At a Glance
- Tasks: Lead regulatory reporting and ensure compliance with FCA regulations.
- Company: Join a dynamic financial firm focused on innovation and compliance.
- Benefits: Competitive salary, flexible working hours, and opportunities for professional growth.
- Other info: Collaborative environment with excellent career advancement opportunities.
- Why this job: Make a real impact in financial regulation while developing your expertise.
- Qualifications: Strong knowledge of FCA regulations and proven project management skills.
The predicted salary is between 50000 - 60000 £ per year.
Purpose: Reporting to the Financial Controller, this role has responsibility for all regulatory reporting. The role will require regular communication with the Head of External Reporting, the Financial Controller, the CFO, the Risk & Compliance Team, the CEO and the major shareholder and debt providers.
Responsibilities:
- Subject matter expert on relevant regulatory rules and staying updated on regulations impacting financial reporting requirements
- Financial regulatory reporting, including preparation and timely submission of FCA regulatory returns and regulatory capital guidance
- Financial regulatory risk assessment and lead on the production of the ICARA under IFPR and its presentation to stakeholders
- Modelling regulatory and liquid capital, wind-down scenarios, and stress tests for the regulated entities
- Capital planning for the regulatory group
- Prepare and maintain cash flow reports to ensure compliance with regulatory requirements and operational needs of the business
- Involvement in the debt financing process
- Prepare and maintain the Net Leverage forecasting for the Group
- Prepare key monthly metrics for monthly internal management reporting
- Responsible for monthly shareholder reporting
- Responsible for monthly reporting to major debt providers
- Technical review of Annual Financial Statements for corporate entities
- Involvement in the financial DD process and then integration of future acquisitions
- Assist in ensuring timely and accurate statutory reporting, including audits and external tax filings
- Assistance in other areas of Finance as required
While not directly interacting with customers, your actions should align with upholding the FCA's Consumer Duty principles, thereby contributing to fair and beneficial outcomes for our clients.
About You:
Knowledge:
- Strong knowledge of FCA regulatory reporting, including ICARA preparation
- IFRS and accounts preparation knowledge is preferred
- Tax knowledge would be an asset, including both LLP and Corporate
Skills / Other Relevant Information:
- IFPR reporting experience essential
- IPRU/MIPRU reporting experience preferred
- ICARA production experience essential
- Proven ability to work independently, proactively managing and completing projects
- Attention to detail and accuracy of work
- Strong technical expertise
- Strong communication ability with internal and external parties
- Good time management and prioritisation
- Adaptable and flexible, with the ability to organise, prioritise, manage and deliver under tight or conflicting deadlines
Regulatory Controller in London employer: Seven Investment Management
As a Regulatory Controller at our esteemed firm, you will thrive in a dynamic work environment that prioritises professional growth and collaboration. We offer competitive benefits, a supportive culture that values innovation and integrity, and opportunities to engage with senior leadership, ensuring your contributions are recognised and impactful. Located in a vibrant area, our company fosters a sense of community while providing the resources necessary for you to excel in your career.
Contact Details:
Seven Investment Management Recruitment Team
StudySmarter Expert Advice🤫
We think this is how you could land Regulatory Controller in London
✨Tap into Campus Networks
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Don’t shy away from reaching out directly to firms like Seven Investment Management. Use their websites and apply through them, but also consider following up with a polite email to express your enthusiasm. Being proactive can make a huge difference in getting noticed in the competitive financial services sector.
We think you need these skills to ace Regulatory Controller in London
Some tips for your application 🫡
Show Off Your Numbers!:In the banking and financial services world, quantifiable achievements are key. Make sure your CV highlights your grades in relevant subjects, any financial certifications you hold, and specific projects where you've delivered measurable results. Employers love to see how your skills translate into real-world success.
Tailor Your Cover Letter to the Role:When applying for a full-time position, your cover letter should make a direct connection between your experience and the job description. Don't just state your enthusiasm for finance—dive into how your background in banking or financial analysis sets you apart. Let your passion shine through while being specific about what you can bring to Seven Investment Management.
Include Relevant Financial Software Experience:If you've worked with financial modelling tools or software like Excel, SAP, or specific analytical tools during your studies or internships, bring that up! Highlighting your proficiency can really make your application pop and show you're ready to hit the ground running in a full-time role.
Research and Reflect:Before hitting that 'apply' button on Seven Investment Management's website, do a little digging. Look up their recent projects, values, and culture. Reflecting their ethos in your application can make a huge difference and show you’re genuinely interested in being part of the team!
How to prepare for a job interview at Seven Investment Management
✨Brush Up on Financial Analysis Skills
Make sure you're well-versed in financial concepts and analytical techniques relevant to banking and financial services. Get comfortable with tools like Excel for modelling or financial forecasting, as technical questions in this area are common during interviews with Seven Investment Management.
✨Prepare for Case Studies
Expect to tackle case studies that demonstrate your problem-solving skills in real-world banking scenarios. Familiarise yourself with the types of problems you might face—think risk assessments or investment evaluations—and be ready to articulate your thought process clearly.
✨Show Your Passion for Finance
Since this is a full-time position, employers at Seven Investment Management will be keen to see your genuine interest in finance. Be prepared to discuss recent industry trends or news articles that excite you, showcasing your enthusiasm and engagement with the field.
✨Network with Industry Professionals
Before your interview, reach out to current or former Seven Investment Management employees on platforms like LinkedIn. They'll offer unique insights into the company's culture and the interview process, which can give us a delightful edge in showcasing a good fit for the team.
