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- Tasks: Manage compliance queries and drive initiatives in a dynamic investment firm.
- Company: Leading global investment firm with a focus on innovation.
- Benefits: Hybrid work, comprehensive medical care, and a healthy work-life balance.
- Why this job: Join a dynamic team and make a real impact in financial services compliance.
- Qualifications: 5+ years in financial services compliance with strong communication skills.
- Other info: Innovative workplace with opportunities for professional growth.
The predicted salary is between 43200 - 72000 £ per year.
A leading global investment firm is seeking a Senior Compliance Officer. This role involves managing day-to-day compliance queries, supporting policy write-ups, and driving compliance initiatives.
The ideal candidate will have over 5 years of experience in financial services compliance and strong communication and organizational skills.
The position offers a hybrid working environment with a focus on a healthy work-life balance, comprehensive benefits including medical care, and a dynamic, innovative workplace.
Senior Compliance Officer – FCA/MiFID (Hybrid) employer: SEI Investments
Contact Detail:
SEI Investments Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Officer – FCA/MiFID (Hybrid)
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector and let them know you're on the lookout for a Senior Compliance Officer role. You never know who might have the inside scoop on job openings or can put in a good word for you.
✨Tip Number 2
Prepare for those interviews by brushing up on your compliance knowledge and current regulations. We recommend doing mock interviews with friends or using online platforms to practice your responses. Confidence is key, so make sure you can articulate your experience clearly!
✨Tip Number 3
Showcase your organisational skills! During interviews, share specific examples of how you've managed compliance queries or driven initiatives in previous roles. This will demonstrate your ability to handle the day-to-day responsibilities of the position.
✨Tip Number 4
Don't forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search. So, get that application in and let’s get you one step closer to landing that dream job!
We think you need these skills to ace Senior Compliance Officer – FCA/MiFID (Hybrid)
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in financial services compliance. We want to see how your skills align with the role, so don’t be shy about showcasing your achievements!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for the Senior Compliance Officer role. We love seeing your personality and passion come through.
Showcase Your Communication Skills: Since strong communication is key for this role, make sure your application reflects that. Keep your language clear and concise, and don’t forget to proofread for any typos!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for this exciting opportunity!
How to prepare for a job interview at SEI Investments
✨Know Your Compliance Stuff
Make sure you brush up on FCA and MiFID regulations before the interview. Being able to discuss specific compliance issues and how you've handled them in the past will show that you're not just familiar with the rules, but that you can apply them effectively.
✨Showcase Your Communication Skills
As a Senior Compliance Officer, you'll need to communicate complex information clearly. Prepare examples of how you've successfully communicated compliance policies or resolved queries in previous roles. This will demonstrate your ability to convey important information to various stakeholders.
✨Be Organised and Proactive
Highlight your organisational skills by discussing how you manage compliance tasks and initiatives. Bring examples of how you've proactively identified compliance risks and implemented solutions. This shows that you’re not just reactive but also forward-thinking.
✨Emphasise Work-Life Balance
Since the role offers a hybrid working environment, be ready to discuss how you maintain a healthy work-life balance. Share strategies that have worked for you in the past, as this aligns with the company's focus on employee well-being and can set you apart from other candidates.
