At a Glance
- Tasks: Join a dynamic team to analyse and optimise investment commitments using innovative technologies.
- Company: Global investment manager with a commitment to diversity and inclusion.
- Benefits: Competitive salary, flexible working, and opportunities for professional growth.
- Other info: Collaborative culture with excellent career advancement opportunities.
- Why this job: Make a real impact in financial services while embracing cutting-edge tech like AI.
- Qualifications: Strong analytical skills and proficiency in SQL and Python are essential.
The predicted salary is between 50000 - 60000 £ per year.
This team is part of Platform Control and Support which serves as a single-entry point for impact assessment and platform change. Within this function, the Commitment Control & Support team is responsible for ensuring robust control and oversight of all mandate and investment management related commitments across our platforms. Supporting the effective assessment, management, and governance of commitments arising from regulatory, legal, and operational requirements. The team prioritises client experience, risk reduction and efficiency, maximising reuse of platform capabilities and driving standardisation. The team develops automated tools to optimise the capture and maintenance of all types of commitments, mandate changes, parameter updates, and operational process controls. They play an important role in risk reduction and keeping central records accurate. By regularly reporting insights and risks, they help keep stakeholders up to date and guide improvements to platform operations.
The role requires close collaboration within the Platform Control and Support functions and with other teams such as Legal, Compliance, Platform Services, and Investment to support at scale commitments capture and fulfilment are accurately captured, fulfilled and risks are evaluated early to improve how events are handled. Finally, the team promotes innovation by introducing new technologies, such as artificial intelligence, and by sharing best practices in data analysis throughout Platform Control & Support.
What you'll do:
- Work within a team of analysts responsible for mandate commitment capture, control implementation, governance and query resolution.
- Ensure data quality and integration to maintain accuracy and integrity of mandate and commitment data across central records.
- Work with various internal API’s & external (Aladdin) API’s while working within the Schroders technology estate.
- Work in Python or other tools (code / low code) to perform more complex analysis of datasets and design workflows, while collaborating with various global teams, to optimise processes.
- Drive innovation by embedding artificial intelligence, automation, and emerging technologies into the platform.
- Foster a data-driven culture by sharing analytical best practices and supporting skills development across Platform Control & Support.
- Aid delivery of mandate commitment control activities appropriate for your level of experience.
- Deliver clear, insightful reporting and visualisation to stakeholders, highlighting key trends, risks, and efficiency improvements.
- Work with Investment desks / Product / Client Executives across all asset classes on mandate commitment related matters and issues.
- Assist to ensure tasks and audit/regulator/client queries are completed in accordance with procedures and delivered within agreed service levels.
- Resolve queries received and deliver tasks to high standard of quality and in a timely manner, continuously ensuring a robust and efficient control environment.
- Ensure any missed deadlines are communicated and recorded appropriately.
- Conduct initial and detailed impact assessment of commitment, support source document processing, identification, capture and fulfilment of commitments.
The knowledge, experience and qualifications you need:
- Strong Analytical Skills: Ability to interpret complex data sets and provide actionable insights relevant to financial services and investment portfolios.
- Technical Proficiency: Skilled in SQL, Python, transformation, analysis, and automation. Familiarity with API’s and the ability to pull / push data from / to APIs. Familiarity with Microsoft GRAPH APIs is a plus.
- Knowledge and experience working with LLM’s to design and develop processes.
- Data Engineering familiarity: Understanding of data pipeline construction, ETL processes.
- Understanding of Software development life cycle (SDLC).
- Analyse data and workflows can help improve processes and enhance the efficiency of processes.
- Data Visualisation: Proficient in using data visualisation tools (e.g., Power BI, Tableau, or similar) to communicate findings and trends clearly.
- Data Modelling and Database Design: Understanding of relational and non-relational databases, data warehousing solutions, and best practices for data governance.
- Innovative, continuous improvement and diligence: Demonstrates a proactive approach to improvement by adopting new ideas and technologies, including artificial intelligence, coding and emerging digital technologies.
- Seeks opportunities to enhance processes and outcomes through continuous learning and innovation. Staying up to date with the latest tools and methodologies in data science.
- Systems: Aladdin, Refinitiv, Snowflake.
The knowledge, experience and qualifications that will help:
- Strong organisational abilities are needed to manage multiple events simultaneously, prioritising tasks and maintaining a smooth and efficient workflow.
- Positive, open-minded attitude to change and new ideas, with a creative approach to problem-solving and proactively seeks opportunities for improvement.
- Meticulous attention to detail and a focus on quality and accuracy in all outputs. This is key for reviewing documentation, ensuring compliance with regulatory standards, and accurately processing information.
- Ability to learn quickly and apply new knowledge effectively.
- Results-oriented, self-motivated, and enthusiastic, with a commitment to team success and contributes to a collaborative culture.
- Works effectively within a team and engages with internal and external parties, ensuring successful relationships are built.
- Is able to establish trust and credibility with others quickly.
- Demonstrates professional behaviour and contributes to a collaborative, innovative culture.
- Receptive to feedback, challenges the status quo, and proactively seeks opportunities for improvement.
- Strong verbal and written communication skills at all levels; ability to translate technical findings for non-technical colleagues and senior management.
We recognise potential, whoever you are. Our purpose is to provide excellent investment performance to clients through active management. Diversity of thought facilitated by an inclusive culture will allow us to make better decisions and better achieve our purpose. This is why inclusion and diversity are a strategic priority for us and why we are an equal opportunities employer: you are welcome here regardless of your age, disability, gender identity, religious beliefs, sexual orientation, socio-economic background or any other protected characteristics.
About Us: We're a global investment manager. We help institutions, intermediaries and individuals around the world invest money to meet their goals, fulfil their ambitions, and prepare for the future. We have around 6,000 people on six continents. And we've been around for over 200 years, but keep adapting as society and technology changes. What doesn't change is our commitment to helping our clients, and society, prosper.
Commitment Control & Support Data Analyst 2 employer: Schroders UK
As a leading global investment manager based in London, we pride ourselves on fostering a collaborative and innovative work culture that prioritises employee growth and development. Our Commitment Control & Support Data Analyst role offers the opportunity to engage with cutting-edge technologies, including artificial intelligence, while working alongside diverse teams to drive impactful change. We are committed to inclusivity and provide a supportive environment where every employee can thrive and contribute to our mission of delivering exceptional client outcomes.
StudySmarter Expert Advice🤫
We think this is how you could land Commitment Control & Support Data Analyst 2
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Schroders UK looking for candidates who are engaged and informed.
We think you need these skills to ace Commitment Control & Support Data Analyst 2
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Schroders UK. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at Schroders UK
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Schroders UK’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!