VP, Markets Compliance Advisory | SCIB in London

VP, Markets Compliance Advisory | SCIB in London

London Full-Time 63000 - 77000 £ / year (est.) Home office (partial)
Santander UK

At a Glance

  • Tasks: Provide compliance advisory support in a fast-paced financial environment.
  • Company: Join Santander UK, an inclusive employer committed to diversity.
  • Benefits: Competitive salary, tailored benefits, generous holiday, and pension contributions.
  • Other info: Dynamic role with opportunities for professional growth and development.
  • Why this job: Make a real impact advising on complex regulatory matters globally.
  • Qualifications: VP-level experience in Markets Compliance and strong communication skills required.

The predicted salary is between 63000 - 77000 £ per year.

This job is with Santander UK, an inclusive employer and a member of myGwork – the largest global platform for the LGBTQ+ business community.

Join our community. Santander Corporate & Investment Banking (SCIB) is Santander's global division that supports some of the world's most complex and sophisticated corporate and institutional clients, offering customised services and value-added wholesale products to best meet their needs. The Compliance team provides independent compliance advisory support to Santander's Global Markets businesses, helping to ensure adherence to regulatory requirements while enabling commercial objectives. This role offers the opportunity to work closely with senior stakeholders across the UK, Europe and globally, advising on complex regulatory matters within a dynamic and fast-paced markets environment.

The difference you'll make:

  • Providing real-time compliance advisory support to UK and EMEA Global Markets sales and trading businesses, with a particular focus on Fixed Income activities.
  • Monitoring, analysing and interpreting relevant regulatory developments and advising on their impact to business activities and controls.
  • Drafting, reviewing and enhancing compliance policies, procedures and governance frameworks to ensure continued alignment with regulatory expectations.
  • Leading and supporting regulatory enquiries, internal investigations, thematic reviews, audits and inspections, coordinating responses with key stakeholders.
  • Identifying, assessing and escalating regulatory and conduct risks, contributing to compliance risk assessments and ongoing monitoring activities.
  • Developing strong relationships across Front Office, Legal, Risk and Control functions to promote a robust compliance culture and effective governance environment.
  • Collaborating with global Compliance colleagues to ensure consistent interpretation and application of regulatory requirements across jurisdictions.
  • Producing high-quality management information, governance reporting and committee materials for senior management.
  • Supporting UK and EU regulatory filings, certifications and attestations, including engagement with SMCR requirements where applicable.

What you'll bring:

Our people are our greatest strength. Every individual contributes unique perspectives that make us stronger as a team and as an organisation. We're enabling teams to go beyond by valuing who they are and empowering what they bring. The following requirements represent the knowledge, skills, and abilities essential for success in this role.

  • Previous VP-level experience within a UK/EU regulated financial institution in a Markets Compliance Advisory capacity.
  • Extensive experience advising Fixed Income Sales and Trading activities.
  • Demonstrable ability to make and defend complex compliance decisions in a fast-paced, high-pressure environment.
  • Excellent written and verbal communication skills, with the confidence to challenge and influence senior stakeholders across front office and infrastructure functions.
  • In-depth knowledge of the UK/EU regulatory framework, including FCA Handbook and PRA requirements, MiFID II/MiFIR, MAR, EMIR/SFTR and relevant conduct and prudential standards.

It would also be nice for you to have:

  • Bachelor's degree, or equivalent, in Law (LLB/JD) or MBA.
  • Previous exposure to commodities, equities or cross-asset coverage.

What else you need to know:

This role is based at our offices in Triton Square, London located within easy walking distance from Warren Street and Euston. We want our people to thrive at work and home, and also be able to deliver the best outcomes for our customers and to help each other develop. Equal Opportunities. Santander is proud of being an organization where there are equal opportunities regardless of age, gender, disability, civil status, race, religion or sexual orientation. We are committed to providing an inclusive and accessible application process for all candidates.

How we'll reward you:

Your contribution matters, and it's recognised. You can expect a fair, competitive reward package that reflects the impact you create and the value you deliver. As well as a competitive salary, you'll enjoy a benefits package that you can tailor to your needs. Eligible for a discretionary performance-related annual bonus.

  • We put 8% of salary into your pension, even if you don't contribute yourself. We'll pay in up to 12.5% of salary, if you contribute as well, and you can take some of our contribution in cash if you prefer.
  • 30 days' holiday plus bank holidays, which increases to 31 days after 5 years service, with the option to purchase up to 5 contractual days per year.
  • Company funded individual private medical insurance.
  • Voluntary healthcare benefits at discounted rates such as private medical insurance for your family, dental insurance, and health assessments.
  • Protection for you and your family, with company-funded death-in-service benefit and income protection insurance, and the option to take advantage of discounted rates for additional life assurance and critical illness cover.
  • Share in Santander's success by saving or investing in our share plans.

If this sounds like a role you're interested in, then please apply.

VP, Markets Compliance Advisory | SCIB in London employer: Santander UK

Santander UK is an excellent employer, offering a vibrant work culture that fosters innovation and collaboration within the financial services sector. Employees benefit from a competitive salary, generous holiday allowance, and comprehensive health coverage, alongside opportunities for professional growth in a supportive environment. Working in this dynamic location not only enhances career prospects but also allows for meaningful contributions to risk management in technology and operations.

Santander UK

Contact Details:

Santander UK Recruitment Team

StudySmarter Expert Advice🤫

We think this is how you could land VP, Markets Compliance Advisory | SCIB in London

Join Compliance Communities

Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!

Attend Industry Conferences

Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.

Leverage Your University Career Services

If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.

Showcase Your Knowledge Online

Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Santander UK looking for candidates who are engaged and informed.

We think you need these skills to ace VP, Markets Compliance Advisory | SCIB in London

Compliance Advisory
Regulatory Knowledge
Fixed Income Sales and Trading
Analytical Skills
Written Communication Skills
Verbal Communication Skills
Stakeholder Management

Some tips for your application 🫡

Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!

Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.

Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!

Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Santander UK. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!

How to prepare for a job interview at Santander UK

Master the Regulations

Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!

Show Your Analytical Skills

Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!

Know Your Tools

Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!

Align with Company Culture

Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Santander UK’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!