in financial crime, technology risk, and regulatory compliance. Additionally, you will support other stakeholders in developing and presenting strategy to the board and Executive Committee; support Senior Associates and Directors within the department; and assist with pitch decks for both internal and external stakeholders.
All about you
- A background in any of the key verticals that they operate in is essential, and all applicants with prior experience in a client-facing compliance consultancy capacity will be highly desirable.
- Ideally, we are interested in those candidates with big 4 consultancy experience or notable in-house names, with a background in CASS, MiFid, Financial Promotions, PRA, or Compliance Monitoring.
- Ideally, you can offer 2+ years of experience consulting on governance, risk, and compliance matters (greater remuneration for client-facing consultancy experience).
- Have experience working in FinTech, Fin Crime, Technology risk, advisory, assurance, or payments sector.
- Proven record of providing consulting experience to GB/EU asset/or fund managers is an advantage.
- Strong understanding of the trends and developments within the UK asset/fund management sectors.
- CISI Diploma in investment compliance or equivalent relevant certifications/qualifications are highly desirable.
- In-house or seconded experience within a UK/Irish regulated financial services institution is desirable as well.
Your new package?
As well as the opportunity to grow your career in a firm that is on an upward trajectory, you will work in a family-friendly and stimulating environment that will provide you with interesting and business-critical work. Therefore, your opinion, hard work, and attitude to your work matter and are recognised. You will enjoy an attractive base salary that is reviewed annually and have access to a senior management team who are focused on developing you and helping you get the most out of your career as well as enhanced benefits like sick pay and parental leave.
Who do I contact?
If you think you have the relevant experience and motivation for this role, forward your CV to our Principal Consultant, Fionntan Gamble, to discuss this confidentially today. If you are looking for a temporary or contract role within a compliance, governance, or risk remit, please give us a call to discuss as some of our clients operate a projects-based consultancy programme that may suit your situation and skillsets better.
Investment Compliance Associate - FinTech & Funds in Belfast employer: Signatus Recruitment
Contact Detail:
Signatus Recruitment Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Investment Compliance Associate - FinTech & Funds in Belfast
✨Tip Number 1
Network like a pro! Reach out to your connections in the FinTech and compliance sectors. Attend industry events or webinars, and don’t be shy about introducing yourself. You never know who might have the inside scoop on job openings!
✨Tip Number 2
Prepare for those interviews! Research the company and its clients thoroughly. Understand their services in governance, risk, and compliance. This will help you tailor your answers and show that you’re genuinely interested in the role.
✨Tip Number 3
Showcase your expertise! Bring examples of your past work in compliance consultancy to the table. Whether it’s a project you led or a challenge you overcame, having concrete examples will make you stand out as a candidate.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we’re always on the lookout for talented individuals like you to join our team in this exciting field.
We think you need these skills to ace Investment Compliance Associate - FinTech & Funds in Belfast
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Investment Compliance Associate role. Highlight your relevant experience in compliance consultancy and any specific projects you've worked on that align with the job description.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your background in FinTech or asset management makes you a perfect fit for us at StudySmarter.
Showcase Your Skills: Don’t forget to showcase your skills in governance, risk, and compliance. Mention any certifications like the CISI Diploma that you have, as they can really set you apart from other candidates.
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It helps us keep track of your application and ensures you don’t miss out on any updates!
How to prepare for a job interview at Signatus Recruitment
✨Know Your Stuff
Make sure you brush up on the key regulations and compliance frameworks relevant to the role, like CASS, MiFID, and PRA. Being able to discuss these confidently will show that you're not just familiar with the terms but understand their implications in the FinTech and funds space.
✨Showcase Your Experience
Prepare specific examples from your past roles where you've successfully managed client engagements or contributed to compliance strategies. Highlight any experience with big 4 consultancies or notable in-house names, as this will resonate well with the interviewers.
✨Ask Insightful Questions
Demonstrate your interest in the company by asking questions about their approach to governance risk and compliance. Inquire about recent trends they've noticed in the asset management sector or how they support their teams in staying ahead of regulatory changes.
✨Be a Team Player
Since collaboration is key in this role, be ready to discuss how you've worked with cross-functional teams in the past. Share examples of how you’ve supported stakeholders or contributed to pitch decks, showcasing your ability to work well with others.
