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- Tasks: Provide compliance advisory support and manage regulatory risks across EMEA and APAC.
- Company: Leading Trading Venue with a focus on regulatory and business advisory.
- Benefits: Competitive salary, dynamic work environment, and opportunities for professional growth.
- Other info: Collaborative culture with opportunities to engage with top regulators.
- Why this job: Join a pivotal role in shaping compliance strategies in a fast-paced financial market.
- Qualifications: 8+ years in compliance with strong knowledge of MiFID II and regulatory frameworks.
The predicted salary is between 70000 - 90000 £ per year.
We are representing a leading Trading Venue seeking a Senior Compliance Officer to provide first‑line compliance advisory support across EMEA, with secondary coverage for APAC during European hours. Reporting to the CCO for EMEA & APAC, the role sits at the heart of the firm's regulatory and business advisory model. You will work closely with Legal, Regulatory Affairs, and regional Compliance teams, supporting the management of regulatory risk while enabling growth across a complex, multi‑jurisdictional market infrastructure.
Responsibilities
- Advisory
- Act as a senior compliance contact for the business across EMEA
- Advise on regulatory change, new initiatives, and product launches
- Provide commercially focused guidance on venue rulebooks, transparency regimes, DRSP obligations, and the interaction between MiFID II / MiFIR and EMIR (UK and EU)
- Incident Management
- Lead day‑to‑day regulatory issues and incidents, including assessments, notifications, and remediation
- Investigate potential breaches and escalate material issues with clear recommendations
- Regulatory Engagement
- Support regulatory relationships with the FCA, AFM, ESMA, and other European regulators
- Prepare for supervisory reviews, draft responses to information requests, and manage Dear CEO and priority responses
- Governance & Reporting
- Draft Board and senior management compliance reporting
- Maintain compliance risk assessments and SMF16/17 reporting
- Partner with Compliance Monitoring on findings and remediation
- Training, Licensing & Coordination
- Design and deliver compliance training
- Manage licence applications and variations
- Coordinate cross‑regional compliance matters and support financial crime and MLRO reporting
Experience & Qualifications
Experience Required
- 8+ years' experience in wholesale financial markets, including senior compliance advisory roles
- Strong knowledge of MiFID II / MiFIR (UK & EU), including trading venue obligations, DRSPs, and non‑equity transparency
- Experience advising across UK and EU regimes, including regulatory divergence
- Confident communicator with regulators and senior stakeholders
- People management experience
- Right to work in the UK without sponsorship
Preferred Background
- Experience within, or closely aligned to, a regulated Trading Venue, MTF, exchange, or market infrastructure provider
- Understanding of the trading venue perimeter (UK RAO 25(1)/(2) and EU MiFID II framework)
- EMIR / UK EMIR knowledge
- Experience engaging with ESMA, AFM, or another EU NCA
- Working knowledge of financial crime risk frameworks
Senior Compliance Officer - Advisory employer: Selby Jennings
Contact Detail:
Selby Jennings Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Officer - Advisory
✨Network Like a Pro
Get out there and connect with people in the industry! Attend events, webinars, or even local meet-ups. The more you engage with others, the better your chances of landing that Senior Compliance Officer role.
✨Show Off Your Expertise
When you get the chance to chat with potential employers, don’t hold back on showcasing your knowledge of MiFID II, EMIR, and other relevant regulations. We want to see how you can add value to their team!
✨Follow Up After Interviews
Always send a quick thank-you email after an interview. It shows your enthusiasm for the role and keeps you fresh in their minds. Plus, it’s a great opportunity to reiterate why you’re the perfect fit for the job!
✨Apply Through Our Website
Don’t forget to apply directly through our website! It’s the best way to ensure your application gets seen by the right people. Plus, we love seeing candidates who are proactive about their job search.
We think you need these skills to ace Senior Compliance Officer - Advisory
Some tips for your application 🫡
Tailor Your CV: Make sure your CV reflects the specific skills and experiences that match the Senior Compliance Officer role. Highlight your knowledge of MiFID II / MiFIR and any relevant advisory experience to show us you’re the right fit.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your background aligns with our needs. Don’t forget to mention your experience with regulatory engagement and incident management.
Showcase Your Communication Skills: As a Senior Compliance Officer, you'll need to communicate effectively with regulators and stakeholders. In your application, give examples of how you've successfully navigated complex regulatory discussions or led teams in compliance matters.
Apply Through Our Website: We encourage you to apply directly through our website for the best chance of getting noticed. It’s the easiest way for us to keep track of your application and ensure it reaches the right people!
How to prepare for a job interview at Selby Jennings
✨Know Your Regulations
Make sure you brush up on MiFID II, MiFIR, and EMIR regulations. Being able to discuss these frameworks confidently will show that you’re not just familiar with the rules but can also apply them in a practical context.
✨Showcase Your Advisory Skills
Prepare examples of how you've provided compliance advisory support in previous roles. Think about specific instances where your guidance helped navigate regulatory changes or product launches, as this will highlight your value to the team.
✨Engage with Real Scenarios
Be ready to discuss real-life regulatory issues you've managed. Talk through your thought process when investigating breaches or leading incident management, as this demonstrates your problem-solving skills and ability to handle pressure.
✨Communicate Effectively
Practice articulating complex compliance concepts in a clear and concise manner. Remember, you’ll be communicating with senior stakeholders and regulators, so showcasing your communication skills is key to making a great impression.