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For Companies At a Glance
- Tasks: Provide regulatory advice and support policy creation in a dynamic financial environment.
- Company: Global asset management firm based in Greater London with a strong reputation.
- Benefits: Comprehensive benefits package and hybrid working for a balanced lifestyle.
- Why this job: Join a leading firm and make a significant impact on compliance in financial services.
- Qualifications: Over 7 years of compliance experience and knowledge of FCA rules and MiFD regulations.
- Other info: Enjoy a supportive culture that values work-life balance and professional growth.
The predicted salary is between 48000 - 72000 £ per year.
A global asset management firm in Greater London seeks a Senior Compliance Officer. The role involves providing regulatory advice to business units, researching regulatory developments, and supporting policy creation.
The ideal candidate will have over 7 years of compliance experience in financial services, with a strong understanding of FCA rules and MiFD regulations.
This position offers a hybrid working environment and a comprehensive benefits package, promoting a strong work-life balance.
Senior Compliance Advisor — Hybrid Work employer: SEI Investments
Contact Detail:
SEI Investments Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Advisor — Hybrid Work
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector and let them know you're on the hunt for a Senior Compliance Advisor role. You never know who might have the inside scoop on job openings or can put in a good word for you.
✨Tip Number 2
Prepare for those interviews by brushing up on FCA rules and MiFD regulations. We want you to be the go-to expert in the room, so practice articulating how your experience aligns with the needs of the firm. Confidence is key!
✨Tip Number 3
Don’t just apply anywhere—focus on firms that align with your values and career goals. Use our website to find roles that excite you and match your skills. Tailor your approach to each company to show them why you’re the perfect fit.
✨Tip Number 4
Follow up after interviews! A quick thank-you email can set you apart from other candidates. It shows your enthusiasm for the role and keeps you fresh in their minds as they make their decision.
We think you need these skills to ace Senior Compliance Advisor — Hybrid Work
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your compliance experience, especially in financial services. We want to see how your skills align with the FCA rules and MiFD regulations mentioned in the job description.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for the Senior Compliance Advisor role. Share specific examples of your regulatory advice and policy creation experience.
Showcase Your Research Skills: Since the role involves researching regulatory developments, include any relevant projects or experiences that demonstrate your ability to stay updated on compliance matters. We love candidates who are proactive!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates during the process.
How to prepare for a job interview at SEI Investments
✨Know Your Regulations
Make sure you brush up on FCA rules and MiFID regulations before the interview. Being able to discuss these in detail will show that you’re not just familiar with compliance but that you’re genuinely passionate about it.
✨Showcase Your Experience
With over 7 years of experience, you’ll want to highlight specific examples from your past roles. Prepare anecdotes that demonstrate how you've successfully navigated compliance challenges or contributed to policy creation.
✨Research the Firm
Take some time to understand the global asset management firm’s values and recent regulatory developments. This will help you tailor your responses and show that you’re genuinely interested in their operations and culture.
✨Prepare Questions
Think of insightful questions to ask at the end of the interview. This could be about their approach to compliance or how they support work-life balance in a hybrid environment. It shows you’re engaged and thinking critically about the role.
