At a Glance
- Tasks: Manage daily operations and settlements while ensuring compliance with CASS regulations.
- Company: Join EMKAP UK Ltd, a leading FCA-regulated investment firm in London.
- Benefits: Enjoy a competitive salary, medical insurance, and ongoing training opportunities.
- Other info: Collaborative international team with excellent career development prospects.
- Why this job: Make a real impact in client asset management and compliance oversight.
- Qualifications: Degree in Finance or Business and 2-5 years of relevant experience required.
The predicted salary is between 24000 - 62000 £ per year.
EMKAP UK Ltd, an FCA-regulated investment firm with direct Euroclear access, is hiring a CASS Oversight & Operations Analyst to join its London office. This is a hands-on role combining daily operations and settlements with active responsibility for CASS control and oversight.
Role Overview
You will play a key role in maintaining the firm’s client asset management framework under FCA CASS rules, with scope to formally assume SMF16 (Compliance Oversight) responsibilities subject to regulatory approval.
Key Responsibilities
- Operations & Settlements
- Monitor trade settlement instructions and cash movements
- Manage settlement cycles and resolve failing trades
- Liaise with custodians, counterparties, and market infrastructures
- Maintain accurate booking of trades, positions, and cash balances
- Review client money and custody reconciliations
- Investigate and resolve breaks and shortfalls promptly
- Improve internal systems to meet best financial standards
- Ensure segregation and safeguarding practices
- CASS Oversight
- Ensure compliance with CASS requirements in daily operations
- Monitor CASS processes, controls, and risk areas
- Identify, assess, and escalate breaches or control weaknesses
- Maintain CASS documentation, policies, and resolution pack
- Support CASS reporting, including CMAR preparation
- Participate in control reviews and thematic assessments
- Governance & Regulatory Interaction
- Work closely with senior management on compliance matters
- Contribute to control framework improvements
- Support regulatory queries and audits
Candidate Requirements
- Degree in Finance, Business, or related field (2:1 or equivalent)
- 2–5 years’ experience in operations, settlements, custody, or CASS environment
- Solid understanding of CASS rules and client asset protection
- Experience with reconciliations and post-trade processes
- Hands-on experience with Euroclear and/or SWIFT (MT54x messages) highly desirable
- Strong Excel skills and attention to detail
- Ability to identify issues and exercise independent judgment
- High integrity, ownership, and accountability
- Interest in assuming SMF16 responsibilities
Additional Benefits
- Competitive salary (£24K–£62K)
- Medical insurance
- Ongoing training and career development
- Collaborative international team environment
How to Apply
Send your CV to hr@emkap.com. Highlight your CASS oversight experience, operations/settlements expertise, and familiarity with Euroclear/SWIFT systems.
CASS Oversight & Operations Analyst | London, England | Sponsorship Available employer: School Result
EMKAP UK Ltd is an exceptional employer located in the heart of London, offering a dynamic work environment that fosters collaboration and professional growth. With a strong commitment to employee development through ongoing training and a competitive benefits package, including medical insurance and a 13th salary, we empower our team members to excel in their roles while ensuring compliance with FCA CASS regulations. Join us to be part of a dedicated international team where your contributions directly impact client asset management and operational excellence.
