At a Glance
- Tasks: Support compliance processes and ensure regulatory obligations are met.
- Company: Join a growing compliance function in a dynamic London office.
- Benefits: Hybrid work model, competitive salary, and opportunities for professional growth.
- Other info: Build relationships and promote a proactive compliance culture.
- Why this job: Play a key role in enhancing compliance and making a real impact.
- Qualifications: Knowledge of FCA rules and strong communication skills required.
The predicted salary is between 40000 - 50000 £ per year.
This is an exciting opportunity for a Compliance Analyst to join a growing compliance function and play a key role in supporting the development and delivery of effective compliance processes.
You will support the ongoing operation of the compliance framework, helping ensure the organisation meets its regulatory obligations and maintains a strong culture of compliance. Working closely with senior stakeholders across the business, risk teams, and wider organisation, you will help enhance compliance processes, improve controls, and support the business through a period of continued growth and change.
Key Responsibilities- Support the delivery and ongoing management of core compliance processes across the business.
- Maintain and update compliance policies, procedures, and governance documentation.
- Support regulatory reporting, FCA notifications, and compliance documentation.
- Manage key compliance activities including conflicts of interest reviews, personal account dealing, breach reporting, and control monitoring.
- Assist with the implementation and development of the compliance monitoring programme.
- Support the delivery of compliance training and awareness initiatives.
- Assist with regulatory change and horizon scanning activities.
- Maintain accurate compliance records, logs, actions, and reporting information.
- Support the transition of compliance activities onto enhanced risk and compliance systems.
- Assist with reporting to senior committees and governance forums.
- Build strong relationships with stakeholders across the business, promoting a proactive compliance culture.
- Knowledge of FCA rules, regulatory expectations, and compliance processes.
- Experience supporting compliance frameworks, policies, controls, and governance activities.
- Strong attention to detail with the ability to analyse information and identify risks.
- Excellent written and verbal communication skills, with the confidence to engage stakeholders at all levels.
- A pragmatic approach to problem solving, balancing risk management with business needs.
- Strong organisational skills and the ability to manage multiple priorities.
- A proactive mindset with the ability to work independently and collaboratively.
Compliance Analyst employer: Sanderson
Join our dynamic London office as a Compliance Analyst, where you will be part of a supportive and collaborative work culture that prioritises employee growth and development. With a hybrid working model, you will enjoy the flexibility of working from home while engaging with senior stakeholders to enhance compliance processes in a rapidly evolving environment. Our commitment to maintaining a strong compliance culture ensures that you will have meaningful opportunities to contribute to the organisation's success while advancing your career.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Analyst
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Sanderson looking for candidates who are engaged and informed.
We think you need these skills to ace Compliance Analyst
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Sanderson. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at Sanderson
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Sanderson’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
