At a Glance
- Tasks: Lead the UK Markets Advisory Compliance team and ensure top-notch advisory for Markets businesses.
- Company: Join a leading investment bank with a commitment to compliance and integrity.
- Benefits: Competitive salary, leadership opportunities, and a chance to shape compliance culture.
- Other info: Dynamic role with significant autonomy and global engagement opportunities.
- Why this job: Make a real impact in a high-stakes environment while developing your leadership skills.
- Qualifications: Extensive experience in Markets Advisory Compliance and strong leadership abilities required.
The predicted salary is between 120000 - 150000 £ per year.
Responsibilities
- Lead and inspire the UK Markets Advisory Compliance team, setting direction and ensuring world‑class advisory for Markets businesses.
- Act as a trusted partner to senior business leaders—anticipating, advising on, and mitigating regulatory and reputational risks with practical, commercial solutions.
- Own and deliver the Compliance strategy and Annual Plan for Markets, ensuring effective oversight, controls, and training across the business.
- Drive proactive engagement with regulators and oversee responses to regulatory enquiries, maintaining strong, credible relationships.
- Provide expert guidance on complex topics including new products, market conduct, and business classification, ensuring regulatory alignment at all times.
- Champion consistency across global advisory teams, aligning UK practices with global standards and policies.
- Lead governance and oversight of key areas such as algorithmic trading frameworks and risk cartography.
- Foster a high‑performance culture, developing talent and embedding strong compliance behaviours across the team.
Profile Required
- Extensive Markets Advisory Compliance experience within investment banking or financial services.
- Deep understanding of global regulatory frameworks, with strong Markets product knowledge (FICC essential).
- Proven leadership and people management skills, with the ability to engage, influence and challenge at senior levels.
- Strong commercial mindset with the ability to deliver pragmatic, risk‑based solutions.
- Excellent stakeholder management and communication skills across global, multi‑functional environments.
- High integrity, strong conduct mindset, and commitment to fostering a positive compliance culture.
Role Overview
This is a Managing Director-level leadership role within UK Wholesale Banking Compliance, with functional alignment to Global Markets Compliance. You will be expected to be hands‑on in the day‑to‑day business.
Key Focus Areas
The role holds accountability for the quality and timeliness of compliance advice across a complex, high‑impact Markets business. Operating with significant autonomy, the role requires balancing independent oversight with close partnership to the business. Key focus areas include regulatory engagement, global alignment of advisory practices, and oversight of evolving trading and governance frameworks (including algorithmic trading).
As such, we search for, recruit and appoint the best available person on the basis of aptitude and ability, regardless of sex, marital or civil partnership status, race, colour, nationality, ethnic or national origins, pregnancy, disability, age, sexual orientation, religion, belief or gender identity.
Head of UK Markets Advisory Compliance, MD employer: SGS Société Générale de Surveillance SA
As a leading employer in the financial services sector, we pride ourselves on fostering a high-performance culture that prioritises employee growth and development. Our commitment to providing world-class advisory services is matched by our dedication to maintaining strong compliance behaviours and building credible relationships with regulators. Located in the heart of the UK, we offer a dynamic work environment where innovative thinking is encouraged, and every team member has the opportunity to make a meaningful impact.
Contact Details:
SGS Société Générale de Surveillance SA Recruitment Team
StudySmarter Expert Advice🤫
We think this is how you could land Head of UK Markets Advisory Compliance, MD
✨Tip Number 1
Network like a pro! Reach out to your connections in the industry and let them know you're on the lookout for opportunities. A personal recommendation can go a long way in landing that dream job.
✨Tip Number 2
Prepare for interviews by researching the company and its culture. Understand their compliance strategies and be ready to discuss how your experience aligns with their needs. We want you to shine!
✨Tip Number 3
Practice your pitch! Be clear about your leadership style and how you can inspire teams. Show them you’re not just about compliance, but also about fostering a high-performance culture.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets the attention it deserves. Plus, we love seeing candidates who are proactive about their job search.
We think you need these skills to ace Head of UK Markets Advisory Compliance, MD
Some tips for your application 🫡
Tailor Your Application:Make sure to customise your CV and cover letter to highlight your extensive Markets Advisory Compliance experience. We want to see how your skills align with the responsibilities outlined in the job description, so don’t hold back on showcasing your relevant achievements!
Showcase Leadership Skills:Since this role is all about leading and inspiring a team, we recommend you emphasise your proven leadership and people management skills. Share examples of how you've engaged and influenced senior stakeholders in previous roles to demonstrate your capability.
Highlight Regulatory Knowledge:We’re looking for someone with a deep understanding of global regulatory frameworks. Make sure to mention your knowledge of FICC and any other relevant Markets products, as well as your experience in driving compliance strategies and engaging with regulators.
Apply Through Our Website:Don’t forget to submit your application through our website! It’s the best way for us to receive your details and ensure you’re considered for this exciting opportunity. Plus, it shows you’re keen to join the StudySmarter team!
How to prepare for a job interview at SGS Société Générale de Surveillance SA
✨Know Your Regulatory Stuff
Make sure you brush up on the latest global regulatory frameworks and how they apply to Markets Advisory Compliance. Be ready to discuss specific examples of how you've navigated complex regulatory environments in your previous roles.
✨Showcase Your Leadership Skills
Prepare to share instances where you've successfully led a team or influenced senior stakeholders. Highlight your ability to inspire and develop talent, as well as how you've fostered a high-performance culture in past positions.
✨Be a Problem Solver
Think of practical, risk-based solutions you've implemented in the past. Be ready to discuss how you’ve tackled regulatory and reputational risks, and how your commercial mindset has helped deliver results in challenging situations.
✨Engage with Real Examples
Use real-life scenarios to demonstrate your expertise in market conduct and business classification. This will not only show your deep understanding of the role but also your ability to provide credible guidance on complex topics.
