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For Companies At a Glance
- Tasks: Join a dynamic team to ensure accurate regulatory reporting and compliance.
- Company: A leading Multi-Asset Brokerage in the heart of London.
- Benefits: Enjoy competitive pay, potential remote work, and a vibrant office culture.
- Why this job: Make an impact in finance while developing your skills in a supportive environment.
- Qualifications: Ideal for those with a keen interest in regulatory frameworks and analytical skills.
- Other info: Opportunity for growth and learning in a fast-paced industry.
The predicted salary is between 43200 - 72000 £ per year.
We are working with a Multi-Asset Brokerage business based in the City of London, who are looking for a Senior Regulatory Reporting Analyst to join a newly formed team within the business. The role will report to the Head of Operations. As the Senior Regulatory Reporting Analyst, assist the firm with meeting its Regulatory Reporting obligations, principally in relation to EMIR and MiFIR. Assume the day-to-day operational responsibility for the completeness, accuracy and timeliness of reporting, as well as day-to-day oversight of the relevant operational processes including exception management and reconciliations. Define remediation and back-reporting requirements, and subsequently coordinating, testing and verifying the remediation activity.
The main responsibilities of this role are to:
- Identify the regulatory requirements, interpret these in the context of the firm's business activities and define the obligations that the firm must adhere to.
- Review regulatory announcements, identify and define corresponding changes to systems and processes.
- Provide day-to-day oversight of operational processes including exception monitoring/reconciliations.
- Assume day-to-day operational responsibility for the timeliness and completeness of reporting.
- Provide 1st line investigation/resolution of routine exceptions and direct non-routine exceptions to other departments as appropriate.
- Investigate and respond to ad hoc queries and requests relating to day-to-day reporting activity and operational processes.
- Record breaches and determine appropriate action e.g. escalation and remediation.
- Investigate issues with and maintain static/reference data and undertake periodic reconciliations.
- Notify forthcoming new business, business change and/or new products, markets or brokers.
- Review and test the impact of new business, business change and/or new products, markets or brokers.
- Define remediation and back-reporting requirements, coordinating and verifying remediation and back-reporting activity.
- Document applicable business scenarios within a scenario matrix, accompanied with the population of each field.
- Document and maintain Operations policies and procedures.
- Undertake User Acceptance Tests (UAT) to verify systems and processes meet defined requirements and verify change in Production.
Senior Regulatory Reporting Analyst employer: Saxton Leigh
Contact Detail:
Saxton Leigh Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Regulatory Reporting Analyst
✨Tip Number 1
Familiarise yourself with EMIR and MiFIR regulations, as these are crucial for the role. Understanding the nuances of these regulations will not only help you in interviews but also demonstrate your commitment to the position.
✨Tip Number 2
Network with professionals in the regulatory reporting field. Attend industry events or webinars where you can meet people who work in similar roles. This can provide valuable insights and potentially lead to referrals.
✨Tip Number 3
Brush up on your analytical skills, particularly in relation to exception management and reconciliations. Being able to showcase your problem-solving abilities during discussions can set you apart from other candidates.
✨Tip Number 4
Prepare to discuss your experience with User Acceptance Testing (UAT). Be ready to share specific examples of how you've verified systems and processes in previous roles, as this is a key responsibility in the job description.
We think you need these skills to ace Senior Regulatory Reporting Analyst
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities of a Senior Regulatory Reporting Analyst. Familiarise yourself with EMIR and MiFIR regulations, as well as the specific operational processes mentioned in the job description.
Tailor Your CV: Highlight your relevant experience in regulatory reporting and any specific knowledge of EMIR and MiFIR. Use keywords from the job description to ensure your CV aligns with what the company is looking for.
Craft a Strong Cover Letter: In your cover letter, explain why you are a great fit for this role. Discuss your experience with regulatory requirements, exception management, and reconciliations. Be sure to convey your enthusiasm for joining a newly formed team.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any spelling or grammatical errors. A polished application reflects your attention to detail, which is crucial for a role focused on accuracy and compliance.
How to prepare for a job interview at Saxton Leigh
✨Understand Regulatory Frameworks
Make sure you have a solid grasp of EMIR and MiFIR regulations. Be prepared to discuss how these regulations impact the firm's operations and reporting obligations, as this will demonstrate your expertise in the field.
✨Showcase Your Analytical Skills
As a Senior Regulatory Reporting Analyst, you'll need strong analytical skills. Prepare examples from your past experience where you've successfully identified regulatory requirements or resolved reporting issues, highlighting your problem-solving abilities.
✨Familiarise Yourself with Operational Processes
Review the operational processes related to regulatory reporting, including exception management and reconciliations. Being able to discuss these processes in detail will show that you're ready to take on the day-to-day responsibilities of the role.
✨Prepare for Scenario-Based Questions
Expect scenario-based questions that assess your ability to handle real-world situations. Think about how you would approach defining remediation requirements or conducting User Acceptance Tests, and be ready to articulate your thought process clearly.
