Compliance Associate in London

Compliance Associate in London

London Full-Time 45000 - 55000 £ / year (est.) No working from home possible
Schonfeld

At a Glance

  • Tasks: Manage and improve compliance policies while collaborating with a global team.
  • Company: Join Schonfeld, a leading multi-manager platform in finance.
  • Benefits: Competitive salary, diverse culture, and opportunities for personal growth.
  • Other info: Dynamic team environment focused on collaboration and diversity.
  • Why this job: Make a real impact in compliance and work with innovative technologies.
  • Qualifications: Degree in relevant field and experience in compliance or policy writing.

The predicted salary is between 45000 - 55000 £ per year.

We are seeking to hire an exceptional Compliance Associate to join our London office. This role will report into the Global Head of Core Compliance and hold primary responsibility for the day-to-day execution, maintenance, and continuous improvement of the Firm's policies and procedures framework. This position requires a focus on high levels of accuracy, consistency, and organizational discipline. It requires a blend of strong writing ability, governance knowledge, and a proactive approach to document management and process improvement. In addition to the primary policies and procedures remit, this role will contribute to core compliance activities as part of a broader global compliance team and necessitates flexibility to support the wider compliance department with activities outside of the listed responsibilities.

What you'll do:

  • Own the end-to-end policy lifecycle – identifying gaps, drafting and editing documents in collaboration with policy owners, and maintaining a comprehensive, version-controlled policy library.
  • Standardize language, structure, and formatting across the policy suite, ensuring consistent cross-document references and hyperlinks throughout the framework.
  • Track document updates, manage review schedules, and ensure all changes are appropriately authorized, providing regular progress updates to management.
  • Maximize the use of automation and AI to improve the efficiency and scalability of the policy management function.
  • Contribute to core compliance activities as part of the global compliance team, including Code of Ethics monitoring, review and assessments.
  • Be an integral and collaborative member of the London compliance team and broader global Compliance department.

What you'll bring:

  • Bachelor's degree or equivalent.
  • Demonstrable experience in policy, compliance, governance, legal, or regulatory writing role, ideally within financial services or a regulated industry.
  • Exceptional written English with the ability to produce clear, concise, and well-structured documents; strong editorial and proofreading skills.
  • Working knowledge of core compliance concepts, including regulatory monitoring, risk assessment, and Code of Ethics obligations.
  • Experience managing a policy library or document management system, with strong organizational and record-keeping discipline.
  • Highly self-motivated, organized, and attentive to detail.
  • Structured, methodical, and consistent in execution.
  • Calm and concise communicator, collaborative and able to engage well with staff of varying roles and seniority.
  • Comfortable with technology, systems, and process-oriented ways of working.
  • Firm and team first in thinking.

We'd love if you had:

  • Familiarity with AI-powered writing tools, content management systems, or workflow automation platforms (e.g. Microsoft Copilot, Power Automate, or similar).
  • Experience working within or alongside a global compliance team, with an understanding of how compliance functions operate across multiple jurisdictions.
  • Experience of adopting workflow management toolkits and new technologies to drive efficiency.
  • Project management skills and experience working with document management platforms.
  • Familiarity with the multi-manager or alternative investment management model.

The firm’s ethos is embedded in our people. ‘Talent is our strategy’ is our mantra and drives how we approach all initiatives at the firm. We believe our success is because of our people, so putting our talent above all else is our top priority. Schonfeld strives to create an environment where our people can thrive. We foster a teamwork-oriented, collaborative environment where ideas at any level are encouraged and shared. The development and advancement of our talent is honed through interactions with each other, learning & educational offerings, and through opportunities to make impactful contributions. At Schonfeld, we strive to cultivate a sense of belonging throughout all of our employees with Diversity, Equity and Inclusion at the forefront of this mission. As a firm we are committed to creating a hiring process which is not only fair, but also welcoming and supportive. On a daily basis, our employees welcome diversity across identity, thought, people and views which serves as the foundation of our culture and success.

Schonfeld Strategic Advisors is a multi-manager platform that invests its capital with Internal and Partner portfolio managers, primarily on an exclusive or semi-exclusive basis, across four trading strategies; quantitative, fundamental equity, tactical trading and discretionary macro & fixed income. We have created a unique structure to provide global portfolio managers with autonomy, flexibility and support to best enable them to maximize the value of their businesses. Over the last 30 years, Schonfeld has successfully capitalized on inefficiencies and opportunities within the markets. We have developed and invested heavily in proprietary technology, infrastructure and risk analytics and continue to capitalize on new opportunities. In 2021 we launched our newest strategy, discretionary macro & fixed income as part of the continual growth of Schonfeld’s investible universe. Our portfolio exposure has expanded across the Americas, Europe and Asia as well as multiple asset classes and products.

Compliance Associate in London employer: Schonfeld

At Schonfeld, we pride ourselves on being an exceptional employer, fostering a collaborative and inclusive work culture in our London office. Our commitment to employee growth is evident through our focus on talent development, diversity, and the opportunity to engage with cutting-edge technology in compliance processes. Join us to be part of a team that values your contributions and supports your professional journey in a dynamic and rewarding environment.

Schonfeld

Contact Details:

Schonfeld Recruitment Team

StudySmarter Expert Advice🤫

We think this is how you could land Compliance Associate in London

Tip Number 1

Network like a pro! Reach out to current or former employees at Schonfeld on LinkedIn. A friendly chat can give you insider info and might just get your foot in the door.

Tip Number 2

Prepare for the interview by brushing up on compliance concepts and the firm's policies. Show us you know your stuff and can contribute to the team right from the start!

Tip Number 3

Practice your communication skills. As a Compliance Associate, you'll need to convey complex ideas clearly. Mock interviews with friends can help you nail this!

Tip Number 4

Don't forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, it shows you're serious about joining our team.

We think you need these skills to ace Compliance Associate in London

Policy Management
Governance Knowledge
Regulatory Writing
Document Management
Attention to Detail
Strong Writing Ability
Editorial Skills

Some tips for your application 🫡

Tailor Your Application:Make sure to customise your CV and cover letter for the Compliance Associate role. Highlight your experience in policy writing and compliance, and show us how your skills align with our needs. A personal touch goes a long way!

Show Off Your Writing Skills:Since this role requires exceptional written English, take the time to craft clear and concise documents. Use examples from your past work to demonstrate your strong editorial and proofreading skills. We want to see your best writing!

Be Organised:We love a structured approach! When you apply, showcase your organisational skills and attention to detail. Mention any experience you have with managing policy libraries or document management systems, as this is key for the role.

Apply Through Our Website:Don’t forget to submit your application through our website! It’s the best way for us to receive your details and ensures you’re considered for the role. We can’t wait to see what you bring to the table!

How to prepare for a job interview at Schonfeld

Know Your Policies Inside Out

Before the interview, make sure you thoroughly understand the firm's policies and procedures framework. Familiarise yourself with compliance concepts and be ready to discuss how you would approach managing the policy lifecycle, including identifying gaps and drafting documents.

Showcase Your Writing Skills

Since exceptional written English is crucial for this role, prepare examples of your previous work that demonstrate your ability to produce clear and concise documents. Bring along samples or be ready to discuss how you’ve standardised language and structure in past roles.

Highlight Your Tech Savvy

Given the emphasis on automation and AI in the job description, be prepared to talk about any experience you have with AI-powered writing tools or document management systems. Share specific examples of how you've used technology to improve efficiency in your previous roles.

Emphasise Team Collaboration

This role requires a collaborative mindset, so think of examples where you've worked effectively within a team. Be ready to discuss how you engage with colleagues at different levels and how you contribute to a positive team environment.