VP, Fixed Income Compliance on the Trading Floor
VP, Fixed Income Compliance on the Trading Floor

VP, Fixed Income Compliance on the Trading Floor

Full-Time 48000 - 72000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Advise on compliance and regulatory risks in a fast-paced trading floor environment.
  • Company: Leading compliance advisory firm in the UK with a dynamic culture.
  • Benefits: Competitive salary, professional development, and the chance to influence compliance practices.
  • Why this job: Make a real impact in the financial landscape while working with top professionals.
  • Qualifications: Strong communication, analytical skills, and investment banking compliance experience required.
  • Other info: Exciting opportunity for career growth in a robust financial sector.

The predicted salary is between 48000 - 72000 £ per year.

A leading compliance advisory firm in the UK seeks a Fixed Income Markets Compliance Advisor to operate in a dynamic trading floor environment. The role entails advising on compliance and regulatory risks, supporting business lines with practical solutions, and maintaining a thorough understanding of relevant regulations like MiFID II and FCA.

Candidates should possess strong communication and analytical skills along with investment banking compliance advisory experience. This position offers an opportunity to influence compliance practices in a robust financial landscape.

VP, Fixed Income Compliance on the Trading Floor employer: SGS

As a leading compliance advisory firm in the UK, we pride ourselves on fostering a collaborative and innovative work culture that empowers our employees to thrive. Our commitment to professional development ensures that you will have ample opportunities for growth and advancement within the dynamic environment of the trading floor. With a focus on compliance excellence and a supportive team atmosphere, we offer a rewarding career path for those looking to make a meaningful impact in the financial sector.
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Contact Detail:

SGS Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land VP, Fixed Income Compliance on the Trading Floor

✨Tip Number 1

Network like a pro! Reach out to your connections in the compliance and trading sectors. We all know that sometimes it’s not just what you know, but who you know that can help you land that VP role.

✨Tip Number 2

Prepare for those tricky interview questions! Brush up on your knowledge of MiFID II and FCA regulations. We want you to showcase your expertise and how you can provide practical solutions in a fast-paced environment.

✨Tip Number 3

Show off your analytical skills! During interviews, be ready to discuss real-life scenarios where you’ve tackled compliance challenges. We love hearing about your thought process and how you navigate complex regulatory landscapes.

✨Tip Number 4

Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. We’re excited to see how you can influence compliance practices in our dynamic trading floor environment.

We think you need these skills to ace VP, Fixed Income Compliance on the Trading Floor

Compliance Advisory
Regulatory Knowledge
MiFID II
FCA Regulations
Analytical Skills
Communication Skills
Investment Banking Compliance
Risk Management
Problem-Solving Skills
Dynamic Environment Adaptability

Some tips for your application 🫡

Tailor Your CV: Make sure your CV reflects the specific skills and experiences that align with the Fixed Income Markets Compliance role. Highlight your investment banking compliance advisory experience and any relevant regulatory knowledge, like MiFID II and FCA.

Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance in the trading floor environment and how your analytical skills can help us navigate regulatory risks effectively.

Showcase Your Communication Skills: Since strong communication is key for this role, make sure your application demonstrates your ability to convey complex compliance concepts clearly. Use examples from your past experiences where you successfully advised business lines.

Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates during the process!

How to prepare for a job interview at SGS

✨Know Your Regulations

Make sure you brush up on key regulations like MiFID II and FCA before the interview. Being able to discuss these in detail will show that you’re not just familiar with them, but that you can apply this knowledge practically in a trading floor environment.

✨Showcase Your Advisory Experience

Prepare specific examples from your past roles where you successfully advised on compliance and regulatory risks. Highlight how your solutions positively impacted the business lines you supported, as this will demonstrate your hands-on experience and strategic thinking.

✨Communicate Clearly and Confidently

Strong communication skills are crucial for this role. Practice articulating complex compliance concepts in a straightforward manner. This will help you convey your ideas effectively during the interview and show that you can bridge the gap between compliance and trading teams.

✨Demonstrate Analytical Skills

Be ready to discuss how you approach problem-solving in compliance scenarios. Prepare to share examples of how you’ve analysed compliance issues and developed practical solutions. This will highlight your analytical mindset and ability to navigate a dynamic financial landscape.

VP, Fixed Income Compliance on the Trading Floor
SGS
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  • VP, Fixed Income Compliance on the Trading Floor

    Full-Time
    48000 - 72000 £ / year (est.)
  • S

    SGS

    50-100
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