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- Tasks: Provide regulatory advice and support policy creation in a dynamic financial environment.
- Company: Global asset management firm based in Greater London with a strong reputation.
- Benefits: Comprehensive benefits package and hybrid working for a balanced lifestyle.
- Why this job: Join a leading firm and make a significant impact on compliance in financial services.
- Qualifications: Over 7 years of compliance experience and knowledge of FCA rules and MiFD regulations.
- Other info: Promotes a strong work-life balance in a supportive team culture.
The predicted salary is between 48000 - 72000 £ per year.
A global asset management firm in Greater London seeks a Senior Compliance Officer. The role involves providing regulatory advice to business units, researching regulatory developments, and supporting policy creation.
The ideal candidate will have over 7 years of compliance experience in financial services, with a strong understanding of FCA rules and MiFD regulations.
This position offers a hybrid working environment and a comprehensive benefits package, promoting a strong work-life balance.
Senior Compliance Advisor — Hybrid Work in London employer: SEI Investments
Contact Detail:
SEI Investments Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Advisor — Hybrid Work in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector and let them know you're on the lookout for a Senior Compliance Advisor role. You never know who might have the inside scoop on job openings or can put in a good word for you.
✨Tip Number 2
Prepare for those interviews by brushing up on FCA rules and MiFD regulations. We want you to be the go-to expert in the room, so dive deep into recent regulatory developments and think about how they could impact the business units you'll be advising.
✨Tip Number 3
Showcase your experience! When you get the chance to chat with potential employers, highlight your 7+ years in compliance and share specific examples of how you've navigated complex regulatory challenges. This will help you stand out as a strong candidate.
✨Tip Number 4
Don't forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive and engaged in their job search.
We think you need these skills to ace Senior Compliance Advisor — Hybrid Work in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your compliance experience, especially in financial services. We want to see how your background aligns with the FCA rules and MiFD regulations mentioned in the job description.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for the Senior Compliance Advisor role. Share specific examples of your regulatory advice and policy creation experience that relate to the position.
Showcase Your Research Skills: Since the role involves researching regulatory developments, mention any relevant projects or initiatives you've undertaken. We love seeing candidates who stay updated on industry changes and can bring that knowledge to our team.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates regarding the hiring process!
How to prepare for a job interview at SEI Investments
✨Know Your Regulations
Make sure you brush up on FCA rules and MiFID regulations before the interview. Being able to discuss these in detail will show that you’re not just familiar with compliance but that you’re genuinely passionate about it.
✨Showcase Your Experience
With over 7 years of compliance experience, you’ll want to highlight specific examples from your past roles. Prepare anecdotes that demonstrate how you’ve successfully navigated regulatory challenges or contributed to policy creation.
✨Research the Firm
Take some time to understand the global asset management firm’s values and recent developments. This will help you tailor your answers and show that you’re genuinely interested in the role and the company.
✨Ask Insightful Questions
Prepare thoughtful questions about the firm’s compliance strategies and how they adapt to regulatory changes. This not only shows your interest but also your proactive approach to understanding the role's challenges.
