At a Glance
- Tasks: Conduct client due diligence and assess financial crime risks in a dynamic environment.
- Company: Join SEI, a leading tech and asset management company with a collaborative culture.
- Benefits: Enjoy comprehensive health care, tuition reimbursement, hybrid working, and a strong pension plan.
- Other info: Work in a creative office space designed to inspire innovation and collaboration.
- Why this job: Make a real impact in financial crime prevention while developing your skills.
- Qualifications: Experience in AML, KYC, or financial crime operations is essential.
The predicted salary is between 33075 - 40425 £ per year.
SEI is seeking a proactive and detail-oriented AML Operations Analyst to support the delivery of effective first-line financial crime controls across its UK and Guernsey businesses. You will play a key role in conducting client due diligence, assessing financial crime risks, investigating monitoring alerts and ensuring AML processes are completed accurately, consistently and in accordance with regulatory requirements.
What you will do:
- Conduct initial and ongoing Customer Due Diligence (CDD) reviews, ensuring information is accurate, complete and appropriately evidenced.
- Complete and maintain Client Risk Assessments (CRAs), ensuring risk ratings are accurate, justified and reflect identified financial crime risks.
- Undertake Enhanced Due Diligence (EDD) reviews for higher-risk clients, including Politically Exposed Persons (PEPs) and complex ownership structures.
- Review Source of Wealth (SOW), Source of Funds (SOF) and beneficial ownership information, assessing the adequacy of supporting evidence.
- Conduct risk-based reliance testing of KYC documentation provided by investment firm clients, identifying deficiencies and escalating concerns.
- Investigate and document transaction monitoring alerts, identifying unusual activity and escalating potential financial crime concerns.
- Review and investigate sanctions, PEP and adverse media screening alerts, escalating potential matches and identified risks.
- Conduct periodic and trigger-event reviews, assessing material changes to client circumstances and risk profiles.
- Maintain accurate AML risk registers, records and management information reports.
- Review and maintain AML Operations procedures, supporting control enhancements and process improvements.
- Liaise with internal stakeholders and external clients to obtain outstanding documentation and resolve due diligence deficiencies.
- Ensure work is completed to a consistently high standard, with clear, evidence-based decisions and appropriate audit trails.
- Support the AML Supervisor with operational priorities, quality assurance activities and financial crime risk management.
What we need from you:
- Previous experience in AML, KYC, CDD or financial crime operations within financial services.
- Good understanding of UK AML regulations, financial crime risks and risk-based due diligence.
- Experience conducting CDD/EDD reviews, including PEPs, beneficial ownership and higher-risk relationships.
- Strong analytical skills, attention to detail and the ability to make sound, evidence-based decisions.
- Excellent organisational skills, with the ability to manage competing priorities and take ownership of assigned work.
- Strong communication skills and confidence engaging with internal stakeholders and external clients.
- Ability to work independently and collaboratively within a team.
- Good working knowledge of Microsoft Excel and Word.
What we would like from you:
- ICA or ACAMS qualification, or working towards one.
- Experience within investment management, wealth management or financial services administration.
- Experience in reliance testing, transaction monitoring or financial crime screening.
- A proactive mindset with a focus on continuous improvement, accountability and delivering high-quality work.
- Someone who embodies SEI’s values of courage, integrity, collaboration, inclusion, connection and fun.
Please see our website for more information. SEI’s competitive advantage: To help you stay energised, engaged and inspired, we offer a wide range of benefits including comprehensive care for your physical and mental well-being, strong pension plan, tuition reimbursement, hybrid working environment, and a work-life balance that enables you to relax, recharge and be there for the people you care about.
We are a technology and asset management company delivering on our promise of building brave futures (SM)—for our clients, our communities, and ourselves. Come build your brave future at SEI.
SEI is an Equal Opportunity Employer.
AML Operations Analyst in London employer: SEI
SEI Novus is an exceptional employer that prioritises the well-being and growth of its employees, offering a hybrid working environment and a strong focus on work-life balance. With a commitment to innovation and collaboration, our open-plan office in London fosters creativity while providing comprehensive benefits such as private medical care, tuition reimbursement, and access to thriving employee networks. Join us to be part of a dynamic team where your contributions truly matter and you can make a meaningful impact in the finance and investment space.
StudySmarter Expert Advice🤫
We think this is how you could land AML Operations Analyst in London
✨Tap into Campus Networks
If you're still in uni, don’t forget to engage with your campus's career services and attend finance-related events. Banks often do presentations and recruitment drives on campus, so put yourself out there and make use of these opportunities to show off your passion for the field.
✨Get Certified
Consider pursuing relevant certifications like the CFA or ACCA while you’re job hunting. They not only beef up your CV but also connect you with professional bodies which can lead to networking opportunities and even job openings in banking and financial services.
✨Connect on Professional Platforms
Join finance-focused groups on platforms like LinkedIn and engage in discussions. This can really help you stand out from the crowd, allowing potential employers to see your knowledge and interest in industry trends. Plus, you might stumble upon job postings shared exclusively within the group.
✨Apply Directly and Be Proactive
Don’t shy away from reaching out directly to firms like SEI. Use their websites and apply through them, but also consider following up with a polite email to express your enthusiasm. Being proactive can make a huge difference in getting noticed in the competitive financial services sector.
We think you need these skills to ace AML Operations Analyst in London
Some tips for your application 🫡
Show Off Your Numbers!:In the banking and financial services world, quantifiable achievements are key. Make sure your CV highlights your grades in relevant subjects, any financial certifications you hold, and specific projects where you've delivered measurable results. Employers love to see how your skills translate into real-world success.
Tailor Your Cover Letter to the Role:When applying for a full-time position, your cover letter should make a direct connection between your experience and the job description. Don't just state your enthusiasm for finance—dive into how your background in banking or financial analysis sets you apart. Let your passion shine through while being specific about what you can bring to SEI.
Include Relevant Financial Software Experience:If you've worked with financial modelling tools or software like Excel, SAP, or specific analytical tools during your studies or internships, bring that up! Highlighting your proficiency can really make your application pop and show you're ready to hit the ground running in a full-time role.
Research and Reflect:Before hitting that 'apply' button on SEI's website, do a little digging. Look up their recent projects, values, and culture. Reflecting their ethos in your application can make a huge difference and show you’re genuinely interested in being part of the team!
How to prepare for a job interview at SEI
✨Brush Up on Financial Analysis Skills
Make sure you're well-versed in financial concepts and analytical techniques relevant to banking and financial services. Get comfortable with tools like Excel for modelling or financial forecasting, as technical questions in this area are common during interviews with SEI.
✨Prepare for Case Studies
Expect to tackle case studies that demonstrate your problem-solving skills in real-world banking scenarios. Familiarise yourself with the types of problems you might face—think risk assessments or investment evaluations—and be ready to articulate your thought process clearly.
✨Show Your Passion for Finance
Since this is a full-time position, employers at SEI will be keen to see your genuine interest in finance. Be prepared to discuss recent industry trends or news articles that excite you, showcasing your enthusiasm and engagement with the field.
✨Network with Industry Professionals
Before your interview, reach out to current or former SEI employees on platforms like LinkedIn. They'll offer unique insights into the company's culture and the interview process, which can give us a delightful edge in showcasing a good fit for the team.
