Group Compliance Manager in England, London

Group Compliance Manager in England, London

London +1 Full-Time 60000 - 85000 Β£ / year (est.) No home office possible
S

At a Glance

  • Tasks: Lead compliance efforts and ensure adherence to laws and regulations in the insurance sector.
  • Company: Join a dynamic insurance group committed to compliance and integrity.
  • Benefits: Competitive salary, excellent benefits, and a hybrid working model.
  • Why this job: Make a real impact by fostering a strong compliance culture across the organisation.
  • Qualifications: 3-5 years in financial services compliance, preferably in insurance.
  • Other info: Inclusive workplace with opportunities for professional growth.

The predicted salary is between 60000 - 85000 Β£ per year.

The Group Compliance Manager is responsible for overseeing and managing compliance for the Group, to ensure the business operates in full accordance with all applicable laws, FCA regulations and industry standards. This role will support senior management in fostering a strong compliance culture across the organisation.

Core Responsibilities

  • Overseeing Compliance for the wider insurance group
  • Data Protection Officer
  • Advising the Boards on Compliance matters, including changes to regulations
  • First line Compliance support
  • Support from external Compliance consultancy where required
  • Development of Annual Compliance Plan
  • Scheduled Activities
  • Production of Compliance packs for bi-monthly KL and TDI board meetings
  • Attendance and contribution of bi-monthly SYSC meeting chaired by CEO
  • Annual SMCR declarations
  • Allocation of file and call audits
  • Sample testing of file and call audits
  • Submission of FCA regulatory returns
  • IAR annual checks
  • Sanctions checking oversight
  • Ad Hoc Activities
  • Approval of financial promotions
  • Complaints handling in conjunction with approved persons with responsibility for complaints
  • Compliance inductions
  • SMCR updates due to staff changes
  • Notification to regulators such as FCA and ICO as required
  • Management of Insurer and MGA TOBAs
  • Overseeing new Insurer/MGA process
  • IAR approvals
  • Product governance and Fair Value Assessments

Experience

  • Minimum 3-5 years' experience in financial services compliance, ideally within insurance industry
  • Strong working knowledge of FCA regulations, including SYSC, ICO guidelines, SMCR and Treating Customers Fairly (TCF) principles
  • Proven experience in managing compliance activity, including monitoring and reporting processes
  • Experienced in SMCR, complaints handling, and liaising with regulatory bodies, e.g. FCA, ICO
  • Demonstrated ability to develop, implement and monitor compliance policies, procedures, and controls
  • Experience in leading on compliance activity and providing guidance to business teams
  • Demonstrable experience of strong analytical and problem-solving skills

Sellick Partnership is proud to be an inclusive and accessible recruitment business and we support applications from candidates of all backgrounds and circumstances.

Locations

London England

Group Compliance Manager in England, London employer: Sellick Partnership Limited- In-House

As a Group Compliance Manager at our London-based firm, you will thrive in a dynamic and inclusive work environment that prioritises employee growth and development. We offer competitive salaries alongside excellent benefits, fostering a culture of compliance and collaboration that empowers you to make a meaningful impact within the insurance industry. Join us to be part of a forward-thinking team that values your expertise and supports your professional journey.
S

Contact Detail:

Sellick Partnership Limited- In-House Recruiting Team

StudySmarter Expert Advice 🀫

We think this is how you could land Group Compliance Manager in England, London

✨Tip Number 1

Network like a pro! Reach out to your connections in the compliance and insurance sectors. Attend industry events or webinars to meet potential employers and get your name out there. Remember, it’s all about who you know!

✨Tip Number 2

Prepare for interviews by brushing up on FCA regulations and compliance best practices. Be ready to discuss how you've handled compliance challenges in the past. Show them you’re not just knowledgeable but also passionate about fostering a strong compliance culture.

✨Tip Number 3

Don’t underestimate the power of follow-ups! After an interview, drop a quick thank-you email to express your appreciation and reiterate your interest in the role. It keeps you fresh in their minds and shows your enthusiasm.

✨Tip Number 4

Apply through our website for the best chance at landing that Group Compliance Manager role! We love seeing candidates who take the initiative to engage directly with us. Plus, it makes tracking your application a breeze!

We think you need these skills to ace Group Compliance Manager in England, London

Compliance Management
FCA Regulations
Data Protection
Regulatory Reporting
SMCR
Treating Customers Fairly (TCF)
Analytical Skills
Problem-Solving Skills
Policy Development
Monitoring Processes
Complaints Handling
Communication Skills
Stakeholder Engagement
Project Management

Some tips for your application 🫑

Tailor Your CV: Make sure your CV is tailored to the Group Compliance Manager role. Highlight your experience in financial services compliance and any specific knowledge of FCA regulations. We want to see how your skills align with what we're looking for!

Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how you can contribute to fostering a strong compliance culture at StudySmarter. Keep it engaging and relevant to the role.

Showcase Your Achievements: Don’t just list your responsibilities; showcase your achievements in previous roles. Whether it's successful compliance audits or implementing new policies, we love to see how you've made a difference in your past positions.

Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It helps us keep track of your application and ensures you don’t miss out on any important updates from us!

How to prepare for a job interview at Sellick Partnership Limited- In-House

✨Know Your Regulations

Make sure you brush up on FCA regulations, SYSC guidelines, and SMCR principles before the interview. Being able to discuss these topics confidently will show that you’re not just familiar with compliance but that you can also advise others effectively.

✨Showcase Your Experience

Prepare specific examples from your past roles where you've successfully managed compliance activities or handled complaints. This will help demonstrate your hands-on experience and problem-solving skills, which are crucial for the Group Compliance Manager role.

✨Understand the Company Culture

Research the company’s values and compliance culture. Be ready to discuss how you can contribute to fostering a strong compliance environment within the organisation. This shows that you’re not just looking for a job, but that you’re genuinely interested in being part of their team.

✨Prepare Questions

Have a few thoughtful questions ready to ask at the end of the interview. This could be about their current compliance challenges or how they measure success in this role. It shows your interest and helps you gauge if the company is the right fit for you.

Group Compliance Manager in England, London
Sellick Partnership Limited- In-House
Location: London

Land your dream job quicker with Premium

You’re marked as a top applicant with our partner companies
Individual CV and cover letter feedback including tailoring to specific job roles
Be among the first applications for new jobs with our AI application
1:1 support and career advice from our career coaches
Go Premium

Money-back if you don't land a job in 6-months

S
Similar positions in other companies
UK’s top job board for Gen Z
discover-jobs-cta
Discover now
>