At a Glance
- Tasks: Lead Seccl's CASS function, ensuring compliance and governance in a fast-paced environment.
- Company: Join Seccl, an innovative B-Corp investment platform backed by Octopus.
- Benefits: Competitive salary, 27 days holiday, hybrid working, and a supportive team culture.
- Why this job: Make a real impact in transforming the investment industry while growing your career.
- Qualifications: Significant CASS leadership experience in FCA-regulated environments required.
- Other info: Enjoy autonomy and the chance to shape your own progression in a dynamic setting.
The predicted salary is between 36000 - 60000 £ per year.
Hybrid working in our London or Edinburgh office (2-3 days a week), occasional travel to Edinburgh, London, and/or Bath office.
About us
Seccl is the Octopus-owned embedded investment platform that’s on a mission to help more people to invest - and invest well. We’re B-Corp certified with an amazing product-market fit, impressive early traction and the potential to transform an outdated industry, for the better. We’ve been growing fast and will scale even faster over the next few years. We’re also proud to be part of Octopus, the £multi billion group that’s on a mission to breathe new life into broken industries, through companies like Octopus Energy, Octopus Investments and Octopus Money. Check out the Seccl website for the latest on our products and our mission to shape the future of investments.
The role
As Head of CASS, you’ll have end-to-end responsibility for Seccl’s CASS framework, providing leadership, oversight and strategic direction across the firm’s obligations under FCA CASS regulations. This is a senior leadership role with genuine influence - working closely with the executive team, the Board, regulators and auditors, while building a high-performing CASS function that scales with the business. The CASS function sits at the core of Seccl’s regulatory operations, partnering closely with teams across reconciliations, transfers, payments, trading and wider platform activity. You’ll play a key role in ensuring our CASS framework remains robust, compliant and scalable as the business continues to grow. The Head of CASS role will hold the CASS operational oversight certification function.
On a typical day you will be...
- Owning and leading Seccl’s CASS function, ensuring strong governance, oversight and regulatory compliance.
- Interpreting and embedding CASS requirements across the organisation in a scalable, pragmatic way.
- Designing and operating an effective CASS governance framework, including chairing CASS Committee.
- Proactively managing CASS risk, leading the resolution of incidents and breaches where they arise.
- Acting as the senior point of contact for regulators, auditors and key external stakeholders on all CASS matters.
- Building, leading and developing a high-performing CASS team, that ensures that CASS knowledge and skills are embedded throughout the business.
- Advising senior leadership and the Board on CASS risk, regulatory change and strategic implications.
This role’s for you if...
- You have significant experience leading CASS within an FCA-regulated environment (fintech, platforms, custody or wealth preferred).
- You hold the relevant qualifications outlined in the FCA’s training and competence sourcebook within appendix 4.1.
- You have deep technical expertise in CASS, paired with the judgement to apply it pragmatically at scale.
- You have proven experience operating at senior level, engaging confidently with regulators, auditors and Boards.
- You are a leader who can build teams, influence outcomes and raise standards across a fast-growing organisation.
- You enjoy a busy and ever-changing environment, where the demand for CASS expertise is central to many areas.
- You lead and communicate effectively, providing clear updates to stakeholders.
This role isn’t for you if...
- You rely on a lot of top-down direction. Here, you’ll have a lot of freedom and ownership of your role, and you’ll be expected to shape your own progression.
- You’re not comfortable working in a fast-paced environment. Our speed and scalability are what set us apart; you need to be able to act quickly and think on your feet.
- You struggle to follow through on ideas. We value people who do what they say they will. If you care about something, you have the freedom here to make it happen.
- You don’t like change. You’ll get on great here if you relish the ambiguity of rapid growth and are willing to embrace uncertainty.
What’s in it for you...
We offer a generous mix of benefits for the things that really matter to our people, including: A salary between £x,000 and £x,000 - dependant on experience + reviewed annually, 27 days holiday.
Head of CASS in London employer: Seccl Technology Limited
Contact Detail:
Seccl Technology Limited Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Head of CASS in London
✨Tip Number 1
Network like a pro! Reach out to people in your industry on LinkedIn or at events. A friendly chat can lead to opportunities that aren’t even advertised yet.
✨Tip Number 2
Prepare for interviews by researching the company and its culture. Show them you’re not just another candidate; you’re genuinely interested in their mission and values.
✨Tip Number 3
Practice your pitch! You want to be able to clearly articulate your experience and how it aligns with the role. Keep it concise but impactful.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, we love seeing candidates who are proactive!
We think you need these skills to ace Head of CASS in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Head of CASS role. Highlight your experience in leading CASS within an FCA-regulated environment and any relevant qualifications. We want to see how your background aligns with our mission at Seccl!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about CASS and how you can contribute to Seccl's growth. Be sure to mention your leadership skills and experience engaging with regulators and auditors.
Showcase Your Achievements: Don’t just list your responsibilities; showcase your achievements! Use specific examples to demonstrate how you've successfully managed CASS risks or built high-performing teams. We love seeing results that speak for themselves!
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It helps us keep track of your application and ensures you don’t miss out on any important updates. We can’t wait to hear from you!
How to prepare for a job interview at Seccl Technology Limited
✨Know Your CASS Inside Out
Make sure you have a solid grasp of the FCA CASS regulations and how they apply to Seccl. Brush up on recent changes in the regulatory landscape and be ready to discuss how you would implement these in a scalable way.
✨Showcase Your Leadership Skills
Prepare examples that highlight your experience in leading teams and influencing outcomes. Think about times when you've built high-performing teams or improved processes, and be ready to share these stories during the interview.
✨Engage with Stakeholders
Since this role involves liaising with regulators, auditors, and senior leadership, practice articulating your thoughts clearly. Be prepared to discuss how you would manage relationships and communicate effectively with various stakeholders.
✨Embrace the Fast-Paced Environment
Demonstrate your ability to thrive in a dynamic setting. Share experiences where you've successfully navigated change or ambiguity, and explain how you can contribute to Seccl's rapid growth while maintaining compliance and governance.