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- Tasks: Ensure compliance and manage regulatory risks in a dynamic investment environment.
- Company: Join Schroders, a global leader in investment management with over 200 years of experience.
- Benefits: Competitive salary, diverse culture, and opportunities for professional growth.
- Why this job: Play a key role in safeguarding reputation while driving innovation in private assets.
- Qualifications: Experience in compliance within asset management and strong analytical skills required.
- Other info: Collaborative team environment with a commitment to diversity and inclusion.
The predicted salary is between 36000 - 60000 £ per year.
We’re looking for an experienced, highly motivated Compliance Manager to support the continued growth of our Private Assets platform. This is an exciting opportunity to join a dynamic team, playing a pivotal role in safeguarding Schroders’ reputation, ensuring regulatory compliance, and enabling innovation across our Private Assets business.
A key part of your role will be aligning the compliance framework to support the teams across Schroders' asset management business. You will collaborate closely with investment, legal, and business teams to ensure robust compliance standards and effective management of regulatory risk. Your responsibilities will include engaging in surveillance and monitoring, delivering training, supporting strategic projects and the implementation of new regulations.
The team you’ll be part of is a collaborative global Compliance function who provide specialist advice and oversight across private equity, infrastructure, private debt, and real estate investments - working with colleagues in the UK, US, and EMEA. The team is forward-looking, solutions-driven and supports the delivery of strategic projects and regulatory initiatives.
What you’ll do:
- Partner with the Private Assets business, advising on regulatory requirements throughout deal origination, due diligence, management, and exit.
- Monitor and advise on current and emerging regulatory obligations impacting private assets, including AIFMD, FCA requirements, ESG, and anti-money laundering regulations.
- Support the design, implementation, and improvement of compliance frameworks for new investment strategies, working with relevant business areas.
- Review and approve marketing materials, investor communications, financial promotions, and key fund documentation, ensuring compliance with regulatory standards.
- Participate in the launch of new funds, cross-border distribution arrangements, and transaction structuring.
- Prepare and deliver targeted compliance training in line with the Group training programme.
- Review and update internal compliance policies and procedures, ensuring alignment with regulatory changes and Group standards.
- Oversee the compliance and risk monitoring programme, reflecting key risks and supporting continuous improvement.
- Produce detailed compliance reports and management information for senior stakeholders, committees, and the Board.
- Represent the Compliance function at relevant committees and working groups where required.
The knowledge, experience and qualifications you’ll need:
- Experience working in a compliance function in asset management, private equity, infrastructure, private debt or real estate.
- In-depth knowledge of UK and EU regulatory frameworks relevant to private assets (such as FCA, AIFMD, MiFID II, ESG and anti-money laundering regulations).
- Proven ability to build effective relationships, influence stakeholders, and provide commercially-focused compliance advice.
- Strong analytical, critical thinking, and problem-solving skills, with the ability to communicate complex issues clearly.
- A team-oriented mindset and a strong commitment to upholding the highest compliance and ethical standards.
The knowledge, experience and qualifications that will help:
- Relevant professional qualifications (such as ICA, CISI, legal or accountancy qualifications).
- Demonstrated commitment to ongoing professional development and learning in compliance and finance.
- Experience in reviewing and advising on real estate structures, transactions, or regulatory matters.
What you’ll be like:
- Highly collaborative, working well within and across teams.
- Solutions-driven and commercially minded.
- Meticulous with high attention to detail.
- Able to work autonomously and manage multiple priorities.
- Strong work ethic, with a desire to make an impact.
We recognise potential, whoever you are. Our purpose is to provide excellent investment performance to clients through active management. Diversity of thought, facilitated by an inclusive culture, will allow us to make better decisions and better achieve our purpose. This is why inclusion and diversity are a strategic priority for us and why we are an equal opportunities employer. You are welcome here, regardless of your age, disability, gender identity, religious beliefs, sexual orientation, socio-economic background, or any other protected characteristic.
Compliance Manager employer: Schroders
Contact Detail:
Schroders Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Manager
✨Tip Number 1
Network like a pro! Reach out to people in the compliance field, especially those at Schroders. A friendly chat can open doors and give you insights that a job description just can't.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of UK and EU regulatory frameworks. Be ready to discuss how your experience aligns with the compliance needs of private assets. Show them you mean business!
✨Tip Number 3
Don’t just apply through job boards; head over to our website and submit your application there. It shows you're genuinely interested in being part of our team and helps us keep track of your application better.
✨Tip Number 4
Follow up after interviews! A quick thank-you email can leave a lasting impression. Mention something specific from your conversation to remind them why you’re the perfect fit for the Compliance Manager role.
We think you need these skills to ace Compliance Manager
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Manager role. Highlight your experience in compliance functions and any relevant regulatory knowledge. We want to see how your background aligns with our needs!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how you can contribute to our Private Assets platform. Keep it engaging and relevant to the job description.
Showcase Your Skills: Don’t forget to showcase your analytical and problem-solving skills in your application. We’re looking for someone who can communicate complex issues clearly, so give us examples of how you've done this in the past.
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It’s the best way to ensure your application gets into the right hands and shows us you’re serious about joining our team!
How to prepare for a job interview at Schroders
✨Know Your Regulations
Make sure you brush up on the key regulatory frameworks relevant to private assets, like FCA and AIFMD. Being able to discuss these in detail will show that you’re not just familiar with compliance but are genuinely invested in the role.
✨Showcase Your Collaboration Skills
Since this role involves working closely with various teams, prepare examples of how you've successfully collaborated in the past. Highlight your ability to influence stakeholders and provide commercially-focused compliance advice.
✨Prepare for Scenario Questions
Expect questions that ask how you would handle specific compliance challenges or regulatory changes. Think through potential scenarios and how you would approach them, demonstrating your analytical and problem-solving skills.
✨Ask Insightful Questions
At the end of the interview, don’t shy away from asking questions about the team’s current projects or challenges they face. This shows your interest in the role and helps you gauge if the company culture aligns with your values.
