At a Glance
- Tasks: Lead audits in Wealth Management and identify key risks to enhance decision-making.
- Company: Join Schroders, a global investment manager with over 200 years of experience.
- Benefits: Flexible working arrangements, competitive salary, and opportunities for professional growth.
- Other info: Diverse and inclusive workplace committed to supporting all employees.
- Why this job: Make a real impact in a dynamic environment while developing your auditing skills.
- Qualifications: 3+ years in internal audit or risk roles, with financial services experience preferred.
The predicted salary is between 56700 - 69300 £ per year.
We are seeking a highly skilled and motivated Senior Internal Auditor to join our dynamic team at Schroders. The ideal candidate will possess a combination of technical expertise and strong analytical skills to drive our internal audit function efficiently and effectively.
About Us
Schroders is a global investment manager which provides active asset management, wealth management and investment solutions. We aim to provide excellent investment performance to clients through active management. We serve a diverse client base that includes pension schemes, insurance companies, sovereign wealth funds, endowments, foundations, high net worth individuals, family offices, as well as end clients through partnerships with distributors, financial advisers, and online platforms.
The role of Group Internal Audit is to provide independent and objective challenge to, and assurance over, the Schroder Group’s control environment through effective evaluation of risk management, control and governance arrangements implemented by management.
What you'll do:
- Lead and participate in audit across Wealth Management.
- Deliver audit work on-time and to a consistently high standard, in line with IIA Standards and Schroders Group Internal Audit methodology and procedures.
- Assist with other audits as a Wealth Management subject-matter expert, where required.
- Identify, assess and escalate key risks, control gaps and emerging issues promptly, using sound judgement and stakeholder engagement.
- Produce clear, balanced audit reports, communicating findings and actions in a way that supports improvement and informed decision-making.
- Monitor and follow up on audit actions, maintaining oversight of issue tracking and progress to closure.
- Build strong relationships across Schroders, staying close to business and regulatory developments and maintaining an up-to-date view of the control environment.
- Support the Head of Internal Audit Wealth Management in the performance of their duties.
The knowledge, experience and qualifications you need:
- Minimum 3 years’ experience in an internal audit function or a similar risk and control role.
- Financial services experience and understanding of Wealth Management risks.
- Ability to travel to our Horsham office in Sussex, and some international travel occasionally.
- Strong understanding of internal audit techniques including the IIA Standards.
The knowledge, experience and qualifications that’ll help:
- Proficiency in data analytics tools.
- Professional certification in auditing, accounting or similar.
What you’ll be like:
- Analytical thinker: You thrive on dissecting complex processes and identifying potential risks.
- Detail oriented: You ensure that documentation is completed to a high standard, is meticulously reviewed and that all findings are supported by substantial evidence.
- Strong communicator: You can convey complex audit findings and recommendations clearly and concisely to stakeholders at all levels, including senior management.
- Ethical and principled: You uphold the highest standards of professionalism and integrity.
- Adaptable and resilient: The dynamic nature of operations auditing requires you to quickly adapt to new challenges and maintain resilience in a fast-paced environment.
- Technologically minded: You leverage technology effectively within the audit process, staying abreast of industry trends and best practices in data analytics and automated auditing tools.
We Recognise Potential, Whoever You Are. Our purpose is to deliver excellent investment performance to clients through active management. We believe diverse perspectives and an inclusive culture help us make better decisions and achieve better outcomes for our clients. That's why inclusion is a strategic priority for us, and we are an equal opportunities employer.
Senior Internal Auditor - Wealth Management in London employer: Schroders Group
Schroders is an exceptional employer, offering a dynamic work environment in the heart of London’s financial centre. With a strong emphasis on employee growth and flexible working arrangements, we foster a culture that values diverse perspectives and encourages innovation. Our commitment to personal performance and well-being ensures that you can thrive both professionally and personally while contributing to meaningful projects in the asset management sector.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Internal Auditor - Wealth Management in London
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We think you need these skills to ace Senior Internal Auditor - Wealth Management in London
Some tips for your application 🫡
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How to prepare for a job interview at Schroders Group
✨Brush Up on Financial Analysis Skills
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