Schroders in London seeks a Senior Compliance Manager to protect clients and deliver outcomes across UK Private Banking and Wealth Management. You will provide timely regulatory advice, challenge senior stakeholders and lead second-line monitoring, aligned with UK requirements and Group standards.
You will shape investor protection and conduct matters, develop governance, and mentor teams to uphold integrity and fair treatment of clients.
Senior Wealth Compliance Lead (UK Private Banking) in City of London employer: Schroders
Schroders Wealth Management is an exceptional employer, offering a dynamic work environment in the heart of London where innovation and collaboration thrive. Employees benefit from a strong commitment to professional development, a culture that prioritises risk management excellence, and the opportunity to make a meaningful impact on client outcomes while ensuring compliance with regulatory standards. With a focus on fostering a supportive atmosphere, Schroders empowers its team members to grow and excel in their careers.