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- Tasks: Support the Compliance Manager in reviewing marketing materials and ensuring regulatory compliance.
- Company: Join a dynamic team focused on maintaining high standards in financial promotions.
- Benefits: Enjoy flexible working options and a supportive corporate culture.
- Why this job: Make a real impact by ensuring fairness and clarity in customer communications.
- Qualifications: Experience in compliance monitoring and understanding of FCA regulations is essential.
- Other info: Ideal for those looking to kickstart their career in compliance within a vibrant environment.
The predicted salary is between 28800 - 42000 £ per year.
You will be responsible for supporting the Compliance Manager with the review and approval of all marketing collateral for all entities.
- Identify and assess risks in marketing materials to ensure they are clear and fair for customers.
- Verify that all promotions meet regulatory standards.
- Maintain accurate approval records.
- Escalate concerns and ensure corrective actions are taken when needed.
KEY SKILLS & REQUIREMENTS:
- Compliance monitoring experience
- Financial promotions experience
- FCA handbook understanding
- Stakeholder management skills
Compliance Executive employer: Sanderson
Contact Detail:
Sanderson Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Executive
✨Tip Number 1
Familiarise yourself with the FCA handbook and current regulations related to financial promotions. This knowledge will not only help you in interviews but also demonstrate your commitment to compliance.
✨Tip Number 2
Network with professionals in the compliance field, especially those who have experience in marketing collateral review. Engaging with them can provide insights into the role and may even lead to referrals.
✨Tip Number 3
Prepare examples of how you've identified and managed risks in previous roles. Being able to discuss specific situations where you ensured compliance will showcase your relevant experience.
✨Tip Number 4
Stay updated on the latest trends and changes in compliance regulations. Showing that you are proactive about your professional development can set you apart from other candidates.
We think you need these skills to ace Compliance Executive
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights relevant experience in compliance monitoring and financial promotions. Use specific examples that demonstrate your understanding of the FCA handbook and stakeholder management skills.
Craft a Strong Cover Letter: In your cover letter, express your enthusiasm for the Compliance Executive role. Discuss how your previous experiences align with the responsibilities outlined in the job description, particularly in reviewing marketing materials and ensuring regulatory compliance.
Showcase Relevant Skills: Emphasise your ability to identify and assess risks in marketing materials. Provide examples of how you've successfully escalated concerns and implemented corrective actions in past roles.
Proofread Your Application: Before submitting, carefully proofread your application for any errors or inconsistencies. A well-presented application reflects your attention to detail, which is crucial for a Compliance Executive.
How to prepare for a job interview at Sanderson
✨Know Your Compliance Basics
Make sure you have a solid understanding of compliance regulations, especially those related to financial promotions. Brush up on the FCA handbook and be ready to discuss how it applies to marketing materials.
✨Showcase Your Risk Assessment Skills
Prepare examples of how you've identified and assessed risks in previous roles. Be ready to explain your thought process and the steps you took to ensure compliance in marketing collateral.
✨Demonstrate Stakeholder Management
Think of instances where you've successfully managed stakeholders. Highlight your communication skills and how you’ve navigated differing opinions to achieve compliance goals.
✨Be Ready for Scenario Questions
Expect scenario-based questions where you might need to evaluate a marketing piece for compliance. Practice articulating your approach to ensuring clarity and fairness for customers.
