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- Tasks: Lead the UK Compliance team and ensure regulatory compliance for Saxo's operations.
- Company: Saxo is a leading online trading platform connecting investors to global financial markets.
- Benefits: Join a diverse team, enjoy career development, and make a real impact in a purpose-driven organization.
- Why this job: This role offers leadership opportunities and a chance to influence compliance direction in a dynamic environment.
- Qualifications: 10+ years in finance compliance with strong stakeholder engagement and leadership potential.
- Other info: Ongoing interviews; we hire when we find the right fit!
The predicted salary is between 43200 - 72000 £ per year.
London, United Kingdom
Saxo provides the leading online trading platform, connecting investors and traders to global financial markets. Ultimately everything we do is focused on getting curious people invested in the world. We give our clients more opportunities to maximise their wealth.
About the job
We are looking for a Compliance Manager to head up the UK Compliance team, operating in the UK statutory entity in London, reporting to the Group Head of Compliance in Copenhagen. Group Compliance is an important function in the Group, and the UK Head of Compliance will need to ensure the compliance needs of the Group and the local business are properly met. The position has a place in the local Management Team and the Group Compliance Management team.
Responsibilities
- You determine the direction of the Compliance team in the UK and manage the team in collaboration with the broader Saxo Compliance team.
- You will hold SM16 & 17 and are responsible for the relevant reports and communication towards the local regulators on compliance matters.
- You oversee the planning and execution on all possible compliance topics included in Compliance activity plans, including reporting, advising, monitoring etc.
- You have HR responsibilities (people management) for the UK Compliance team.
Your Profile
You bring a comprehensive background in compliance, risk, and control, with a minimum of 10 years of experience in finance or financial markets. Your expertise includes a deep understanding of European and UK financial services compliance laws and regulations, as well as hands-on experience in dealing with financial services regulators. You possess a broad knowledge of various compliance risk areas and have demonstrated strong stakeholder engagement skills, fostering collaboration with both the wider Compliance team and the local business.
You aspire to become a leader and, while it is not necessary to have led teams before, you can provide instances where you have showcased your leadership skills. Your strong sense of independence ensures that Compliance meets the requirements set out in local and other regulations.
This is a chance to have a wide scope of responsibility including managing a small team and contributing to and influencing the direction of the Group Compliance function as well as serving on the UK leadership team.
We conduct interviews on an ongoing basis and hire when we have found the right employees.
We get curious people invested in the world
When you work at Saxo, you become a Saxonian and part of a purpose-driven organisation, where good ideas are always taken seriously, and where you can make a true impact. We are invested in your development, and you can expect a robust career from day one when you join Saxo – no matter which role you take on.
You will join 2,500 other ambitious colleagues across 15 countries and become part of an international organisation. Working in Saxo, you will get to meet colleagues from many different cultures and backgrounds, and you should know that we value diversity and inclusion and see it as a genuine source of strength to drive growth, foster innovation and position us for long-term success.
We encourage an open feedback culture and supportive team environments enabling employees to grow and fulfil their career aspirations. When you bring passion, curiosity, drive and team spirit, your learning journey will be dynamic and your career opportunities in Saxo will be immense.
At Saxo we don’t just offer a job – we offer an opportunity to invest in your future!
How to apply :
Click here to create an account and upload your resume and a short motivation. We look forward to getting to know you better!
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Head of Compliance UK employer: Saxo Bank
Contact Detail:
Saxo Bank Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Head of Compliance UK
✨Tip Number 1
Make sure to familiarize yourself with the specific compliance laws and regulations in the UK and Europe. This knowledge will not only help you during the interview but also demonstrate your commitment to understanding the role's requirements.
✨Tip Number 2
Highlight any previous experience you have in managing teams or projects, even if it wasn't in a formal leadership role. Use examples that showcase your ability to lead and influence others, as this is a key aspect of the position.
✨Tip Number 3
Network with professionals in the compliance field, especially those who work in financial services. Engaging with industry peers can provide valuable insights and may even lead to referrals within Saxo.
✨Tip Number 4
Prepare for questions about stakeholder engagement and collaboration. Think of specific instances where you've successfully worked with different teams or departments, as this will be crucial for the role at Saxo.
We think you need these skills to ace Head of Compliance UK
Some tips for your application 🫡
Understand the Role: Make sure you fully understand the responsibilities and requirements of the Head of Compliance position. Tailor your application to highlight your relevant experience in compliance, risk management, and financial services.
Craft a Strong Motivation Letter: In your motivation letter, express your passion for compliance and your understanding of UK financial regulations. Share specific examples from your past experiences that demonstrate your leadership skills and stakeholder engagement.
Highlight Relevant Experience: When updating your CV, focus on your 10+ years of experience in finance or financial markets. Emphasize your hands-on experience with regulators and your knowledge of compliance risk areas.
Submit Your Application: Once you have prepared your resume and motivation letter, create an account on Saxo's website and upload your documents. Ensure all information is accurate and complete before submitting your application.
How to prepare for a job interview at Saxo Bank
✨Showcase Your Compliance Expertise
Make sure to highlight your extensive background in compliance, risk, and control during the interview. Be prepared to discuss specific regulations and compliance laws relevant to the UK and European financial services, as well as your hands-on experience with regulators.
✨Demonstrate Leadership Potential
Even if you haven't led a team before, share examples that showcase your leadership skills. Discuss situations where you've influenced others or taken initiative, as this will demonstrate your capability to manage the UK Compliance team effectively.
✨Engage with Stakeholders
Prepare to talk about your experience in stakeholder engagement. Highlight how you've fostered collaboration within teams and with external partners, as this is crucial for the role and will show your ability to work within the broader Saxo Compliance team.
✨Emphasize Your Independence
Convey your strong sense of independence and how it has helped you ensure compliance with local and other regulations. This quality is essential for the role, so be ready to provide examples of how you've navigated compliance challenges autonomously.
