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- Tasks: Lead compliance efforts and advise on regulatory matters in a dynamic trading environment.
- Company: Join a leading trading venue focused on enhancing global electronic trading standards.
- Benefits: Enjoy a hybrid work model with flexible hours and competitive salary.
- Why this job: Be part of a growing team that shapes the future of financial compliance and trading.
- Qualifications: 10+ years in financial services compliance, with expertise in MiFID II and electronic trading.
- Other info: Opportunity to influence strategic initiatives and engage with senior stakeholders.
The predicted salary is between 48000 - 72000 £ per year.
Senior Compliance Officer
Selby Jennings London, United Kingdom Apply now Posted 1 day ago Hybrid Job Permanent Negotiable
Senior Compliance Officer
Selby Jennings London, United Kingdom Apply now
We are currently supporting a leading trading venue in the search for a Senior Compliance Officer. This is a key role within a growing and dynamic organisation focused on enhancing regulatory standards and supporting the evolution of electronic trading across global markets.
The successful candidate will report to the Chief Compliance Officer and act as a trusted advisor to the business on a wide range of compliance matters, with a particular focus on regulatory engagement, risk management, and strategic initiatives.
We are currently supporting a leading trading venue in the search for a Senior Compliance Officer. This is a key role within a growing and dynamic organisation focused on enhancing regulatory standards and supporting the evolution of electronic trading across global markets.
The successful candidate will report to the Chief Compliance Officer and act as a trusted advisor to the business on a wide range of compliance matters, with a particular focus on regulatory engagement, risk management, and strategic initiatives.
Key Responsibilities
- Serve as the primary Compliance contact for business lines and support functions
- Provide expert regulatory advice and escalate to the Chief Compliance Officer as needed
- Lead regulatory interactions and manage the drafting and submission of notifications
- Support new business initiatives and regulatory change projects
- Oversee the financial crime framework and collaborate with on-boarding teams
- Maintain and enhance firm-wide risk assessments tailored to business complexity
- Develop and refine management information for internal committees and governance bodies
- Identify compliance risks in new initiatives and implement mitigating controls
- Coordinate regulatory issue assessments and manage communications with regulators
- Prepare and present compliance updates to Boards and senior stakeholders
Candidate Profile
- 10+ years of experience in financial services compliance or control functions
- Strong background in regulated electronic trading platforms, market infrastructure, or post-trade services
- Deep understanding of MiFID II, including algorithmic trading, market abuse, outsourcing, and reporting obligations
- Exceptional communication skills with the ability to challenge and influence stakeholders
- Proven experience in drafting regulatory notifications and managing regulator relationships
- Knowledge of UK and EU financial regulation; familiarity with other global regulatory frameworks is a plus
We support the Financial Sciences & Services industry with talent that can truly shape the future of a business.Whether that be Quantitative Analyti…
Sales Director – Risk Analytics – Sell Side Selby Jennings London, United Kingdom
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Senior Compliance Officer | London, UK | Hybrid employer: Selby Jennings
Contact Detail:
Selby Jennings Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Officer | London, UK | Hybrid
✨Tip Number 1
Network with professionals in the compliance and financial services sectors. Attend industry events, webinars, or local meetups to connect with people who can provide insights into the role and potentially refer you.
✨Tip Number 2
Stay updated on the latest regulatory changes and trends in electronic trading. This knowledge will not only help you in interviews but also demonstrate your commitment to the field and your proactive approach.
✨Tip Number 3
Prepare to discuss specific examples from your past experience that showcase your ability to manage compliance risks and engage with regulators. Tailoring your stories to align with the job's key responsibilities will make a strong impression.
✨Tip Number 4
Research the company thoroughly, including its culture, values, and recent developments. This will allow you to tailor your conversations during interviews and show that you're genuinely interested in contributing to their success.
We think you need these skills to ace Senior Compliance Officer | London, UK | Hybrid
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in financial services compliance, particularly with regulated electronic trading platforms. Emphasise your understanding of MiFID II and any specific achievements that demonstrate your expertise.
Craft a Compelling Cover Letter: Write a cover letter that clearly outlines your motivation for applying to the Senior Compliance Officer position. Discuss how your background aligns with the key responsibilities mentioned in the job description, such as regulatory engagement and risk management.
Showcase Communication Skills: In your application, provide examples of how you've effectively communicated with stakeholders in previous roles. Highlight instances where you’ve influenced decisions or managed relationships with regulators, as these are crucial for this position.
Highlight Relevant Certifications: If you have any certifications related to compliance or financial regulation, be sure to mention them in your application. This can set you apart from other candidates and demonstrate your commitment to the field.
How to prepare for a job interview at Selby Jennings
✨Know Your Regulations
Make sure you have a solid understanding of MiFID II and other relevant regulations. Be prepared to discuss how these regulations impact electronic trading and compliance, as this will show your expertise in the field.
✨Demonstrate Your Experience
With over 10 years in financial services compliance, be ready to share specific examples from your past roles. Highlight your experience with regulatory interactions and how you've successfully managed compliance risks.
✨Prepare for Scenario Questions
Expect questions that assess your problem-solving skills in real-world compliance scenarios. Think about potential compliance risks in new initiatives and how you would implement controls to mitigate them.
✨Showcase Your Communication Skills
As a Senior Compliance Officer, you'll need to influence stakeholders. Prepare to demonstrate your exceptional communication skills by discussing how you've effectively communicated complex compliance issues to non-compliance professionals.