At a Glance
- Tasks: Lead and develop a high-quality complaints and investigations function for internal and external clients.
- Company: Join Ampa, a growing company focused on regulation, compliance, and advisory services.
- Benefits: Flexible working, career development opportunities, and the chance to shape a new service line.
- Other info: Opportunity to build a team and influence strategy as the service expands.
- Why this job: Make a real impact by improving processes and supporting regulatory compliance in a dynamic environment.
- Qualifications: Experience in complaints handling, investigations, or regulatory compliance is essential.
The predicted salary is between 55000 - 65000 £ per year.
Department
Managed Legal Services - Managed Legal Services - Claims & Regulatory Investigations - Claims & Regulatory Investigations - 3803
Location
- Flexible
- Description
- Lead a growing service line -
Play a pivotal role in building and delivering a high-quality complaints and investigations function, supporting both internal brands and external clients as our Regulation, Compliance & Advisory offering expands.
Influence business improvement -
Work closely with senior leaders, regulators, insurers and operational teams to identify trends, drive service improvements and strengthen risk management across the Ampa Group.
Develop your career.
As the service grows, you'll have the opportunity to expand the team, broaden your responsibilities and help shape a new area of the business.
We’re looking for a Complaints & Investigations Manager to join Ampa and lead the development and delivery of our complaints handling and investigations function.
Initially focused on supporting brands across the Ampa Group, this role will evolve into a client-facing position delivering outsourced complaints and investigations services to external organisations as our Regulation, Compliance & Advisory offering continues its ambitious growth journey.
Reporting to the General Counsel and Deputy General Counsel for the Portfolio Brands, you’ll oversee complaints and investigations from inception through to resolution, managing a Complaints & Investigations Assistant and coordinating additional support from our flexible legal resource pool.
This is a unique opportunity to help shape a growing service line, working with senior stakeholders across legal and non-legal businesses, regulators, insurers and external clients.
You’ll play a key role in identifying trends, improving processes, supporting regulatory compliance and helping colleagues navigate challenging situations.
We’re looking for someone who combines excellent judgement, strong stakeholder management skills and a practical, solutions-focused approach.
The role would suit a qualified solicitor or an individual with equivalent experience in complaints handling, investigations, risk, regulatory compliance or professional services.
With significant growth planned for this arm of the business, this role offers the opportunity to develop new services, influence strategy and build a team as the function expands.
Key Responsibilities
What you’ll be doing
- Lead and develop Ampa’s complaints and investigations function, supporting both internal and external clients.
- Supervise and coordinate complaints and investigations from initial receipt through to resolution.
- Manage and support a Complaints & Investigations Assistant and wider legal resource support.
- Develop and deliver an outsourced complaints handling and investigations service to the market.
- Draft and oversee high-quality responses to complex complaints and investigations.
- Conduct and coordinate root cause analyses to identify opportunities for improvement.
- Build strong relationships with senior stakeholders across the Ampa Group and external clients.
- Liaise with regulators, insurers and the Legal Ombudsman where required.
- Identify matters that may require insurer notification or regulatory escalation.
- Maintain complaints data and produce meaningful management information, reporting and trend analysis.
- Drive continuous improvement through insight, training and process enhancements.
- Develop and maintain complaints handling procedures, precedents and best practice guidance.
- Support quality assurance, accreditation processes and external audits.
- Deliver training and coaching to colleagues on complaint prevention, client care and regulatory requirements.
- Contribute to business development activities, client relationship management and service growth initiatives.
- Assist with client onboarding, engagement documentation, invoicing and credit control processes.
- Present findings, trends and recommendations to senior leadership teams and insurers.
- Collaborate with colleagues across risk, claims, legal, compliance, marketing and business development functions.
Skills, Knowledge & Expertise
- Experience managing complaints, investigations, risk or regulatory matters within a professional services environment.
- Strong knowledge of complaints handling, investigations and regulatory compliance, with experience working alongside insurers, regulators or ombudsman schemes desirable.
- Excellent judgement and the ability to manage sensitive, complex issues with professionalism, empathy and commercial awareness.
- Strong communication and stakeholder management skills, with confidence influencing senior leaders and producing high-quality written responses.
- Analytical thinking, using data and insight to identify trends, manage risk and drive continuous improvement.
- Leadership experience, with the ability to supervise, coach and develop others.
- Commercial awareness and enthusiasm for helping grow new services and build strong client relationships.
- Excellent organisation, adaptability and the ability to manage competing priorities in a fast-paced environment.
- A collaborative, proactive mindset with a commitment to delivering exceptional client service.
- #J-18808-Ljbffr
StudySmarter Expert Advice🤫
We think this is how you could land Complaints and Investigations Manager in Birmingham
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Shakespeare Martineau looking for candidates who are engaged and informed.
We think you need these skills to ace Complaints and Investigations Manager in Birmingham
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Shakespeare Martineau. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at Shakespeare Martineau
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Shakespeare Martineau’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!