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- Tasks: Ensure compliance with SRA Accounts Rules and manage client accounts effectively.
- Company: Dynamic financial and legal services firm in Derby.
- Benefits: Competitive salary, permanent position, and opportunities for professional growth.
- Why this job: Join a vital role ensuring financial integrity and compliance in a supportive environment.
- Qualifications: Knowledge of SRA Accounts Rules and experience in managing client accounts.
- Other info: Ideal for detail-oriented individuals seeking to make an impact in finance.
The predicted salary is between 42500 - 63500 £ per year.
Full Time, Permanent
£50,000 - £60,000
SF Recruitment are delighted to be working with a Financial & Legal services business in Derby in their search for a Financial Compliance Manager. As the Financial Compliance Manager you will be responsible for ensuring full compliance with the Solicitors Regulation Authority (SRA) Accounts Rules, overseeing the day-to-day operation of client accounts, and safeguarding client money within the firm.
Key Responsibilities
- Ensure full compliance with the SRA Accounts Rules and relevant regulatory requirements.
- Manage daily client account transactions including receipts, payments, and transfers.
- Oversee client account reconciliations (daily/weekly/monthly) and resolve discrepancies.
- Maintain accurate accounting records for client and office accounts.
- Prepare reports for senior management.
- Support internal and external audits and regulatory inspections.
- Review and approve client money movements and high-risk transactions.
- Provide guidance and training to staff on client money handling procedures.
- Identify and escalate breaches or risks promptly.
- Assist with policy development and continuous improvement of financial controls.
The ideal Financial Compliance Manager:
- Strong knowledge of the SRA Accounts Rules.
- Experience managing client accounts within a UK law firm or business that holds client money.
- Proven ability to reconcile client accounts accurately.
- High level of attention to detail and integrity.
- Strong analytical and problem-solving skills.
- Ability to manage confidential and sensitive information.
- Competent user of legal accounting systems and Microsoft Excel.
Financial Compliance Manager in Etwall employer: SF Recruitment
Contact Detail:
SF Recruitment Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Financial Compliance Manager in Etwall
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial and legal sectors. Attend industry events or webinars, and don’t be shy about introducing yourself. You never know who might have the inside scoop on job openings!
✨Tip Number 2
Prepare for interviews by brushing up on the SRA Accounts Rules and relevant regulations. We recommend creating a cheat sheet of key points and examples from your experience that showcase your compliance skills. Confidence is key!
✨Tip Number 3
Showcase your analytical skills during interviews. Be ready to discuss how you've tackled discrepancies in client accounts or improved financial controls in previous roles. Real-life examples will make you stand out!
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search!
We think you need these skills to ace Financial Compliance Manager in Etwall
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Financial Compliance Manager role. Highlight your experience with SRA Accounts Rules and managing client accounts, as these are key for us. We want to see how your skills match what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for the role. Share specific examples of how you've ensured compliance and managed client accounts in the past. We love a good story!
Showcase Your Attention to Detail: As a Financial Compliance Manager, attention to detail is crucial. In your application, make sure to demonstrate this skill. Whether it's through your CV formatting or the accuracy of your information, we want to see that you take pride in your work.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the easiest way for us to receive your application and ensures you’re considered for the role. Plus, it shows us you’re keen on joining our team at StudySmarter!
How to prepare for a job interview at SF Recruitment
✨Know Your SRA Accounts Rules
Make sure you brush up on the Solicitors Regulation Authority Accounts Rules before your interview. Being able to discuss specific rules and how they apply to client account management will show that you’re not just familiar with the regulations, but that you can also implement them effectively.
✨Showcase Your Experience
Prepare to talk about your previous experience managing client accounts, especially within a law firm. Have specific examples ready that highlight your ability to reconcile accounts accurately and handle high-risk transactions. This will demonstrate your practical knowledge and problem-solving skills.
✨Highlight Attention to Detail
As a Financial Compliance Manager, attention to detail is crucial. Be ready to discuss how you ensure accuracy in your work, whether it’s through double-checking reconciliations or maintaining precise accounting records. Sharing anecdotes about how your diligence has prevented issues in the past can really make an impact.
✨Prepare for Scenario Questions
Expect scenario-based questions where you might need to identify potential breaches or risks. Think through some hypothetical situations and how you would handle them. This will showcase your analytical skills and your ability to think on your feet, which are essential for this role.
