VP, Markets Compliance Advisory | SCIB

VP, Markets Compliance Advisory | SCIB

Full-Time 90000 - 120000 £ / year (est.) Home office (partial)
Santander Corporate & Investment Banking

At a Glance

  • Tasks: Provide compliance advisory support to Global Markets, focusing on regulatory matters and Fixed Income activities.
  • Company: Join Santander Corporate & Investment Banking, a leader in global financial services.
  • Benefits: Competitive salary, tailored benefits, generous holiday, and pension contributions.
  • Other info: Inclusive workplace with opportunities for personal and professional growth.
  • Why this job: Make a real impact in a dynamic environment while collaborating with senior stakeholders globally.
  • Qualifications: VP-level experience in Markets Compliance and strong knowledge of UK/EU regulations required.

The predicted salary is between 90000 - 120000 £ per year.

Santander Corporate & Investment Banking (SCIB) is Santander's global division that supports some of the world's most complex and sophisticated corporate and institutional clients, offering customised services and value-added wholesale products to best meet their needs. The Compliance team provides independent compliance advisory support to Santander's Global Markets businesses, helping to ensure adherence to regulatory requirements while enabling commercial objectives. This role offers the opportunity to work closely with senior stakeholders across the UK, Europe and globally, advising on complex regulatory matters within a dynamic and fast-paced markets environment.

The difference you’ll make:

  • Providing real-time compliance advisory support to UK and EMEA Global Markets sales and trading businesses, with a particular focus on Fixed Income activities.
  • Monitoring, analysing and interpreting relevant regulatory developments and advising on their impact to business activities and controls.
  • Drafting, reviewing and enhancing compliance policies, procedures and governance frameworks to ensure continued alignment with regulatory expectations.
  • Leading and supporting regulatory enquiries, internal investigations, thematic reviews, audits and inspections, coordinating responses with key stakeholders.
  • Identifying, assessing and escalating regulatory and conduct risks, contributing to compliance risk assessments and ongoing monitoring activities.
  • Developing strong relationships across Front Office, Legal, Risk and Control functions to promote a robust compliance culture and effective governance environment.
  • Collaborating with global Compliance colleagues to ensure consistent interpretation and application of regulatory requirements across jurisdictions.
  • Producing high-quality management information, governance reporting and committee materials for senior management.
  • Supporting UK and EU regulatory filings, certifications and attestations, including engagement with SMCR requirements where applicable.

What you’ll bring:

Our people are our greatest strength. Every individual contributes unique perspectives that make us stronger as a team and as an organisation. We’re enabling teams to go beyond by valuing who they are and empowering what they bring. The following requirements represent the knowledge, skills, and abilities essential for success in this role.

  • Previous VP-level experience within a UK/EU regulated financial institution in a Markets Compliance Advisory capacity.
  • Extensive experience advising Fixed Income Sales and Trading activities.
  • Demonstrable ability to make and defend complex compliance decisions in a fast-paced, high-pressure environment.
  • Excellent written and verbal communication skills, with the confidence to challenge and influence senior stakeholders across front office and infrastructure functions.
  • In-depth knowledge of the UK/EU regulatory framework, including FCA Handbook and PRA requirements, MiFID II/MiFIR, MAR, EMIR/SFTR and relevant conduct and prudential standards.

It would also be nice for you to have:

  • Bachelor’s degree, or equivalent, in Law (LLB/JD) or MBA.
  • Previous exposure to commodities, equities or cross-asset coverage.

What else you need to know:

This role is based at our offices in Triton Square, London located within easy walking distance from Warren Street and Euston. We want our people to thrive at work and home, and also be able to deliver the best outcomes for our customers and to help each other develop. Santander is proud of being an organization where there are equal opportunities regardless of age, gender, disability, civil status, race, religion or sexual orientation. We are committed to providing an inclusive and accessible application process for all candidates.

How we’ll reward you:

Your contribution matters, and it’s recognised. You can expect a fair, competitive reward package that reflects the impact you create and the value you deliver. As well as a competitive salary, you’ll enjoy a benefits package that you can tailor to your needs.

  • Eligible for a discretionary performance-related annual bonus.
  • We put 8% of salary into your pension, even if you don’t contribute yourself. We’ll pay in up to 12.5% of salary, if you contribute as well, and you can take some of our contribution in cash if you prefer.
  • 30 days’ holiday plus bank holidays, which increases to 31 days after 5 years service, with the option to purchase up to 5 contractual days per year.
  • Company funded individual private medical insurance.
  • Voluntary healthcare benefits at discounted rates such as private medical insurance for your family, dental insurance, and health assessments.
  • Protection for you and your family, with company-funded death-in-service benefit and income protection insurance, and the option to take advantage of discounted rates for additional life assurance and critical illness cover.
  • Share in Santander’s success by saving or investing in our share plans.

VP, Markets Compliance Advisory | SCIB employer: Santander Corporate & Investment Banking

Santander Corporate & Investment Banking (SCIB) is an exceptional employer, offering a dynamic work environment in the heart of London. With a strong commitment to employee growth and inclusivity, SCIB provides tailored benefits, including a competitive salary, generous holiday allowance, and comprehensive health coverage. Join a team that values your contributions and supports your professional development while working on complex financial solutions for prestigious clients.

Santander Corporate & Investment Banking

Contact Details:

Santander Corporate & Investment Banking Recruitment Team

StudySmarter Expert Advice🤫

We think this is how you could land VP, Markets Compliance Advisory | SCIB

Tap into Campus Networks

If you're still in uni, don’t forget to engage with your campus's career services and attend finance-related events. Banks often do presentations and recruitment drives on campus, so put yourself out there and make use of these opportunities to show off your passion for the field.

Get Certified

Consider pursuing relevant certifications like the CFA or ACCA while you’re job hunting. They not only beef up your CV but also connect you with professional bodies which can lead to networking opportunities and even job openings in banking and financial services.

Connect on Professional Platforms

Join finance-focused groups on platforms like LinkedIn and engage in discussions. This can really help you stand out from the crowd, allowing potential employers to see your knowledge and interest in industry trends. Plus, you might stumble upon job postings shared exclusively within the group.

Apply Directly and Be Proactive

Don’t shy away from reaching out directly to firms like Santander Corporate & Investment Banking. Use their websites and apply through them, but also consider following up with a polite email to express your enthusiasm. Being proactive can make a huge difference in getting noticed in the competitive financial services sector.

We think you need these skills to ace VP, Markets Compliance Advisory | SCIB

Compliance Advisory
Regulatory Knowledge
Fixed Income Sales and Trading
Risk Assessment
Stakeholder Management
Written Communication Skills
Verbal Communication Skills

Some tips for your application 🫡

Show Off Your Numbers!:In the banking and financial services world, quantifiable achievements are key. Make sure your CV highlights your grades in relevant subjects, any financial certifications you hold, and specific projects where you've delivered measurable results. Employers love to see how your skills translate into real-world success.

Tailor Your Cover Letter to the Role:When applying for a full-time position, your cover letter should make a direct connection between your experience and the job description. Don't just state your enthusiasm for finance—dive into how your background in banking or financial analysis sets you apart. Let your passion shine through while being specific about what you can bring to Santander Corporate & Investment Banking.

Include Relevant Financial Software Experience:If you've worked with financial modelling tools or software like Excel, SAP, or specific analytical tools during your studies or internships, bring that up! Highlighting your proficiency can really make your application pop and show you're ready to hit the ground running in a full-time role.

Research and Reflect:Before hitting that 'apply' button on Santander Corporate & Investment Banking's website, do a little digging. Look up their recent projects, values, and culture. Reflecting their ethos in your application can make a huge difference and show you’re genuinely interested in being part of the team!

How to prepare for a job interview at Santander Corporate & Investment Banking

Brush Up on Financial Analysis Skills

Make sure you're well-versed in financial concepts and analytical techniques relevant to banking and financial services. Get comfortable with tools like Excel for modelling or financial forecasting, as technical questions in this area are common during interviews with Santander Corporate & Investment Banking.

Prepare for Case Studies

Expect to tackle case studies that demonstrate your problem-solving skills in real-world banking scenarios. Familiarise yourself with the types of problems you might face—think risk assessments or investment evaluations—and be ready to articulate your thought process clearly.

Show Your Passion for Finance

Since this is a full-time position, employers at Santander Corporate & Investment Banking will be keen to see your genuine interest in finance. Be prepared to discuss recent industry trends or news articles that excite you, showcasing your enthusiasm and engagement with the field.

Network with Industry Professionals

Before your interview, reach out to current or former Santander Corporate & Investment Banking employees on platforms like LinkedIn. They'll offer unique insights into the company's culture and the interview process, which can give us a delightful edge in showcasing a good fit for the team.