At a Glance
- Tasks: Lead the UK Markets Advisory Compliance team and ensure top-notch advisory for Markets businesses.
- Company: Join a leading investment bank with a commitment to compliance and integrity.
- Benefits: Competitive salary, leadership opportunities, and a chance to shape compliance culture.
- Other info: Dynamic role with significant autonomy and global engagement opportunities.
- Why this job: Make a real impact in a high-stakes environment while developing your leadership skills.
- Qualifications: Extensive experience in Markets Advisory Compliance and strong leadership abilities required.
The predicted salary is between 120000 - 150000 £ per year.
Responsibilities
- Lead and inspire the UK Markets Advisory Compliance team, setting direction and ensuring world‑class advisory for Markets businesses.
- Act as a trusted partner to senior business leaders—anticipating, advising on, and mitigating regulatory and reputational risks with practical, commercial solutions.
- Own and deliver the Compliance strategy and Annual Plan for Markets, ensuring effective oversight, controls, and training across the business.
- Drive proactive engagement with regulators and oversee responses to regulatory enquiries, maintaining strong, credible relationships.
- Provide expert guidance on complex topics including new products, market conduct, and business classification, ensuring regulatory alignment at all times.
- Champion consistency across global advisory teams, aligning UK practices with global standards and policies.
- Lead governance and oversight of key areas such as algorithmic trading frameworks and risk cartography.
- Foster a high‑performance culture, developing talent and embedding strong compliance behaviours across the team.
Profile Required
- Extensive Markets Advisory Compliance experience within investment banking or financial services.
- Deep understanding of global regulatory frameworks, with strong Markets product knowledge (FICC essential).
- Proven leadership and people management skills, with the ability to engage, influence and challenge at senior levels.
- Strong commercial mindset with the ability to deliver pragmatic, risk‑based solutions.
- Excellent stakeholder management and communication skills across global, multi‑functional environments.
- High integrity, strong conduct mindset, and commitment to fostering a positive compliance culture.
Role Overview
This is a Managing Director-level leadership role within UK Wholesale Banking Compliance, with functional alignment to Global Markets Compliance. You will be expected to be hands‑on in the day‑to‑day business.
Key Focus Areas
The role holds accountability for the quality and timeliness of compliance advice across a complex, high‑impact Markets business. Operating with significant autonomy, the role requires balancing independent oversight with close partnership to the business. Key focus areas include regulatory engagement, global alignment of advisory practices, and oversight of evolving trading and governance frameworks (including algorithmic trading).
As such, we search for, recruit and appoint the best available person on the basis of aptitude and ability, regardless of sex, marital or civil partnership status, race, colour, nationality, ethnic or national origins, pregnancy, disability, age, sexual orientation, religion, belief or gender identity.
Head of UK Markets Advisory Compliance, MD in London employer: SGS Société Générale de Surveillance SA
As a leading player in the financial services sector, our company offers an exceptional work environment for the Head of UK Markets Advisory Compliance role. We pride ourselves on fostering a high-performance culture that prioritises employee growth and development, providing ample opportunities for professional advancement while ensuring a strong commitment to compliance and ethical standards. Located in the heart of the UK, our collaborative and inclusive workplace encourages innovation and engagement with senior leaders, making it an ideal setting for those seeking meaningful and rewarding employment.
Contact Details:
SGS Société Générale de Surveillance SA Recruitment Team
StudySmarter Expert Advice🤫
We think this is how you could land Head of UK Markets Advisory Compliance, MD in London
✨Tip Number 1
Network like a pro! Get out there and connect with industry professionals on LinkedIn or at events. We all know that sometimes it’s not just what you know, but who you know that can help you land that dream job.
✨Tip Number 2
Prepare for interviews by researching the company and its culture. We recommend practising common interview questions and having your own questions ready to show your interest. Remember, it’s a two-way street!
✨Tip Number 3
Follow up after interviews! A quick thank-you email can go a long way in keeping you top of mind. We suggest mentioning something specific from your conversation to make it personal.
✨Tip Number 4
Don’t forget to apply through our website! We’ve got loads of opportunities waiting for you, and applying directly can sometimes give you an edge. Let’s get you that job!
We think you need these skills to ace Head of UK Markets Advisory Compliance, MD in London
Some tips for your application 🫡
Tailor Your Application:Make sure to customise your CV and cover letter to highlight your extensive Markets Advisory Compliance experience. We want to see how your skills align with the responsibilities outlined in the job description, so don’t hold back on showcasing your relevant achievements!
Showcase Leadership Skills:Since this role is all about leading and inspiring a team, we recommend you emphasise your proven leadership and people management skills. Share examples of how you've engaged and influenced senior stakeholders in previous roles to demonstrate your capability.
Highlight Regulatory Knowledge:We’re looking for someone with a deep understanding of global regulatory frameworks. Be sure to mention your knowledge of FICC and any specific experiences you have with regulatory engagement or compliance strategies that could benefit our Markets business.
Apply Through Our Website:To make sure your application gets the attention it deserves, apply directly through our website. It’s the best way for us to receive your details and ensures you’re considered for this exciting opportunity!
How to prepare for a job interview at SGS Société Générale de Surveillance SA
✨Know Your Regulatory Stuff
Make sure you brush up on the latest global regulatory frameworks and how they apply to Markets Advisory Compliance. Be ready to discuss specific regulations and how they impact the business, as this will show your depth of knowledge and readiness for the role.
✨Showcase Your Leadership Skills
Prepare examples that highlight your leadership experience, especially in managing teams and influencing senior stakeholders. Think about times when you've successfully navigated complex compliance issues or driven a high-performance culture—these stories will resonate well.
✨Understand the Business Landscape
Familiarise yourself with the current trends and challenges in investment banking and financial services, particularly in FICC. Being able to discuss these topics intelligently will demonstrate your commercial mindset and ability to provide pragmatic solutions.
✨Build Rapport with Interviewers
Remember, this role involves a lot of stakeholder management. Practice engaging with your interviewers as if they were senior business leaders. Show them you can build strong relationships and communicate effectively, which is crucial for success in this position.
