At a Glance
- Tasks: Ensure compliance with regulations and oversee key functions in investment management.
- Company: Established investment management firm with a strong reputation.
- Benefits: Part-time role with flexible hours and the chance to make a real impact.
- Other info: Opportunity for professional growth in a supportive setting.
- Why this job: Join a dynamic team and shape compliance strategies in a regulated environment.
- Qualifications: Experience in investment management compliance and strong communication skills.
The predicted salary is between 39600 - 48400 £ per year.
We are delighted to be working with an established specialist investment management firm who are seeking an experienced Compliance Officer / MLRO to join their team on a part-time basis, approximately 2.5 days per week.
This is an excellent opportunity for a compliance professional with investment management experience to take responsibility for a key regulatory function within an established business.
The successful candidate will be responsible for the Isle of Man compliance function, ensuring the business continues to meet its regulatory obligations.
The firm is regulated by the Isle of Man Financial Services Authority (IOMFSA) as an Investment Manager and also operates within a US Securities and Exchange Commission (SEC) regulated environment.
The role will focus primarily on Isle of Man regulatory requirements, with external specialist support already in place for US SEC compliance matters.
Previous SEC experience would be beneficial but is not essential.
Key Responsibilities
- Act as Compliance Officer and Money Laundering Reporting Officer (MLRO) for Isle of Man regulated activities.
- Maintain and oversee the compliance framework in line with IOMFSA requirements.
- Provide compliance advice and guidance to the business.
- Review, update and maintain compliance policies, procedures and controls.
- Monitor regulatory developments and support the implementation of relevant changes.
- Oversee AML/CFT obligations and ensure appropriate controls remain in place.
- Support regulatory reporting and compliance monitoring activities.
Key Skills and Experience
- Previous experience within investment management compliance.
- Experience working within a regulated financial services environment.
- Experience acting as a Compliance Officer and/or MLRO.
- Strong understanding of AML/CFT requirements and regulatory frameworks.
- The ability to work independently and manage a broad compliance remit.
- Strong communication skills with the confidence to work with senior stakeholders.
- Experience within asset management, hedge funds or investment firms would be highly desirable.
Quote job ref: 16727 We are delighted to be working with an established specialist investment management firm who are seeking [...]
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Part-Time Compliance Officer / MLRO in Douglas employer: Search-Select LTD
Search-Select LTD is an excellent employer, offering a dynamic work environment on the Isle of Man where compliance and risk management are at the forefront of business operations. With a strong focus on employee growth and development, we provide opportunities for professional advancement while fostering a collaborative culture that values integrity and innovation. Join us to make a meaningful impact in a thriving industry and enjoy the unique advantages of working in a picturesque location.
StudySmarter Expert Advice🤫
We think this is how you could land Part-Time Compliance Officer / MLRO in Douglas
✨Tap into Compliance Networks
Join compliance and risk management networks like the Association of Compliance Professionals or local chapters. These communities often share part-time opportunities that might not be advertised widely, plus you'll build connections that could lead to your next gig.
✨Utilise Online Job Boards
Specific job boards like ComplianceCrossing or RiskJobs can help you zero in on part-time roles in compliance. Set up alerts for new listings so you're one of the first to apply—timeliness can really set you apart!
✨Tailor Your Networking Approach
When networking, focus on engaging with compliance professionals on platforms like LinkedIn or attending local industry meetups. Bring up specific laws or recent trends to show off your knowledge and make a memorable impression!
✨Leverage Internships for Part-Time Roles
If you've done an internship in compliance risk, reach out to your past supervisors or colleagues. They often know about part-time openings or can refer you to organisations like Search-Select LTD, potentially speeding up your job search.
We think you need these skills to ace Part-Time Compliance Officer / MLRO in Douglas
Some tips for your application 🫡
Show Off Your Compliance Knowledge:When applying for a part-time role in compliance-risk, make sure your CV highlights any relevant coursework, certifications, or experience in regulatory frameworks. We want to see your understanding of compliance standards and risk management concepts, so don’t be shy about bragging about those modules or training programmes.
Demonstrate Analytical Skills:Compliance and risk roles are all about dealing with data, so be sure to showcase your analytical skills in your application. Include specific examples of how you've used analytical tools or methods to identify risk or ensure compliance in previous roles or projects. Trust us, this will make your application stand out!
Emphasise Your Availability:Since this is a part-time role, it's really important to communicate your availability clearly. In your cover letter, let us know your preferred hours and if you're flexible. This helps us see how you can fit into our team and the schedules we need to cover.
Tailor Your Cover Letter to Show Interest:In your cover letter, show us why you want to work in compliance-risk specifically for Search-Select LTD. Tell us about your passion for helping organisations maintain compliance and how you can contribute to our goals. Personalising this will definitely help make your application more memorable, so take that extra step!
How to prepare for a job interview at Search-Select LTD
✨Understand Regulatory Frameworks
For a role in compliance-risk, it's crucial to have a solid grasp of the relevant regulations and frameworks, like GDPR or anti-money laundering laws. Brush up on these areas, and be ready to discuss how your knowledge applies to scenarios you might face at Search-Select LTD.
✨Prepare Case Studies
Since we’re looking at a part-time gig, interviewers may want to see how you approach real-world problems. Prepare some case studies related to risk assessment or compliance frameworks that showcase your analytical skills and decision-making process. This will help you stand out as someone who's ready to jump into the action.
✨Show Off Your Detail Orientation
In compliance, attention to detail is everything. Bring examples from your past experiences where your diligence made a difference, whether that’s spotting a regulatory oversight or ensuring a process was followed to the letter. We want to highlight how this skill can benefit Search-Select LTD.
✨Connect Your Part-Time Availability
Make it clear how your part-time availability aligns with the needs of Search-Select LTD. Talk about how your time management skills will help you keep on top of tasks and responsibilities, ensuring you can maximise your impact even with part-time hours.
