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- Tasks: Ensure compliance with SRA Accounts Rules and manage client account transactions.
- Company: Join a leading Financial & Legal services business in Derby.
- Benefits: Competitive salary, permanent position, and opportunities for professional growth.
- Why this job: Make a real impact by safeguarding client money and enhancing financial controls.
- Qualifications: Strong knowledge of SRA Accounts Rules and experience in managing client accounts.
- Other info: Dynamic role with a focus on continuous improvement and team collaboration.
The predicted salary is between 43000 - 67000 £ per year.
SF Recruitment are delighted to be working with a Financial & Legal services business in Derby in their search for a Financial Compliance Manager. As the Financial Compliance Manager you will be responsible for ensuring full compliance with the Solicitors Regulation Authority (SRA) Accounts Rules, overseeing the day-to-day operation of client accounts, and safeguarding client money within the firm.
Key Responsibilities
- Ensure full compliance with the SRA Accounts Rules and relevant regulatory requirements.
- Manage daily client account transactions including receipts, payments, and transfers.
- Oversee client account reconciliations (daily/weekly/monthly) and resolve discrepancies.
- Maintain accurate accounting records for client and office accounts.
- Prepare reports for senior management.
- Support internal and external audits and regulatory inspections.
- Review and approve client money movements and high-risk transactions.
- Provide guidance and training to staff on client money handling procedures.
- Identify and escalate breaches or risks promptly.
- Assist with policy development and continuous improvement of financial controls.
The ideal Financial Compliance Manager
- Strong knowledge of the SRA Accounts Rules.
- Experience managing client accounts within a UK law firm or business that holds client money.
- Proven ability to reconcile client accounts accurately.
- High level of attention to detail and integrity.
- Strong analytical and problem-solving skills.
- Ability to manage confidential and sensitive information.
- Competent user of legal accounting systems and Microsoft Excel.
Financial Compliance Manager employer: SF Recruitment
Contact Detail:
SF Recruitment Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Financial Compliance Manager
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial and legal sectors. Attend industry events or webinars, and don’t be shy about introducing yourself. You never know who might have a lead on that perfect Financial Compliance Manager role!
✨Tip Number 2
Prepare for interviews by brushing up on the SRA Accounts Rules and relevant regulations. We recommend creating a cheat sheet of key points and examples from your experience that showcase your compliance skills. This will help you stand out as a knowledgeable candidate.
✨Tip Number 3
Practice makes perfect! Conduct mock interviews with friends or family to get comfortable discussing your experience managing client accounts and handling sensitive information. The more you practice, the more confident you'll feel when it’s time to shine.
✨Tip Number 4
Don’t forget to apply through our website! We’ve got loads of opportunities waiting for you, and applying directly can sometimes give you an edge. Plus, it’s super easy to keep track of your applications all in one place!
We think you need these skills to ace Financial Compliance Manager
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Financial Compliance Manager role. Highlight your experience with SRA Accounts Rules and managing client accounts, as these are key for us. Use specific examples that showcase your skills and achievements.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Explain why you're the perfect fit for the role and how your background aligns with our needs. Don’t forget to mention your attention to detail and problem-solving skills, as these are crucial for the position.
Showcase Relevant Experience: When filling out your application, be sure to showcase any relevant experience you have in financial compliance or legal accounting. We want to see how you've successfully managed client accounts and handled sensitive information in the past.
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of your application and ensures you don’t miss any important updates. Plus, it shows you’re keen on joining our team!
How to prepare for a job interview at SF Recruitment
✨Know Your SRA Accounts Rules
Make sure you brush up on the Solicitors Regulation Authority (SRA) Accounts Rules before your interview. Being able to discuss these rules confidently will show that you understand the core of the role and are ready to ensure compliance.
✨Showcase Your Experience with Client Accounts
Prepare specific examples from your past experience managing client accounts, especially within a law firm. Highlight any challenges you faced and how you resolved them, as this will demonstrate your problem-solving skills and attention to detail.
✨Be Ready for Technical Questions
Expect questions about reconciling client accounts and handling high-risk transactions. Brush up on your knowledge of legal accounting systems and Microsoft Excel, as you may be asked to explain how you would use these tools in your daily tasks.
✨Demonstrate Your Integrity and Confidentiality
Since you'll be dealing with sensitive information, be prepared to discuss how you maintain confidentiality and integrity in your work. Share examples of how you've handled confidential data in the past to reassure them of your trustworthiness.
