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- Tasks: Support the Compliance Manager in reviewing marketing materials and ensuring regulatory compliance.
- Company: Join a dynamic team focused on maintaining high standards in financial promotions.
- Benefits: Enjoy flexible working options and opportunities for professional growth.
- Why this job: Make a real impact by ensuring fairness and clarity in customer communications.
- Qualifications: Experience in compliance monitoring and understanding of FCA regulations is essential.
- Other info: Ideal for those looking to kickstart their career in regulatory compliance.
The predicted salary is between 28800 - 48000 £ per year.
Role overview: You will be responsible for supporting the Compliance Manager with the review and approval of all marketing collateral, in for the all entities.
- Identify and assess risks in marketing materials to ensure they are clear and fair for customers.
- Verify that all promotions meet regulatory standards.
- Maintain accurate approval records.
- Escalate concerns and ensure corrective actions are taken when needed.
KEY SKILLS & REQUIREMENTS:
- Compliance monitoring experience
- Financial promotions experience
- FCA handbook understanding
- Stakeholder management skills
Regulatory Compliance Consultant I employer: Sanderson
Contact Detail:
Sanderson Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory Compliance Consultant I
✨Tip Number 1
Familiarise yourself with the FCA handbook and its key principles. Understanding the regulatory framework will not only help you in interviews but also demonstrate your commitment to compliance.
✨Tip Number 2
Network with professionals in the compliance field, especially those who have experience with financial promotions. Engaging with industry experts can provide valuable insights and potentially lead to referrals.
✨Tip Number 3
Prepare examples of how you've identified and mitigated risks in previous roles. Being able to discuss specific situations where you've ensured compliance will showcase your practical experience.
✨Tip Number 4
Stay updated on the latest trends and changes in regulatory compliance. Showing that you're proactive about your professional development can set you apart from other candidates.
We think you need these skills to ace Regulatory Compliance Consultant I
Some tips for your application 🫡
Understand the Role: Take time to thoroughly read the job description for the Regulatory Compliance Consultant I position. Make sure you understand the key responsibilities and required skills, such as compliance monitoring and financial promotions experience.
Tailor Your CV: Customise your CV to highlight relevant experience in compliance monitoring and stakeholder management. Use specific examples that demonstrate your understanding of the FCA handbook and your ability to assess risks in marketing materials.
Craft a Strong Cover Letter: Write a compelling cover letter that explains why you are a great fit for the role. Mention your experience with regulatory standards and how you have successfully managed compliance in previous roles. Be sure to express your enthusiasm for the position.
Proofread Your Application: Before submitting your application, carefully proofread all documents for spelling and grammatical errors. Ensure that your application is clear, concise, and professional, as attention to detail is crucial in compliance roles.
How to prepare for a job interview at Sanderson
✨Know Your Regulations
Familiarise yourself with the FCA handbook and any relevant regulations. Be prepared to discuss how these regulations impact marketing materials and how you would ensure compliance in your role.
✨Showcase Your Experience
Highlight your previous experience in compliance monitoring and financial promotions. Use specific examples to demonstrate how you've identified risks and ensured that marketing collateral meets regulatory standards.
✨Stakeholder Management Skills
Prepare to discuss your approach to stakeholder management. Think of examples where you've successfully collaborated with different teams or individuals to achieve compliance goals.
✨Attention to Detail
Emphasise your attention to detail, especially when reviewing marketing materials. Be ready to explain how you maintain accurate approval records and escalate concerns effectively.
