Schroders in the UK seeks a Compliance Manager to oversee regulatory support for Wealth Management. You will advise front office, operations and others on regulatory and conduct requirements, ensuring client categorisation, appropriateness, conflicts of interest and inducements are properly managed.
You will review suitability assessments, monitor investments, and contribute to the Compliance Monitoring Programme while collaborating with senior management across the Wealth Management business.
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Wealth Management Compliance Lead – Flexible Working employer: Schroders
Schroders Wealth Management is an exceptional employer, offering a dynamic work environment in the heart of London where innovation and collaboration thrive. Employees benefit from a strong commitment to professional development, a culture that prioritises risk management excellence, and the opportunity to make a meaningful impact on client outcomes while ensuring compliance with regulatory standards. With a focus on fostering a supportive atmosphere, Schroders empowers its team members to grow and excel in their careers.
