Find a job 
Featured Companies 
Featured Universities 
For Companies At a Glance
- Tasks: Lead compliance testing and monitoring to ensure regulatory adherence.
- Company: Join a prestigious hedge fund with a global footprint in finance.
- Benefits: Gain exposure to a dynamic environment and collaborate with top professionals.
- Why this job: Make a real impact by safeguarding the firm’s integrity and transparency.
- Qualifications: 5+ years in compliance or risk management; finance or law degree required.
- Other info: Opportunity to work in London and develop your career in finance.
The predicted salary is between 72000 - 108000 £ per year.
A prestigious hedge fund with a global presence are seeking a highly skilled Compliance Testing Officer to join their growing team in London. This role is pivotal in ensuring the firm’s adherence to regulatory requirements and internal policies across their global operations.
Job Summary: As a Compliance Testing Officer, you will be instrumental in developing and managing the compliance testing and monitoring program. Your expertise will help safeguard the firm against compliance risks and foster a culture of integrity and transparency.
Key Responsibilities:
- Program Development: Design and implement comprehensive compliance testing and monitoring programs.
- Review and Assessment: Conduct regular and ad-hoc reviews of business activities, processes, and controls.
- Issue Identification: Identify compliance issues and risks, reporting findings to senior management with actionable recommendations.
- Regulatory Monitoring: Stay updated on global regulatory changes and ensure the compliance program evolves accordingly.
- Stakeholder Collaboration: Work closely with Legal, Risk, and Operations departments to ensure cohesive compliance efforts.
- Training: Develop and deliver compliance training programs to enhance staff awareness.
- Documentation: Maintain detailed records and prepare reports for senior management and regulatory bodies.
Qualifications:
- Education: Bachelor’s degree in Finance, Law, Business, or a related field. Advanced degree or professional certification (e.g., CAMS, CCEP) is advantageous.
- Experience: At least 5 years of experience in compliance, audit, or risk management within the financial services industry, preferably in a hedge fund or asset management firm.
- Knowledge: Strong understanding of global regulatory frameworks, including FCA, SEC, and other relevant regulations.
- Skills: Excellent analytical, communication, and interpersonal skills. Proficiency in compliance software and tools.
Application Process: Interested candidates are encouraged to submit their resume to Matthew Carton at Selby Jennings.
Senior Compliance Officer - Testing employer: Selby Jennings
Contact Detail:
Selby Jennings Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Officer - Testing
✨Tip Number 1
Make sure to familiarize yourself with the specific regulatory frameworks mentioned in the job description, such as FCA and SEC. This knowledge will not only help you during the interview but also demonstrate your commitment to compliance.
✨Tip Number 2
Network with professionals in the compliance field, especially those who work in hedge funds or asset management. Engaging with industry peers can provide valuable insights and potentially lead to referrals.
✨Tip Number 3
Stay updated on recent compliance trends and regulatory changes by following relevant news sources and joining professional organizations. This will show your proactive approach and dedication to the role.
✨Tip Number 4
Prepare to discuss specific examples from your past experience where you successfully identified compliance issues and implemented solutions. This will highlight your problem-solving skills and practical knowledge in compliance testing.
We think you need these skills to ace Senior Compliance Officer - Testing
Some tips for your application 🫡
Understand the Role: Take the time to thoroughly understand the responsibilities and qualifications outlined in the job description. Tailor your application to highlight your relevant experience in compliance testing and monitoring.
Highlight Relevant Experience: In your resume and cover letter, emphasize your 5+ years of experience in compliance, audit, or risk management. Provide specific examples of how you've developed compliance programs or conducted reviews in previous roles.
Showcase Your Skills: Make sure to showcase your analytical, communication, and interpersonal skills. Mention any experience with compliance software and tools, as this is crucial for the role.
Craft a Strong Cover Letter: Write a compelling cover letter that not only summarizes your qualifications but also expresses your enthusiasm for the position. Discuss your understanding of global regulatory frameworks and how you can contribute to the firm's compliance efforts.
How to prepare for a job interview at Selby Jennings
✨Understand Regulatory Frameworks
Make sure you have a solid grasp of global regulatory frameworks, especially those relevant to the hedge fund industry like FCA and SEC. Be prepared to discuss how these regulations impact compliance testing and monitoring.
✨Showcase Your Experience
Highlight your experience in compliance, audit, or risk management. Be ready to provide specific examples of how you've developed compliance programs or identified compliance issues in previous roles.
✨Demonstrate Analytical Skills
Prepare to showcase your analytical skills by discussing past experiences where you conducted reviews or assessments. Use data or metrics to illustrate how your analysis led to actionable recommendations.
✨Emphasize Collaboration
Since this role involves working closely with various departments, be sure to emphasize your ability to collaborate effectively. Share examples of how you've worked with Legal, Risk, or Operations teams to enhance compliance efforts.
