At a Glance
- Tasks: Lead regulatory reporting and ensure compliance with financial regulations.
- Company: Dynamic finance firm focused on innovation and compliance.
- Benefits: Competitive salary, flexible working hours, and opportunities for professional growth.
- Other info: Collaborative environment with excellent career advancement potential.
- Why this job: Be a key player in shaping financial compliance and making a real impact.
- Qualifications: Strong knowledge of FCA regulations and proven project management skills.
The predicted salary is between 60000 - 80000 £ per year.
Purpose: Reporting to the Financial Controller, this role has responsibility for all regulatory reporting. The role will require regular communication with the Head of External Reporting, the Financial Controller, the CFO, the Risk & Compliance Team, the CEO and the major shareholder and debt providers.
Responsibilities:
- Subject matter expert on relevant regulatory rules and staying updated on regulations impacting financial reporting requirements.
- Financial regulatory reporting, including preparation and timely submission of FCA regulatory returns and regulatory capital guidance.
- Financial regulatory risk assessment and lead on the production of the ICARA under IFPR and its presentation to stakeholders.
- Modelling regulatory and liquid capital, wind-down scenarios, and stress tests for the regulated entities.
- Capital planning for the regulatory group.
- Prepare and maintain cash flow reports to ensure compliance with regulatory requirements and operational needs of the business.
- Involvement in the debt financing process.
- Prepare and maintain the Net Leverage forecasting for the Group.
- Prepare key monthly metrics for monthly internal management reporting.
- Responsible for monthly shareholder reporting.
- Responsible for monthly reporting to major debt providers.
- Technical review of Annual Financial Statements for corporate entities.
- Involvement in the financial DD process and then integration of future acquisitions.
- Assist in ensuring timely and accurate statutory reporting, including audits and external tax filings.
- Assistance in other areas of Finance as required.
While not directly interacting with customers, your actions should align with upholding the FCA's Consumer Duty principles, thereby contributing to fair and beneficial outcomes for our clients.
About You:
Knowledge:
- Strong knowledge of FCA regulatory reporting, including ICARA preparation.
- IFRS and accounts preparation knowledge is preferred.
- Tax knowledge would be an asset, including both LLP and Corporate.
Skills / Other Relevant Information:
- IFPR reporting experience essential.
- IPRU/MIPRU reporting experience preferred.
- ICARA production experience essential.
- Proven ability to work independently, proactively managing and completing projects.
- Attention to detail and accuracy of work.
- Strong technical expertise.
- Strong communication ability with internal and external parties.
- Good time management and prioritisation.
- Adaptable and flexible, with the ability to organise, prioritise, manage and deliver under tight or conflicting deadlines.
Regulatory Controller employer: Seven Investment Management LLP
As a Regulatory Controller at our esteemed firm, you will thrive in a dynamic work culture that prioritises collaboration and professional growth. We offer competitive benefits, including ongoing training and development opportunities, ensuring you stay at the forefront of regulatory changes while contributing to meaningful financial outcomes. Located in a vibrant area, our company fosters an inclusive environment where your expertise is valued, and your contributions directly impact our success.
Contact Details:
Seven Investment Management LLP Recruitment Team
StudySmarter Expert Advice🤫
We think this is how you could land Regulatory Controller
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Seven Investment Management LLP looking for candidates who are engaged and informed.
We think you need these skills to ace Regulatory Controller
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Seven Investment Management LLP. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at Seven Investment Management LLP
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Seven Investment Management LLP’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
