At a Glance
- Tasks: Enhance risk frameworks and manage compliance for a growing investment advisory firm.
- Company: Boutique investment advisory firm supporting start-ups on their regulatory journey.
- Benefits: Competitive salary, professional development, and a dynamic work environment.
- Other info: Opportunity to work closely with senior management and drive meaningful change.
- Why this job: Join a passionate team and make a real impact in risk management.
- Qualifications: Experience in risk, controls, and governance within financial services.
The predicted salary is between 63000 - 77000 £ per year.
THE COMPANY
Our client is a boutique investment advisory firm, supporting a large number of start-ups on their regulatory journey.
They are looking for a Risk & Controls Manager to join a growing and ambitious organisation, reporting directly to the Head of Compliance and the Management Committee.
THE RESPONSIBILITIES
- Own and continuously enhance the organisation’s Risk and Control Framework, including risk registers, control libraries and risk self-assessments.
- Manage and improve the Governance, Risk and Compliance (GRC) platform, ensuring data integrity, effective workflows and user engagement.
- Design and strengthen controls that effectively mitigate risk and support business objectives.
- Monitor key risk indicators, control effectiveness and emerging risks, escalating concerns where appropriate.
- Produce insightful risk reporting and dashboards for senior management, committees and Board-level stakeholders.
- Support regulatory compliance activities and assess the impact of emerging regulatory developments.
- Act as a key liaison between management, audit, compliance and external stakeholders.
- Analyse risk and operational data to identify trends, control weaknesses and improvement opportunities.
- Drive remediation activities through to completion, ensuring accountability and timely resolution of issues.
- Deliver training and guidance to stakeholders to increase adoption and understanding of risk management practices.
EXPERIENCE REQUIRED
- Experience within risk, controls, operational risk, governance or a related discipline within a hosting, regulatory consulting or financial services background.
- Experience designing and implementing internal controls
- Previous experience administering a GRC platform and supporting risk management frameworks.
- Understanding of risk and control methodologies such as COSO, Three Lines Model or similar.
- Strong analytical and problem-solving capabilities with the ability to interpret complex information.
- Experience improving processes, controls and reporting environments.
- For further information please contact Caitlynn Fourie
- #J-18808-Ljbffr
Risk & Controls Manager in London employer: Saxton Leigh
Saxton Leigh is an exceptional employer located in the vibrant city of London, offering a dynamic work culture that prioritises collaboration and innovation. Employees benefit from comprehensive professional development opportunities, competitive compensation, and a commitment to fostering a strong risk culture, making it an ideal place for those looking to make a meaningful impact in the field of liquidity and market risk analysis.
StudySmarter Expert Advice🤫
We think this is how you could land Risk & Controls Manager in London
✨Tap into Campus Networks
If you're still in uni, don’t forget to engage with your campus's career services and attend finance-related events. Banks often do presentations and recruitment drives on campus, so put yourself out there and make use of these opportunities to show off your passion for the field.
✨Get Certified
Consider pursuing relevant certifications like the CFA or ACCA while you’re job hunting. They not only beef up your CV but also connect you with professional bodies which can lead to networking opportunities and even job openings in banking and financial services.
✨Connect on Professional Platforms
Join finance-focused groups on platforms like LinkedIn and engage in discussions. This can really help you stand out from the crowd, allowing potential employers to see your knowledge and interest in industry trends. Plus, you might stumble upon job postings shared exclusively within the group.
✨Apply Directly and Be Proactive
Don’t shy away from reaching out directly to firms like Saxton Leigh. Use their websites and apply through them, but also consider following up with a polite email to express your enthusiasm. Being proactive can make a huge difference in getting noticed in the competitive financial services sector.
We think you need these skills to ace Risk & Controls Manager in London
Some tips for your application 🫡
Show Off Your Numbers!:In the banking and financial services world, quantifiable achievements are key. Make sure your CV highlights your grades in relevant subjects, any financial certifications you hold, and specific projects where you've delivered measurable results. Employers love to see how your skills translate into real-world success.
Tailor Your Cover Letter to the Role:When applying for a full-time position, your cover letter should make a direct connection between your experience and the job description. Don't just state your enthusiasm for finance—dive into how your background in banking or financial analysis sets you apart. Let your passion shine through while being specific about what you can bring to Saxton Leigh.
Include Relevant Financial Software Experience:If you've worked with financial modelling tools or software like Excel, SAP, or specific analytical tools during your studies or internships, bring that up! Highlighting your proficiency can really make your application pop and show you're ready to hit the ground running in a full-time role.
Research and Reflect:Before hitting that 'apply' button on Saxton Leigh's website, do a little digging. Look up their recent projects, values, and culture. Reflecting their ethos in your application can make a huge difference and show you’re genuinely interested in being part of the team!
How to prepare for a job interview at Saxton Leigh
✨Brush Up on Financial Analysis Skills
Make sure you're well-versed in financial concepts and analytical techniques relevant to banking and financial services. Get comfortable with tools like Excel for modelling or financial forecasting, as technical questions in this area are common during interviews with Saxton Leigh.
✨Prepare for Case Studies
Expect to tackle case studies that demonstrate your problem-solving skills in real-world banking scenarios. Familiarise yourself with the types of problems you might face—think risk assessments or investment evaluations—and be ready to articulate your thought process clearly.
✨Show Your Passion for Finance
Since this is a full-time position, employers at Saxton Leigh will be keen to see your genuine interest in finance. Be prepared to discuss recent industry trends or news articles that excite you, showcasing your enthusiasm and engagement with the field.
✨Network with Industry Professionals
Before your interview, reach out to current or former Saxton Leigh employees on platforms like LinkedIn. They'll offer unique insights into the company's culture and the interview process, which can give us a delightful edge in showcasing a good fit for the team.
