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- Tasks: Join our team as an AML Specialist and safeguard financial operations.
- Company: SEI, a leading global provider in financial technology and asset management.
- Benefits: Enjoy comprehensive health care, hybrid working, and a strong pension plan.
- Why this job: Make a real impact in the financial services industry while growing your career.
- Qualifications: Experience in AML/Compliance and ICA AML qualification required.
- Other info: Dynamic office environment designed for creativity and innovation.
The predicted salary is between 36000 - 60000 £ per year.
Join our growing team at SEI and take the next step in your career. We are looking for an AML Specialist, responsible for the AML Operations pertaining to our UK and Offshore business. SEI (NASDAQ:SEIC) is a leading global provider of financial technology, operations, and asset management services within the financial services industry.
What you will do:
- Act as the First Line of Defence within AML Operations
- Analyse client and customer data to complete AML processes
- Responsible for the running of the AML Operations pertaining to both the UK and Offshore business in Guernsey
- Act as oversight and query management for the Internal Audit and Fin Crime teams
Responsibilities:
- Transaction monitoring. Monitor and clear transaction alerts daily, ensuring management are aware of any outstanding alerts and close of business
- Conduct analysis of results within our screening system to refine parameters, and minimize false positives
- Gathering and analysing direct client, and customer information to complete the AML process
- Verifying the identity of clients using prescribed documentation and processes
- Communicating with direct clients to obtain missing documentation or data
- Updating and maintaining the risk register in the company's database
- Conducting risk assessments on new direct clients, and periodic assessments on existing clients using the Client Risk Assessment tool
- Review Customer Due Diligence information
- Be the point of contact for all internal audit and regulatory enquiries
- Coordinate and assist in the update of policies and procedures on a periodic basis
- Complete Enhanced Due Diligence reviews on high risk direct clients/customers
- Conduct ongoing monitoring of high-risk direct clients/customers and reporting any changes in risk levels, ensuring updates to risk registers
- Support the account opening AML screening process for all of SEI’s businesses
- Preparation of Management information reports
- Participation in Risk Meetings with Senior Management
- Participate in the identification of technical development requirements and supporting the implementation of such enhancements
- Carry out monthly reliance testing on direct clients/customers
- Review and maintain the Risk and Control Self-Assessment for the AML Operations department
- Review and maintain all procedures related to AML Operations
- Aid the Supervisor in the day to day running of the team, ensuring the team responds to queries, keeping to deadlines set and escalating as appropriate
Other:
- Keep Current – (market conditions, regulation, SEI products and services, etc) and maintain ongoing and effective communication and alignment of these with client business practices.
Best Practice:
- Adhere to all relevant FCA requirements and compliance.
What we need from you:
- Experience working in AML/Compliance roles in the financial services industry
- Possess the International Compliance Association (ICA) AML qualification
- Strong organizational and analytical skills
- Strong communication skills to actively engage with senior Management, Compliance and Fin Crime
- Deep technical understanding of the AML regulations and the procedures related to the 1st line of defense responsibilities
- Strong Supervisory and organizational skills evidence in prior roles within the financial services industry
- Demonstrate effective and professional written and verbal communication skills for a business work environment
- Effectively coordinate, perform and complete multiple duties and assignments concurrently and in a timely manner
- Ability to prioritize in a high volume environment
- Must be a team player with an ability to work independently with minimal supervision
- Knowledge of Excel and Word for Windows
What we would like from you:
- Someone who will embody our SEI Values of courage, integrity, collaboration, inclusion, connection and fun.
SEI’s competitive advantage:
To help you stay energised, engaged and inspired, we offer a wide range of benefits including comprehensive care for your physical and mental well-being, strong pension plan, tuition reimbursement, hybrid working environment, and a work-life balance that enables you to relax, recharge and be there for the people you care about.
SEI is an Equal Opportunity Employer.
AML Specialist employer: SEI Investments Company
Contact Detail:
SEI Investments Company Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land AML Specialist
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services industry, especially those who work in AML or compliance. A friendly chat can lead to insider info about job openings or even a referral.
✨Tip Number 2
Prepare for interviews by brushing up on AML regulations and SEI's services. Show that you’re not just a candidate but someone who understands the company’s mission and values. This will set you apart from the crowd!
✨Tip Number 3
Practice your communication skills! Since you'll be engaging with senior management and clients, being articulate and confident is key. Try mock interviews with friends or use online platforms to refine your pitch.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, it shows you’re genuinely interested in joining the SEI team and contributing to our mission.
We think you need these skills to ace AML Specialist
Some tips for your application 🫡
Tailor Your Application: Make sure to customise your CV and cover letter to highlight your experience in AML and compliance. We want to see how your skills align with the responsibilities listed in the job description, so don’t hold back!
Showcase Your Skills: Emphasise your strong organisational and analytical skills in your application. We’re looking for someone who can juggle multiple tasks, so give us examples of how you’ve done this in previous roles.
Be Professional Yet Personal: While we appreciate professionalism, don’t be afraid to let your personality shine through. Use clear and effective communication in your written application to show us you’re a great fit for our team culture.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way to ensure your application gets into the right hands and shows us you’re serious about joining our team at SEI!
How to prepare for a job interview at SEI Investments Company
✨Know Your AML Stuff
Make sure you brush up on your knowledge of AML regulations and procedures. Familiarise yourself with the specific requirements for the UK and Offshore business, as well as any recent changes in legislation. This will show that you're not just qualified but also genuinely interested in the role.
✨Showcase Your Analytical Skills
Prepare to discuss your experience with transaction monitoring and data analysis. Think of specific examples where you've successfully identified risks or improved processes. Being able to articulate your analytical approach will demonstrate your capability as an AML Specialist.
✨Communicate Like a Pro
Since strong communication skills are key for this role, practice articulating your thoughts clearly and confidently. Be ready to explain complex AML concepts in simple terms, especially when discussing how you would engage with senior management and clients.
✨Be a Team Player
SEI values collaboration, so be prepared to discuss how you've worked effectively within a team in previous roles. Share examples of how you've supported colleagues or contributed to team goals, highlighting your ability to work independently while still being a reliable team member.
