Who we're looking forWealth Planning Director About Cazenove CapitalAt Cazenove Capital we look after private individuals, families and charities. We are the wealth management business of the FTSE-listed global investment manager Schroders. We help our clients around the world invest money to meet their goals, fulfil their ambitions, and prepare for the future. About UsSchroders is a global investment manager which provides active asset management, wealth management and investment solutions. We aim to provide excellent investment performance to clients through active management. We serve a diverse client base that includes pension schemes, insurance companies, sovereign wealth funds, endowments, foundations, high net worth individuals, family offices, as well as end clients through partnerships with distributors, financial advisers, and online platforms. Schroders' success can be attributed to its diversified business model, spanning different asset classes, client types and geographies. We're close to our clients, in the heart of the UK's financial centre and we have everything we need to work flexibly. The teamWe are one of the largest UK-based wealth management firm, headquartered in London but with offices around the country. We help private clients, families, charities and some institutions meet their long term goals by offering our expertise in investment, wealth planning, lending and family office services. We draw on the resources of the Schroders group, as well as having our own in house investment team. We're open to flexible working, so we can all balance our personal and professional commitments. Overview of RoleThe Wealth Planning Director is a leadership position responsible for delivering exceptional wealth planning advice to high-net-worth clients, driving business growth, and ensuring compliance with regulatory standards. This role combines strategic oversight, client relationship management, and supporting the wider business, to promote the success of Wealth Management and the Schroder Group. Principal ResponsibilitiesClient Relationship Management & AdvisoryLead and manage client relationships, ensuring delivery of bespoke wealth planning strategies and structures. Develop a deep understanding of clients' family dynamics, personal circumstances, risk profiles, objectives, and planning needs to provide tailored solutions. Proactively identify and communicate new planning opportunities that align with clients' objectives. Business DevelopmentActively market and develop profitable new client relationships, leveraging internal and external networks. Represent the firm at industry events and networking opportunities to enhance brand presence and attract new business. Regulatory & ComplianceTake primary responsibility for new client onboarding, including KYC, AML/dd checks, and suitability assessments. Ensure ongoing compliance with regulatory requirements and internal policies. Leadership & SupportProvide strategic leadership to paraplanners, associate wealth planners, and wealth planners, ensuring adherence to processes and compliance standards. Strategic ContributionContribute to the development and implementation of the Wealth Planning strategy. Regulatory ResponsibilitiesThis role falls under the Senior Manager and Certification Regime (SMCR). All staff must comply with the PRA and FCA Individual Conduct Rules: Act with integrityAct with due skill, care, and diligenceBe open and cooperative with regulatorsPay due regard to customer interests and treat them fairlyObserve proper standards of market conductAdditional Director-Level ExpectationsDrive strategic initiatives to grow the Wealth Planning business and enhance profitability. Act as a senior point of escalation for complex client matters and regulatory issues. Champion risk management and governance across all wealth planning activities. Represent Wealth Planning in cross-functional projects and contribute to group-wide objectives. We Recognise Potential, Whoever You AreOur purpose is to deliver excellent investment performance to clients through active management. We believe diverse perspectives and an inclusive culture help us make better decisions and achieve better outcomes for our clients. That's why inclusion is a strategic priority for us, and we are an equal opportunities employer. You are welcome here, regardless of your age, disability, gender identity, religious beliefs, sexual orientation, socio-economic background, or any other protected characteristic. We will consider flexible working arrangements for all roles and provide reasonable accommodations to support applicants and employees, including those with neurodiversity, disability, or physical and mental health needs. We're a global investment manager. We help institutions, intermediaries and individuals around the world invest money to meet their goals, fulfil their ambitions, and prepare for the future. And we've been around for over 200 years, but keep adapting as society and technology changes. What doesn't change is our commitment to helping our clients, and society, prosper.
Experience Planning Director in London employer: Schroders
Schroders Wealth Management is an exceptional employer, offering a dynamic work environment in the heart of London where innovation and collaboration thrive. Employees benefit from a strong commitment to professional development, a culture that prioritises risk management excellence, and the opportunity to make a meaningful impact on client outcomes while ensuring compliance with regulatory standards. With a focus on fostering a supportive atmosphere, Schroders empowers its team members to grow and excel in their careers.
