At a Glance
- Tasks: Provide expert oversight and guidance on compliance in the financial advice sector.
- Company: Join the fourth largest building society in the UK, owned by its members.
- Benefits: Enjoy a competitive salary, annual leave, bonus scheme, and health benefits.
- Other info: Flexible working with opportunities for professional development and community involvement.
- Why this job: Make a real impact by shaping regulatory change and influencing key decisions.
- Qualifications: Strong experience in financial advice regulation and excellent communication skills.
The predicted salary is between 48000 - 48000 £ per year.
Hours: Permanent, full time role (35 hours per week) with hybrid and flexible working. You'll spend 3 days per week collaborating with colleagues at our Head Office in Skipton.
Salary: £48,000 per annum (salary dependent on experience)
Closing Date: Fri, 5 Jun 2026
About the Role
We're looking for a Senior Compliance Policy Consultant to play a key role in providing expert oversight, constructive challenge, and guidance focusing on our Money (Commercial) business. In this role, you'll use your financial advice expertise to influence key decisions, shape regulatory change, and ensure we continue to meet evolving regulatory expectations. This is an excellent opportunity for someone who combines strong technical knowledge with the confidence to collaborate, influence, and work strategically across a complex organisation.
Key Responsibilities
- Identify, interpret and communicate regulatory developments, particularly those impacting financial advice, and support the implementation of regulatory change.
- Provide expert second‐line oversight, advice and constructive challenge on compliance with FCA Conduct of Business rules, Consumer Duty and other relevant regulation.
- Act as a key referral point for complex regulatory queries, especially in financial advice.
- Lead compliance input into business and transformation initiatives, working collaboratively with stakeholders.
- Support and influence the development of effective systems and controls to manage conduct risk.
- Ensure timely and accurate submission of regulatory notifications and applications.
- Build strong relationships with key stakeholders across the business and external bodies.
- Support knowledge sharing and contribute to continuous improvement within the Compliance team.
Qualifications & Experience
- Strong experience in financial advice regulation, including interpreting and applying FCA Conduct of Business rules and Consumer Duty in practice.
- Experience providing compliance oversight, advice and constructive challenge to stakeholders in financial advice or closely related areas.
- Ability to apply regulatory knowledge pragmatically with a strong customer‐outcome focus.
- Strong analytical and report‐writing skills, with the ability to produce clear, concise and high‐quality outputs.
- Confidence to influence, provide constructive challenge, and engage stakeholders at all levels.
- Ability to think independently, make well‐reasoned decisions and take accountability for them.
- Excellent written and verbal communication skills.
- Strong relationship‐building capability, with the ability to work collaboratively across a wide stakeholder group.
- Knowledge of data protection requirements is desirable.
- Relevant qualifications such as a Diploma in regulated financial planning (CII), or equivalent financial advice qualifications are highly desirable.
- Professional compliance qualifications (e.g. ICA Diploma in Compliance) are beneficial.
Benefits
- Annual discretionary bonus scheme
- 25 days annual leave + bank holidays (rising to 30 with service)
- Holiday trading scheme
- Matching employer pension contribution (up to 10%)
- Colleague mortgage (conditions apply)
- Electric & hybrid car scheme
- Private medical insurance
- 3 paid volunteering days per year
- Strong commitment to training and development
- Inclusive colleague networks including Carers and Pride Alliance groups
- Health and wellbeing benefits including cycle to work and discounted gym membership
Not just another building society. We are the fourth biggest building society in the UK and we are a mutual organisation. We don't have shareholders; we're owned by our members.
Senior Compliance Policy Consultant in Skipton employer: SBS Skipton Building Society
As a leading mutual organisation and the fourth largest building society in the UK, we pride ourselves on fostering a collaborative and inclusive work culture that prioritises employee well-being and professional growth. Our hybrid working model allows for flexibility, while our commitment to training and development ensures that you can thrive in your role as a Senior Compliance Policy Consultant. With competitive benefits such as an annual bonus scheme, generous leave, and a strong focus on community engagement, we offer a meaningful and rewarding employment experience in the heart of Skipton.
Contact Details:
SBS Skipton Building Society Recruitment Team
StudySmarter Expert Advice🤫
We think this is how you could land Senior Compliance Policy Consultant in Skipton
✨Tip Number 1
Network like a pro! Reach out to current employees on LinkedIn or through our website. Ask them about their experiences and any tips they might have for landing the Senior Compliance Policy Consultant role.
✨Tip Number 2
Prepare for the interview by brushing up on your regulatory knowledge. Be ready to discuss how you've applied FCA Conduct of Business rules in past roles. We want to see your expertise shine!
✨Tip Number 3
Showcase your relationship-building skills during interviews. Think of examples where you’ve influenced stakeholders or collaborated on compliance initiatives. We love candidates who can connect with others!
✨Tip Number 4
Don’t forget to follow up after your interview! A quick thank-you email can go a long way in showing your enthusiasm for the role. Plus, it keeps you fresh in our minds as we make decisions.
We think you need these skills to ace Senior Compliance Policy Consultant in Skipton
Some tips for your application 🫡
Tailor Your Application:Make sure to customise your CV and cover letter to highlight your experience in financial advice regulation. We want to see how your skills align with the key responsibilities mentioned in the job description.
Showcase Your Analytical Skills:Since strong analytical and report-writing skills are crucial for this role, include examples of your previous work where you've produced clear and concise outputs. We love seeing how you can communicate complex information effectively!
Demonstrate Relationship-Building:Highlight your ability to build strong relationships with stakeholders. Share specific instances where you've collaborated across teams or influenced decisions, as this is key for us at StudySmarter.
Apply Through Our Website:Don't forget to submit your application through our website! It’s the best way for us to receive your details and ensures you’re considered for this exciting opportunity.
How to prepare for a job interview at SBS Skipton Building Society
✨Know Your Regulations
Make sure you brush up on the latest FCA Conduct of Business rules and Consumer Duty regulations. Being able to discuss these confidently will show that you’re not just familiar with the basics, but that you can apply this knowledge practically in your role.
✨Showcase Your Analytical Skills
Prepare to demonstrate your analytical and report-writing skills during the interview. Bring examples of past reports or analyses you've completed, and be ready to explain how they influenced decision-making or compliance strategies.
✨Build Relationships
Highlight your experience in building strong relationships with stakeholders. Think of specific instances where you’ve successfully collaborated with others to achieve compliance goals, as this is crucial for the role.
✨Be Ready to Challenge Constructively
The role requires confidence to provide constructive challenge. Prepare examples of situations where you’ve had to influence decisions or challenge practices while maintaining positive relationships. This will showcase your ability to engage effectively at all levels.