At a Glance
- Tasks: Support compliance activities and assist in regulatory monitoring within a dynamic financial services team.
- Company: Join a fast-paced financial services group focused on compliance excellence.
- Benefits: Gain valuable experience, receive training, and develop your career in compliance.
- Other info: Exciting opportunities for growth and learning in a supportive team environment.
- Why this job: Kickstart your career in compliance and make a real impact in the financial sector.
- Qualifications: Strong communication skills, attention to detail, and a proactive mindset are essential.
The predicted salary is between 25000 - 32000 £ per year.
This entry-level position supports the Compliance Advisory team in delivering core compliance functions across the 7IM Group. The role will assist with the administration and oversight of key compliance activities, including employee compliance monitoring, regulatory horizon scanning, financial promotion reviews, and responding to day-to-day compliance queries. The successful candidate will gain broad exposure to regulatory compliance within a fast-paced financial services environment, contributing to the effective management of regulatory risk and the promotion of a strong compliance culture. Training will be provided on all tasks with initial tasks being primarily administration in support of two senior team members and moving on to more complex activities as the role develops.
Responsibilities:
- Support the maintenance of compliance systems, including reviewing alerts and administering user access within the ‘STAR’ compliance tool
- Assist in the review of financial promotions to ensure accuracy and regulatory compliance
- Monitor and summarise regulatory publications and developments
- Help prepare governance and committee packs using Microsoft PowerPoint
- Maintain accurate records by filing emails and documents appropriately and ensuring SharePoint folders are clearly named and well organised
About You
Skills:
- Strong written and verbal communication skills
- Proficient in Microsoft Office
- High level of accuracy and attention to detail
- Organised with good time management and the ability to prioritise effectively
- Enthusiastic and eager to learn with a proactive mindset
Knowledge:
- Basic understanding of the UK retail financial services industry
- Awareness of the role of financial advisers, investment platforms, and investment funds
- Awareness of the regulatory environment and the role of the Financial Conduct Authority (FCA)
- Interest in financial services regulation and a desire to develop compliance knowledge further
Other Relevant Information:
- Enthusiastic and keen to use initiative
- Able to display an understanding of key compliance and risk principles
- Team player with understanding of key current and forthcoming regulatory developments.
Compliance Analyst (Graduate) in London employer: Seven Investment Management
Seven Investment Management is an excellent employer, offering a dynamic work culture that fosters innovation and collaboration in the heart of the financial sector. Employees benefit from comprehensive professional development opportunities, competitive remuneration, and a commitment to work-life balance, all while contributing to cutting-edge projects in hybrid cloud networking and infrastructure. With a focus on employee well-being and growth, this role provides a meaningful chance to make a significant impact within a forward-thinking organisation.
Contact Details:
Seven Investment Management Recruitment Team
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Analyst (Graduate) in London
✨Get Involved in Compliance Communities
Join local compliance or risk management networks and communities, like the International Compliance Association, where you can connect with professionals already in the field. These networks often have events and webinars that can help you learn and meet potential employers. Don’t be shy, ask questions and show your eagerness to learn!
✨Attend Industry Conferences
Look out for compliance and risk management conferences in your area or even virtual ones. These are great opportunities to meet industry leaders and learn about the latest trends. Plus, you never know when you’ll bump into someone from Seven Investment Management who might be looking for fresh talent like you!
✨Leverage Internship Opportunities
As you’re aiming for an entry-level position, keep an eye on internship openings. Even a short internship can give you valuable exposure and connections in compliance-risk, so apply widely! We recommend checking out our website for any opportunities at Seven Investment Management that might inspire you.
✨Showcase Your Knowledge
Create a blog or use social media to share your insights about compliance and risk topics. This not only enhances your visibility but also shows potential employers, like Seven Investment Management, that you’re passionate and knowledgeable about the field. It could be the thing that sets you apart from other candidates!
We think you need these skills to ace Compliance Analyst (Graduate) in London
Some tips for your application 🫡
Show Off Your Attention to Detail:In the compliance-risk field, it's all about catching the little things. Make sure your application materials are free from typos or inconsistencies. Your CV should reflect your ability to spot errors and present information clearly—this is a crucial skill in compliance!
Highlight Relevant Coursework or Certifications:If you’ve taken any courses related to risk assessment or compliance, be sure to mention them. Even entry-level roles appreciate a solid foundation in the principles that guide the industry. Certificates, internships, or projects related to compliance will really make you stand out!
Keep It Professional, Yet Accessible:While we’re all for being a bit informal at times, remember that compliance-risk is a serious field. Your cover letter should reflect your enthusiasm and willingness to learn while maintaining a professional tone. Don’t just say you’re keen on the job—show it with clear reasons why you want to join Seven Investment Management.
Tailor Your Application to Fit the Role:When applying for an entry-level position, specifically align your skills and experiences with the job description for Compliance Analyst (Graduate) at Seven Investment Management. Talk about why you’re interested in compliance-risk and how your background, even if it’s academic, makes you a good fit!
How to prepare for a job interview at Seven Investment Management
✨Know Your Compliance Basics
Brush up on the fundamental concepts of compliance and risk management. You might be asked to explain key regulations or compliance frameworks relevant to the role at Seven Investment Management. Having a clear understanding will show your enthusiasm and preparedness for the entry-level position.
✨Get Familiar with Specific Tools
Be prepared to discuss any compliance software or tools you’ve encountered, even through coursework. Entry-level roles often use systems like SAP GRC or similar. If you can show familiarity or even a basic understanding of these tools, it’ll give you an edge in the interview.
✨Show Your Analytical Skills
Expect some scenario-based questions where you’ll have to analyse risk situations. Practice breaking down problems and articulating your thought process clearly. This is a key part of working in compliance and will demonstrate that you’re ready to tackle real-world issues at Seven Investment Management.
✨Highlight Your Willingness to Learn
As this is an entry-level position, your eagerness to develop and grow is crucial. Discuss any relevant courses or projects you’ve done that show your commitment to improving your skills in compliance and risk management. Show them you’re keen to soak up knowledge and contribute at Seven Investment Management!
