At a Glance
- Tasks: Provide real-time regulatory advice to trading desks and ensure compliance with market conduct.
- Company: Leading global trading firm with a focus on market integrity.
- Benefits: Competitive salary, dynamic work environment, and opportunities for professional growth.
- Other info: Collaborative culture with excellent career advancement opportunities.
- Why this job: Join a fast-paced team and make a real impact on trading compliance.
- Qualifications: 4+ years in Trading Compliance with strong knowledge of MiFID II and MAR.
The predicted salary is between 70000 - 90000 £ per year.
A leading global trading firm is seeking an experienced Trading Compliance Advisory professional to join its EMEA Trading Compliance team in London. This role provides front-office-aligned, real-time regulatory advice to trading desks and plays a key role in maintaining high standards of market integrity across complex trading strategies and products.
Trading Compliance Advisory supports the business by working closely with front-office teams to ensure trading activity is conducted in line with applicable regulatory and market conduct requirements. The role combines deep regulatory knowledge with a practical, commercially aware approach, enabling effective engagement with traders in a fast-paced, high-performance environment. The successful candidate will develop a strong understanding of trading strategies, algorithms, products, and market structure in order to deliver timely, risk-based compliance guidance. The position partners closely with Regulatory Compliance to ensure consistent interpretation of regulations and coordinated management of trading-related risks and issues.
Key Responsibilities- Develop and maintain an in-depth understanding of trading strategies, algorithms, products, and market microstructure to provide effective compliance advisory support.
- Act as a trusted, day-to-day compliance contact for trading desks, providing clear and practical advice on regulatory and market conduct matters.
- Provide real-time advisory support on MiFID II, MAR, and other relevant conduct regulations impacting trading activity.
- Support the review and implementation of new trading strategies, products, and changes to existing activity to ensure regulatory alignment.
- Advise on market conduct and market abuse risks, including the design and delivery of targeted training where appropriate.
- Contribute to the ongoing enhancement of market conduct, surveillance, and trading risk controls, including escalation of relevant issues.
- Work closely with Regulatory Compliance and other control functions to ensure consistent regulatory interpretation and coordinated issue management.
- Assist with responses to internal reviews, regulatory requests, and ongoing supervision where required.
- Minimum of 4 years' experience in a Trading Compliance, Markets Compliance, or front-office advisory role.
- Strong working knowledge of MiFID II, MAR, and market conduct requirements.
- Experience providing compliance advice directly to traders and desk heads.
- Ability to operate confidently in a fast-paced, trading-driven environment.
- Strong communication skills with the credibility to influence senior stakeholders.
- Exposure to derivatives, fixed income, equities, or multi-asset trading environments.
- Experience with market abuse frameworks, trade surveillance, or conduct risk controls.
- Experience operating within an FCA-regulated environment (additional regulators beneficial).
- Relevant compliance or regulatory qualifications.
- Commercially minded with strong judgement and a pragmatic approach to risk.
- Confident decision-maker who understands when escalation is required.
- Collaborative team player who builds strong relationships across Trading and Compliance.
- Highly organised, self-sufficient, and able to manage competing priorities.
- Adaptable, resilient, and responsive to changing business and market conditions.
Trading Compliance Advisory (Tier 1 Proprietary Trading Firm) in City of London employer: Selby Jennings
As a leading global trading firm, we pride ourselves on fostering a dynamic and inclusive work culture that empowers our employees to excel in their roles. Located in the heart of London, we offer competitive benefits, continuous professional development opportunities, and a collaborative environment where compliance professionals can thrive while ensuring market integrity. Join us to be part of a high-performance team that values innovation and integrity in the fast-paced world of trading.
StudySmarter Expert Advice🤫
We think this is how you could land Trading Compliance Advisory (Tier 1 Proprietary Trading Firm) in City of London
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Selby Jennings looking for candidates who are engaged and informed.
We think you need these skills to ace Trading Compliance Advisory (Tier 1 Proprietary Trading Firm) in City of London
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Selby Jennings. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at Selby Jennings
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Selby Jennings’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
