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- Tasks: Provide expert regulatory advice and guidance to business units in the UK.
- Company: Global asset management firm with a strong reputation.
- Benefits: Competitive benefits package and hybrid working environment.
- Why this job: Join a leading firm and make a real impact in compliance.
- Qualifications: Over 7 years of compliance experience in financial services, especially asset management.
- Other info: Collaborative culture with opportunities for professional growth.
The predicted salary is between 43200 - 72000 £ per year.
A global asset management firm is seeking a Senior Compliance Officer to provide expert regulatory advice and guidance to its business units in the UK. In this role, you will research compliance issues, communicate solutions effectively, and collaborate with various stakeholders.
Ideal candidates have:
- Over 7 years of financial services compliance experience, particularly within asset management
- Understanding of FCA rules
- Strong communication and organizational skills
The position offers a competitive benefits package and a hybrid working environment.
Senior Compliance Advisor – Asset Management & FCA in London employer: SEI Investments Company
Contact Detail:
SEI Investments Company Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Advisor – Asset Management & FCA in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the asset management sector and let them know you're on the lookout for opportunities. You never know who might have the inside scoop on a Senior Compliance Advisor role.
✨Tip Number 2
Prepare for interviews by brushing up on FCA rules and compliance issues relevant to asset management. We recommend creating a cheat sheet of key topics to discuss, so you can showcase your expertise and confidence during the chat.
✨Tip Number 3
Don’t just apply anywhere; focus on firms that align with your values and career goals. Use our website to find roles that excite you and match your skills, making it easier to tailor your approach.
✨Tip Number 4
Follow up after interviews! A quick thank-you email can go a long way in keeping you top of mind. Share a brief insight or idea related to the discussion to show your enthusiasm and commitment to the role.
We think you need these skills to ace Senior Compliance Advisor – Asset Management & FCA in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in financial services compliance, especially within asset management. We want to see how your skills align with the FCA rules and the specific requirements of the role.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for the Senior Compliance Advisor role. Share specific examples of your past experiences that demonstrate your expertise and problem-solving abilities.
Showcase Your Communication Skills: Since this role involves collaborating with various stakeholders, it's crucial to showcase your strong communication skills. We recommend including examples of how you've effectively communicated complex compliance issues in your previous roles.
Apply Through Our Website: We encourage you to apply directly through our website. This ensures your application gets to us quickly and efficiently, and you'll be one step closer to joining our fantastic team!
How to prepare for a job interview at SEI Investments Company
✨Know Your FCA Rules
Make sure you brush up on the latest FCA regulations and guidelines relevant to asset management. Being able to discuss these confidently will show that you’re not just familiar with compliance but are also proactive in staying updated.
✨Showcase Your Experience
With over 7 years of experience, you’ll want to highlight specific instances where you’ve successfully navigated compliance challenges. Prepare examples that demonstrate your problem-solving skills and how you’ve communicated solutions to stakeholders.
✨Prepare for Scenario Questions
Expect questions that put you in hypothetical compliance situations. Think through how you would approach these scenarios, focusing on your analytical skills and ability to collaborate with different teams to find effective solutions.
✨Ask Insightful Questions
At the end of the interview, don’t shy away from asking questions about the firm’s compliance culture or recent regulatory changes they’ve faced. This shows your genuine interest in the role and helps you gauge if the company aligns with your values.
