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- Tasks: Review client files and ensure compliance with financial services legislation.
- Company: Join a well-established professional services business in Leeds, making a real impact.
- Benefits: Enjoy hybrid working, modern office space, and health cover.
- Why this job: Be part of a crucial team, enhancing your skills in compliance and legal services.
- Qualifications: 3+ years in legal services with strong KYC and AML knowledge required.
- Other info: Opportunity to grow within a specialist recruitment company with a supportive culture.
Sewell Wallis is working with a well-established, professional services business based in Leeds, West Yorkshire, which is currently looking for an experienced Compliance Officer to join the business and make a significant impact in a crucial area of the business.
In this Compliance Officer role, you will be required to review client files under the supervision and direction of the Team Leader and ensuring that the business is compliant at all times with the provisions of relevant financial services legislation.
What will you be doing?
- Establish strong communication lines with lawyers and relevant staff to ensure that Know Your Customer ("KYC") requests are dealt with efficiently and professionally.
- Ensure that Enhanced Due Diligence procedures are followed wherever high-risk triggers are identified, escalating the matter in line with policies and procedures as required.
- Ensure that applicants for business, clients and related compliance parties are entered into relevant databases as required and that KYC approvals are accurately applied.
What skills are we looking for?
- A minimum of 3 years of experience within legal services.
- An advanced understanding of KYC and AML regulatory obligations.
- Proficiency with different software.
What's on offer?
- Modern office located near good transport links.
- Hybrid working (3 days in the office, 2 from home).
- Health cover.
Send us your CV below or contact Becky Gibson for more information.
To apply please send your CV, quoting our reference and specifying which website you saw this position advertised on. Due to the high volume of applications please accept that if we have not responded to your application within seven days, your application has not been successful.
Compliance Officer employer: Sewell Wallis Ltd
Contact Detail:
Sewell Wallis Ltd Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer
✨Tip Number 1
Familiarise yourself with the latest KYC and AML regulations. Being well-versed in these areas will not only boost your confidence during interviews but also demonstrate your commitment to compliance, which is crucial for this role.
✨Tip Number 2
Network with professionals in the legal services sector. Attend industry events or join relevant online forums to connect with others who can provide insights or even refer you to opportunities within their organisations.
✨Tip Number 3
Prepare to discuss specific examples from your past experience where you've successfully handled KYC requests or compliance issues. This will showcase your practical knowledge and problem-solving skills, making you a more attractive candidate.
✨Tip Number 4
Research Sewell Wallis and their client base. Understanding their business model and the types of clients they serve will help you tailor your conversation during interviews and show that you're genuinely interested in contributing to their success.
We think you need these skills to ace Compliance Officer
Some tips for your application 🫡
Understand the Role: Before applying, make sure to thoroughly read the job description for the Compliance Officer position. Understand the key responsibilities and required skills, particularly around KYC and AML regulations.
Tailor Your CV: Customise your CV to highlight relevant experience in legal services, especially any roles that involved compliance, KYC, or AML. Use specific examples to demonstrate your expertise and achievements in these areas.
Craft a Strong Cover Letter: Write a compelling cover letter that explains why you are a great fit for the Compliance Officer role. Mention your understanding of compliance issues and how your background aligns with the company's needs.
Follow Application Instructions: When submitting your application, ensure you quote the reference number and specify where you found the job listing. This shows attention to detail and helps the company track applications effectively.
How to prepare for a job interview at Sewell Wallis Ltd
✨Know Your KYC
Make sure you have a solid understanding of Know Your Customer (KYC) regulations. Be prepared to discuss how you've implemented KYC processes in your previous roles and any challenges you've faced.
✨Demonstrate Compliance Knowledge
Brush up on the latest financial services legislation, especially around Anti-Money Laundering (AML). Showing that you're up-to-date with compliance requirements will impress the interviewers.
✨Communication is Key
Since the role involves liaising with lawyers and staff, be ready to showcase your communication skills. Prepare examples of how you've effectively communicated compliance issues in the past.
✨Showcase Your Experience
With a minimum of 3 years in legal services required, highlight your relevant experience. Use specific examples to demonstrate how you've contributed to compliance efforts in your previous positions.
