CASS Compliance Lead: Client Money & Custody

CASS Compliance Lead: Client Money & Custody

Full-Time On-site
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Saxton Leigh is seeking a CASS Specialist to join its Operations team, reporting to the COO. The role focuses on implementing and embedding CASS requirements across the business while supporting growth.

Responsibilities include maintaining CASS 6/7/10 controls, conducting audits, and delivering training. The candidate should have experience in broker-dealer or asset manager settings and a strong grasp of UK regulatory requirements.

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CASS Compliance Lead: Client Money & Custody employer: Saxton Leigh

Saxton Leigh is an exceptional employer located in the vibrant city of London, offering a dynamic work culture that prioritises collaboration and innovation. Employees benefit from comprehensive professional development opportunities, competitive compensation, and a commitment to fostering a strong risk culture, making it an ideal place for those looking to make a meaningful impact in the field of liquidity and market risk analysis.

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Contact Details:

Saxton Leigh Recruitment Team