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- Tasks: Advise on compliance and regulatory risks in a fast-paced trading environment.
- Company: Join Société Générale, a leader in wholesale banking with a dynamic culture.
- Benefits: Competitive salary, professional development, and opportunities for growth.
- Why this job: Make an impact in compliance while working with diverse financial products.
- Qualifications: Experience in investment banking compliance and strong communication skills.
- Other info: Engage with global teams and participate in industry forums.
The predicted salary is between 72000 - 108000 £ per year.
Société Générale Wholesale Banking Compliance Department is recruiting for a Fixed Income Markets Compliance Advisor role. This high profile, trading floor-based role operates in a fast-paced, dynamic environment that has exciting growth. The Markets Compliance Advisory team are proactive in providing compliance, regulatory, conduct and reputational risk advice to business lines under their coverage.
The Fixed Income Compliance Advisors cover the following business lines: credit (bonds, loans, ABS), rates, FX, corporate sales, cross-asset sales, emerging markets, secured financing/securities lending, and investment research. The Fixed Income Advisors also cover the XVA team and assist various support and operational functions with their product expertise, ensuring that the advice provided to those functions is suited to the needs of the Fixed Income business lines.
The team also works closely with colleagues in Financial Crime Compliance, the Control Room, Capital Markets Surveillance and the Global Banking Technology and Operations Compliance Teams within CPLE.
- Advise business lines on compliance, regulatory, and reputational risks, providing practical solutions.
- Stay informed on business strategy changes and their impact on regulatory risk.
- Maintain knowledge of market practices and compliance policies.
- Provide compliance guidance on new products and participate in product/change committees.
- Build strong relationships with business lines and promote compliance culture.
- Participate in annual risk assessments and ensure mitigation actions are implemented.
- Liaise with overseas teams to align on UK regulatory requirements and FCA rules.
- Support surveillance and controls teams with transaction monitoring and desk reviews.
- Assess impact of new regulations and ensure business line compliance.
- Develop and deliver regulatory training for staff.
- Engage regularly with global compliance representatives to ensure consistent practices.
- Participate in investigations and respond to regulatory enquiries and complaints.
- Contribute to compliance policy development and industry consultations.
- Communicate regulatory changes and ensure implementation within business lines.
- Escalate issues promptly to senior compliance leadership.
- Deliver items from the annual Compliance Plan relevant to the team.
- Maintain detailed knowledge of MiFID II, FCA, PRA, FX Global Code, and other regulations.
- Represent the organization in trade associations and industry forums on regulatory matters.
Given the demands of the role, the ideal candidate should have the following blend of experience, skills, and qualities:
- Experience of business-facing, investment banking trading floor-based compliance advisory experience covering fixed income business lines (i.e. Credit, Rates, FX, etc.).
- Excellent communication, presentation, and relationship management skills.
- Up-to-date knowledge on MiFID 2, MAR, FCA, PRA, FX Global Code, FMSB Practice Standards and knowledge of other EU directives and US regulations (e.g. Volcker) relating to fixed income markets businesses.
- Flexibility and adaptability.
- Ability to make decisions, work under time pressure and operate independently.
- Strong technical and analytical skills.
- Influencing skills.
- Report-writing skills.
- Strong team working ability.
Fixed Income Compliance Advisor, VP employer: SGS
Contact Detail:
SGS Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Fixed Income Compliance Advisor, VP
✨Tip Number 1
Network like a pro! Get out there and connect with folks in the industry. Attend events, join online forums, and don’t be shy about reaching out on LinkedIn. The more people you know, the better your chances of landing that Fixed Income Compliance Advisor role.
✨Tip Number 2
Prepare for those interviews by brushing up on your knowledge of regulations like MiFID II and FCA rules. Be ready to discuss how you can provide practical solutions to compliance challenges. Show them you’re not just a candidate, but a valuable asset to their team!
✨Tip Number 3
Don’t forget to showcase your relationship management skills! In this role, building strong connections is key. Share examples of how you’ve successfully collaborated with business lines or navigated complex compliance issues in the past.
✨Tip Number 4
Finally, apply through our website! We want to see your application come through directly. It shows you’re serious about joining us at Société Générale and gives you a better chance to stand out from the crowd.
We think you need these skills to ace Fixed Income Compliance Advisor, VP
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Fixed Income Compliance Advisor role. Highlight your relevant experience in compliance advisory, especially in fixed income markets. We want to see how your skills align with the job description!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for this role. Mention specific experiences that demonstrate your knowledge of regulations like MiFID II and your ability to work in a fast-paced environment.
Showcase Your Communication Skills: Since excellent communication is key for this role, make sure your application reflects that. Use clear, concise language and structure your documents well. We want to see your ability to convey complex information effectively!
Apply Through Our Website: Don't forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our team at Société Générale!
How to prepare for a job interview at SGS
✨Know Your Regulations
Make sure you brush up on key regulations like MiFID II, FCA, and PRA before the interview. Being able to discuss these confidently will show that you're not just familiar with compliance but also understand how they impact the fixed income business lines.
✨Showcase Your Advisory Skills
Prepare examples of how you've provided compliance advice in a fast-paced environment. Highlight your experience in advising on regulatory risks and how you've successfully implemented solutions in previous roles.
✨Build Relationships
Demonstrate your ability to build strong relationships with business lines. Think of instances where you've collaborated with different teams or departments to promote a compliance culture and be ready to share those stories.
✨Stay Current and Engaged
Keep yourself updated on any recent changes in regulations or market practices. Showing that you're proactive about staying informed will impress the interviewers and reflect your commitment to the role.
